(P) Proact | by OCEG the Open Compliance and Ethics Group

OCEG Contributed

OCEG One Minute Poll: Policy Management March 2011

Effective Policy Management and Communication

OCEG One Minute Poll: Who Takes Code of Ethics Training?

OCEG One Minute Poll: Online Training - How Much and How Good?

GRC Illustrated Series: #21 How Should We Educate and Communicate About Compliance Risks?

Sample e-Mail Policy (2007)

Association of Chartered Certified Accountants (ACCA) - Training & Careers

Institute of Management Accountants (IMA) Certification

Business Continuity Guideline: A Practical Approach for Emergency Preparedness, Crisis Management, and Disaster Recovery (2005)

Staying Out of Trouble: The Role of a Global Anti-Corruption Program

Disaster recovery, backup, and restore: Big challenges for small businesses (2008)

OCEG GRC Glossary - Draft 03-27-08

Managing the Business Risk of Fraud: A Practical Guide (2008)

SEC, Compliance Alert for Chief Compliance Officers (2008)

Issue and Incident Investigation

BusinessStandards.com

From internal control to enterprise risk management (2005)

COSO, Internal Control - Integrated Framework, Guidance on Monitoring Internal Control Systems: Volume II - Guidance (Exposure Draft, 2008)

COSO, Internal Control - Integrated Framework Guidance on Monitoring, Internal Control Systems, Volume III - Application Techniques (Exposure Draft, June 2008)

How to create an e-discovery employee awareness program (2008)

SEC, Investment Advisor Codes of Ethics, Final Rule (2004)

Policy Statement on Corporate Governance (TIAA-CREF, 5th Ed, 2007)

IT Governance Standard, ISO/IEC 38500:2008 Order Page (2008)

ISO/IEC 27006:2007 Order Page: Information technology -- Security techniques -- Requirements for bodies providing audit and certification of information security management systems (2007)

AS8015-2005 - Australian Standard for Corporate Governance of Information and Communication Technology (ICT)

SEC, Enforcement Manual (2008)

Burger King: Code of Business Ethics and Conduct

Cisco Systems - Code of Business Conduct

Writing an Effective Global Code of Conduct (2005)

Business Continuity Maturity Model® (BCMM®)

SEC Publishes Its Guidance for Management on Evaluating Internal Controls (FSA, IIA, 2007)

OCEG One Minute Poll: How do You Manage Policies?

OCEG One Minute Poll: What is Your Strategy for Compliance Training & Technology?

Brabeion Software Joins the Open Compliance and Ethics Group's Technology Council

OCEG for Technology

FDIC, Corporate Codes of Conduct: Guidance on Implementing an Effective Ethics Program (2005)

Business Continuity and Disaster Recovery (2008)

Tools for Assessing Your Organization's Learning Capabilities (2008)

Managing Legal & Regulatory Policies and Procedures - How do You Measure Up?

OCEG One Minute Poll: Policy Management - How do You Measure Up?

Compliance v. Culture: Employees Judge Ethical Conduct in the Workplace (2007)

EU, European Commission's Site on Corporate Social Responsibility

Final Guidance on Sound Incentive Compensation Policies (June 25, 2010)

USSC, Amendments to the Sentencing Guidelines - Reader Friendly Version of Amendments (Aprill 28, 2011)

EU, Consultation on Modernisation of the Directive 2004/109/EC (Transparency Requirements for Listed Companies) (May 2010)

EU, European Commission Prospectus Directive (Rev. 2009)

Corporate Governance and Executive Compensation Provisions of the Dodd-Frank Act (July 2010)

Brief Summary of the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010

Consultation Paper on Corporate Governance Regulations and Guidelines, Monetary Authority of Singapore, March 2010

Asian Corporate Governance Association (ACGA) - Singapore Codes and Rules

Future of Finance: Driving Business Value Through Performance of the Finance Function (Ernst & Young, 2010)

The Maturity of GRC in the Public Sector: Where Are We Today? Where Are We Going? (2010)

Member Contributed

Operational Controls

Code of Conduct

Sarbanes-Oxley Sections 302 & 404: A White Paper Proposing Practical, Cost Effective Compliance Strategies (April 2003)

Federal Sentencing Guideline Manual: §8A1.2. Application Instructions - Organizations (2009 ed.)

International Organization for Standardization (ISO)

ISO, 14000 Family of International Standards

ISO 9000 essentials (9001:2008)

ISO Management Standards - Specific applications

ISO, Quality management principles

ISO 9001 Auditing Practices Group

ISO 9001 Accreditation Auditing Practices Group

ISO Code of Ethics

ISO Annual Reports

ISO Strategic Plan 2005 2010

Nasdaq Code of Conduct for the Board of Directors

NASDAQ Legal and Compliance Page

New York Stock Exchange (NYSE) Listed Company Manual

Fraud Prevention: An Investment No One Can Afford to Forego (2006)

Corporate Codes of Ethics - BellSouth Office of Ethics and Compliance

Corporate Codes of Ethics - Boeing Ethics Site

Corporate Codes of Ethics - Raytheon Business Ethics and Compliance Home Page

Corporate Codes of Ethics PG&E Ethics Compliance

Basic Concept of Corporate Governance Panasonic (Matsushita)

Center for the Study of Ethics in the Professions (IIT) - Codes of Ethics Online

Center for the Study of Ethics in the Professions (IIT) - Resources for Writing a Code of Ethics

Ethics Newsline, published weekly by the Institute for Global Ethics

Zicklin Center for Business Ethics Research, the Wharton School, University of Pennsylvania

Zicklin Center for Business Ethics Research Ethics Today

Ethics Resources Center

Center for Ethics and Social Justice at Loyola University, Chicago: Corporate Ethics

Legal Compliance and Ethics Center, LRN

Selection and Use of the ISO 9000:2000 family of standards (ISO 9001:2000.)

Case for Compliance, The: An article from the American Bar Association (ABA, 2003)

Corporate Compliance Programs in the Aftermath of Sarbanes-Oxley (ABA)

Business Ethics and Compliance in the Sarbanes-Oxley Era (2003)

Public Company Accounting Oversight Board: Standards Setting, Text of Auditing Standards and Standards Related Rules

SEC, Public Company Accounting Oversight Board: Releases Issued by the SEC on PCAOB Rule Proposals

Business Ethics: A Manual for Managing a Responsible Business Enterprise in Emerging Market Economies (ITA)

GAO Forum on Governance and Accountability: Challenges to Restore Public Confidence in U.S. Corporate Governance and Accountability Systems (2003)

Sarbanes-Oxley and ISO 9000 (2005)

ANSI-ASQ National Accreditation Board (ANAB)

Advisories: ANSI-ASQ National Accreditation Board (ANAB)

Center for Business Ethics

Institute for Business and Professional Ethics DePaul University

Beard Center for Leadership in Ethics Duquesne University

Harvard University Center for Ethics and the Professions

Ethics Institutions by Location

Business Ethics Primer

International Business Ethics Institute's Education Site

Compliance Week's List of Compliance Solutions and Providers

Complete Guide to Ethics Management: An Ethics Toolkit for Managers

Ethics Education Resource Center

Ethics Handbook: Building Ethical Leaders

Center for Ethics and Social Justice, Corporate Ethics Loyola University Chicago

E-businessethics.com

Markkula Center for Applied Ethics, Santa Clara University

PG&E Corporation - Ethics Compliance

Raytheon Business Ethics and Compliance Home Page

Boeing Ethics Page: Education and Awareness

Business Ethics at the Wharton School, University of Pennsylvania

Ethics Updates: Computing and Ethics, University of San Diego

Ethics Updates: Environmental Ethics, University of San Diego

Corporate Governance Education and Training, Business.com

Global Executive: Business Education from Economist.com

Compliance Training & Education, Bobsguide.com

American National Standards Institute (ANSI): Training and Education Section

American National Standards Institute (ANSI): University Outreach Program

Institute of Quality Assurance Training and Events

NC State University: ISO Quality Systems Education Page

ISO Certification: Choosing a certification body

Underwriters Laboratories UL University Training Center

Compliance Programs, Codes of Conduct, Whistleblowers and Hotlines (2004)

Business Continuity Institute (BCI): List of Current Courses Endorsed by BCI

Disarming the Value Killers: A Risk Management Study (2005)

COSO Internal Control Framework Resources

Putting COSO's Theory into Practice (2005)

SEC Final Rule: Management's Report on Internal Control over Financial Reporting Implementing SOX Section 404 (2003)

FDIC, Strategies for Enhancing Corporate Governance, Audit Report No. 04-032 (2004)

Enterprise risk management: Aligning design principles to corporate goals (An IBM Executive Brief)

OTS, Proposed Rulemaking, Risk-Based Capital Guidelines; Implementation of New Basel Capital Accord (August 4, 2003)

Compliance Journey: Balancing Risk and Controls with Performance Improvement (KPMG)

Federal Sentencing Guidelines Manual §8B2.1. Effective Compliance and Ethics Program (2010)

Proposed Amendments to U.S. Sentencing Guidelines Portend Significant Changes to Corporate Compliance Programs (July 2004)

USSC, Organizational Guidelines Page

New Federal Sentencing Guidelines for Organizations: Great for Prosecutors, Tough on Organizations, Deadly for the Privilege; The (March 2005)

USSC, Federal Register Notices

Sentencing Guidelines for United States Courts, 69 Federal Register 28994 (2004)

2004 U.S. Sentencing Guidelines Compliance Programs (Memorandum, 2005)

Codes of Ethics Current Issues (Memorandum)

Compliance Assessments: A First Step Toward Ensuring an Effective Compliance Program (2005)

Federal Sentencing Guidelines: Enterprise Risk Management (2004)

SEC, Briefing Paper: Roundtable on Implementation of Internal Control Reporting Provisions (2005)

SEC, Spotlight On: Internal Control Reporting Provisions

Key Elements of Antifraud Programs and Controls (2003)

Seven Habits Of Highly Effective Compliance Programs, Executive Summary (July 12, 2005)

Internal Control Guide for Managers, The State of Massachusetts, Office of the Comptroller

Enterprise Risk Management Specialty Guide May 2006 (Society of Actuaries)

United Kingdom, The Orange Book Management of Risk - Principles and Concepts (2004)

International Institute for Public Ethics (IIPE): The Open Corporation: Evaluation of Corporate Self-Regulation of Responsibility

Top Ten Compliance Challenges for the Health Care Industry (2005)