I2. Communication | by OCEG the Open Compliance and Ethics Group

Employment

SEC Federal Regulations: Form and Content of and Requirements for Financial Statements

New regulations electrify' Form 5500 filers: Uncle Sam is giving employers with qualified retirement plans a reprieve from new electronic filing requirements. (2008)

SEC, Integrated Disclosure System for Small Business Issuers

SEC, Final Rule - Disclosure Required by Sections 406 and 407 of the Sarbanes-Oxley Act of 2002

Workplace Violence - Sample Public Relations Statement

Employment, Financial Assurance

Item 402 of Regulation S-K - Executive Compensation (February 12, 2007)

IRS Notice 2007-49, Covered Employees Under Section 162(m)(3) (June 18, 2007)

Financial Assurance, Governance

General Rules and Regulations Promulgated under the Securities Exchange Act of 1934

Corporate Governance and Executive Compensation Provisions of the Dodd-Frank Act (July 2010)

Financial Assurance

SEC, Shareholder Choice Regarding Proxy Materials; Final Rule (August 1, 2007)

SEC, Proposed Rule: Acceptance From Foreign Private Issuers of Financial Statements Prepared in Accordance With International Financial Reporting Standards Without Reconciliation to U.S. GAAP (2007)

SEC, Discussion Paper for Consideration by the SEC Advisory Committee on Improvements to Financial Reporting (Draft, July 31, 2007)

Sarbanes-Oxley and the Inch-Thick Contract (2005)

Are You Prepared to Release Hitherto Undisclosed Information? (2008)

Final Report of the Advisory Committee on Improvements to Financial Reporting to the United States Securities and Exchange Commission (2008)

Complexity DeCIFiRed SEC Advisory Committee Releases Final Report (Deloitte, 2008)

SEC, Final Rule, Commission Guidance and Amendment to the Rules Relating to Organization and Program Management Concerning Proposed Rule Changes Filed by Self-Regulatory Organizations (July 2008)

PCAOB, Board Adopts Rules for Succeeding to Registration Status of Predecessor Firm (2008)

SEC, Final Rule - Exemption from Registration Under Section 12(g) of the Securities Exchange Act of 1934 for Foreign Private Issuers (2008)

SEC Votes to Modernize Disclosure Requirements to Help U.S. Investors in Foreign Companies (2008)

EU Internal Audit Manager Guideline for Internal Financial Control Assessment Part I - Principles (2007)

SEC, Final Rule - Acceptance From Foreign Private Issuers of Financial Statements Prepared in Accordance With International Financial Reporting Standards Without Reconciliation to U.S. GAAP (2008)

SEC, Proposed Rule - Roadmap for the Potential Use of Financial Statements Prepared in Accordance with International Financial Reporting Standards by U.S. Issuers (2008)

SEC, Regulation S-X, Title 17 CFR Part 210

SEC, Spotlight On: International Financial Reporting Standards "Roadmap"

SEC, Division of Corporation Finance: Frequently Requested Materials

SEC, Concept Release on Allowing U.S. Issuers To Prepare Financial Statements in Accordance With International Financial Reporting Standards; Proposed Rule (August 14, 2007)

Financial Assurance, Information Management

Glossary of GRC Terms from Financial Services Provider Perspective

SEC, Interpretive Release: Commission Guidance on the Use of Company Web Sites (2008)

SEC, Final Rule: Electronic Filing and Revision of Form D (2008)

Governance

FDIC, Strategies for Enhancing Corporate Governance, Audit Report No. 04-032 (2004)

SEC, Spotlight On: Internal Control Reporting Provisions

IT Control Objectives for Sarbanes-Oxley 2nd Edition (September 2006)

SEC Final Rule: Management's Report on Internal Control over Financial Reporting Implementing SOX Section 404 (2003)

Federal Sentencing Guidelines Manual §8B2.1. Effective Compliance and Ethics Program (2010)

ISO, 14000 Family of International Standards

ISO 14001:2004 - Environmental management systems -- Requirements with guidance for use (Purchase Site)

ISO Management Standards - Specific applications

International Organization for Standardization (ISO)

Voluntary Non-Financial Disclosure and the Cost of Equity Capital (October 2010)

Governance, Information Management

IT Executives Offered Japanese Compliance Rules (August 2, 2007)

Information Management

OCEG GRC Glossary - Draft 03-27-08

GRC-XML Work Group Meeting on July 30, 2008