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FND-OCEG FOUNDATION "RED BOOK" V1

The OCEG Foundation ("Red Book") provides guidance about the core processes and capability to enhance culture and address governance, risk management and compliance requirements. It incorporates the common practices that stand behind some of the most robust programs in the world. The "Red Book" aims to integrate the common elements of governance, risk management and compliance programs, and the key features of:
  • US Federal Sentencing Guidelines for Organizations
  • DOJ Holder / Thompson / McNulty Memo
  • Sarbanes-Oxley
  • SEC 21(a) enforcement decisions
  • Significant cases such as Caremark
  • COSO Internal Control
  • COSO ERM / AS NZS 4360
  • ISO 9000 series / Six Sigma quality frameworks
  • Various US regulatory frameworks and guidance (e.g. HHS)
  • Various CSR frameworks and guidance (AA1000, SA8000, etc.)
The Foundation is a “living document” and will be updated to reflect changes in laws, regulations and emerging best practices.


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Last Updated: 10/8/2007
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