I2. Communication | by OCEG the Open Compliance and Ethics Group

European Union

EU Internal Audit Manager Guideline for Internal Financial Control Assessment Part I - Principles (2007)

France

Helpline/Hotline Operation in France: CNIL Requirements and the Single Authorization Process Explained

Japan

IT Executives Offered Japanese Compliance Rules (August 2, 2007)

Multinational

ISO 14001:2004 - Environmental management systems -- Requirements with guidance for use (Purchase Site)

ISO Management Standards - Specific applications

International Organization for Standardization (ISO)

United States

SEC, Final Rule - Exemption from Registration Under Section 12(g) of the Securities Exchange Act of 1934 for Foreign Private Issuers (2008)

SEC Votes to Modernize Disclosure Requirements to Help U.S. Investors in Foreign Companies (2008)

SEC, Final Rule - Acceptance From Foreign Private Issuers of Financial Statements Prepared in Accordance With International Financial Reporting Standards Without Reconciliation to U.S. GAAP (2008)

SEC, Proposed Rule - Roadmap for the Potential Use of Financial Statements Prepared in Accordance with International Financial Reporting Standards by U.S. Issuers (2008)

Item 402 of Regulation S-K - Executive Compensation (February 12, 2007)

IRS Notice 2007-49, Covered Employees Under Section 162(m)(3) (June 18, 2007)

SEC, Regulation S-X, Title 17 CFR Part 210

SEC, Spotlight On: Internal Control Reporting Provisions

IT Control Objectives for Sarbanes-Oxley 2nd Edition (September 2006)

Internal Control Guide for Managers, The State of Massachusetts, Office of the Comptroller

SEC, Integrated Disclosure System for Small Business Issuers

SEC, Final Rule - Disclosure Required by Sections 406 and 407 of the Sarbanes-Oxley Act of 2002

SEC Final Rule: Management's Report on Internal Control over Financial Reporting Implementing SOX Section 404 (2003)

Federal Sentencing Guidelines Manual §8B2.1. Effective Compliance and Ethics Program (2010)

ISO Code of Ethics

ISO Annual Reports

ISO, 14000 Family of International Standards

ISO, Quality management principles

Selection and Use of the ISO 9000:2000 family of standards (ISO 9001:2000.)

ISO 9001 Auditing Practices Group

ISO 9001 Accreditation Auditing Practices Group

SEC, Briefing Paper: Roundtable on Implementation of Internal Control Reporting Provisions (2005)

SEC, Spotlight On: International Financial Reporting Standards "Roadmap"

SEC, Division of Corporation Finance: Frequently Requested Materials

SEC, Concept Release on Allowing U.S. Issuers To Prepare Financial Statements in Accordance With International Financial Reporting Standards; Proposed Rule (August 14, 2007)

AICPA, Regulatory Information and Financial Reporting

Role of Internal Audit in Sensitive Communications, The (IIA, 2006)

Workplace Violence - Sample Public Relations Statement

Corporate Governance and Executive Compensation Provisions of the Dodd-Frank Act (July 2010)

Voluntary Non-Financial Disclosure and the Cost of Equity Capital (October 2010)