Illustration – Managing Conduct Risk in a GRC Context

You are currently focusing on the certification. Go to program dashboard.
This illustration sets out a process for managing conduct risk.
If conduct risk is the risk to the delivery of fair customer outcomes – a definition from the UK’s Financial Conduct Authority – then it is clear that it touches every part of a governance, risk and compliance (GRC) framework.
Conduct Risk Management integrates with GRC – whether it is ensuring compliance to new conduct risk rules, managing conflicts of interest, preventing market abuse, or building robust audit procedures around new product development processes.
Featured in: Compliance , Governance , Culture , Risk
Information & Billing:
+1 (602) 234-9278
Principled Performance, Driving Principled Performance, Putting Principles Into Practice, OCEG, GRC360°, ActiveLearning, EventDay and LeanGRC are registered trademarks of OCEG.
Protector Skillset, Protector Mindset, Protector Code, Lines of Accountability, GRC Professional, GRCP, GRC Fundamentals, GRC Audit, GRCA, GRC Audit Fundamentals, Data Privacy Fundamentals, Integrated Data Privacy Professional, IDPP, Policy Management Fundamentals, Integrated Policy Management Professional, IPMP are trademarks of OCEG.