I2. Communication | by OCEG the Open Compliance and Ethics Group

OCEG Contributed

AICPA, Regulatory Information and Financial Reporting

OCEG GRC Glossary - Draft 03-27-08

GRC-XML Work Group Meeting on July 30, 2008

Final Report of the Advisory Committee on Improvements to Financial Reporting to the United States Securities and Exchange Commission (2008)

Complexity DeCIFiRed SEC Advisory Committee Releases Final Report (Deloitte, 2008)

New regulations electrify' Form 5500 filers: Uncle Sam is giving employers with qualified retirement plans a reprieve from new electronic filing requirements. (2008)

SEC, Final Rule, Commission Guidance and Amendment to the Rules Relating to Organization and Program Management Concerning Proposed Rule Changes Filed by Self-Regulatory Organizations (July 2008)

PCAOB, Board Adopts Rules for Succeeding to Registration Status of Predecessor Firm (2008)

SEC, Final Rule - Exemption from Registration Under Section 12(g) of the Securities Exchange Act of 1934 for Foreign Private Issuers (2008)

SEC Votes to Modernize Disclosure Requirements to Help U.S. Investors in Foreign Companies (2008)

SEC, Interpretive Release: Commission Guidance on the Use of Company Web Sites (2008)

SEC, Final Rule: Electronic Filing and Revision of Form D (2008)

EU Internal Audit Manager Guideline for Internal Financial Control Assessment Part I - Principles (2007)

SEC, Final Rule - Acceptance From Foreign Private Issuers of Financial Statements Prepared in Accordance With International Financial Reporting Standards Without Reconciliation to U.S. GAAP (2008)

SEC, Proposed Rule - Roadmap for the Potential Use of Financial Statements Prepared in Accordance with International Financial Reporting Standards by U.S. Issuers (2008)

Glossary of GRC Terms from Financial Services Provider Perspective

Are You Prepared to Release Hitherto Undisclosed Information? (2008)

Workplace Violence - Sample Public Relations Statement

Corporate Governance and Executive Compensation Provisions of the Dodd-Frank Act (July 2010)

Voluntary Non-Financial Disclosure and the Cost of Equity Capital (October 2010)

Member Contributed

International Organization for Standardization (ISO)

ISO, 14000 Family of International Standards

ISO 14001:2004 - Environmental management systems -- Requirements with guidance for use (Purchase Site)

ISO Management Standards - Specific applications

ISO, Quality management principles

ISO 9001 Auditing Practices Group

ISO 9001 Accreditation Auditing Practices Group

ISO Code of Ethics

ISO Annual Reports

ISO Strategic Plan 2005 2010

Selection and Use of the ISO 9000:2000 family of standards (ISO 9001:2000.)

General Rules and Regulations Promulgated under the Securities Exchange Act of 1934

SEC Final Rule: Management's Report on Internal Control over Financial Reporting Implementing SOX Section 404 (2003)

FDIC, Strategies for Enhancing Corporate Governance, Audit Report No. 04-032 (2004)

Federal Sentencing Guidelines Manual §8B2.1. Effective Compliance and Ethics Program (2010)

SEC, Briefing Paper: Roundtable on Implementation of Internal Control Reporting Provisions (2005)

SEC, Spotlight On: Internal Control Reporting Provisions

Internal Control Guide for Managers, The State of Massachusetts, Office of the Comptroller

Helpline/Hotline Operation in France: CNIL Requirements and the Single Authorization Process Explained

Item 402 of Regulation S-K - Executive Compensation (February 12, 2007)

IRS Notice 2007-49, Covered Employees Under Section 162(m)(3) (June 18, 2007)

IT Control Objectives for Sarbanes-Oxley 2nd Edition (September 2006)

IT Executives Offered Japanese Compliance Rules (August 2, 2007)

SEC, Shareholder Choice Regarding Proxy Materials; Final Rule (August 1, 2007)

SEC, Spotlight On: International Financial Reporting Standards "Roadmap"

SEC, Proposed Rule: Acceptance From Foreign Private Issuers of Financial Statements Prepared in Accordance With International Financial Reporting Standards Without Reconciliation to U.S. GAAP (2007)

SEC, Discussion Paper for Consideration by the SEC Advisory Committee on Improvements to Financial Reporting (Draft, July 31, 2007)

SEC, Concept Release on Allowing U.S. Issuers To Prepare Financial Statements in Accordance With International Financial Reporting Standards; Proposed Rule (August 14, 2007)

Role of Internal Audit in Sensitive Communications, The (IIA, 2006)

Sarbanes-Oxley and the Inch-Thick Contract (2005)

SEC Federal Regulations: Form and Content of and Requirements for Financial Statements

SEC, Regulation S-X, Title 17 CFR Part 210

SEC, Division of Corporation Finance: Frequently Requested Materials

SEC, Final Rule - Disclosure Required by Sections 406 and 407 of the Sarbanes-Oxley Act of 2002

SEC, Integrated Disclosure System for Small Business Issuers