M2. Performance Monitoring

Order by:Group by:

Anti-Corruption, Governance

IIA, Using Nonfinancial Measures to Assess Fraud Risk (2008)

Anti-Corruption

Key Elements of Antifraud Programs and Controls (2003)

Employment

Whistleblower Protection: Sustained Management Attention Needed to Address Long-standing Program Weaknesses (GAO, 2010)

Environmental, Product Quality/Safety

International Organization for Standardization (ISO) – Understand the basics

Environmental

Board of Environmental, Health & Safety Auditor Certifications (BEAC)
Sustainable Development, IIA
Responsible Care ToolKit

Financial Assurance, Governance

Nasdaq Code of Conduct for the Board of Directors
Federal Financial Institutions Examination Council (FFIEC) IT Handbook Infobase

Financial Assurance

SEC, Final Report of the Advisory Committee on Smaller Public Companies (2006)

Governance

EthicsPoint: Tools and Insight to Achieve Corporate GRC Maturity
UK, Office of Government Commerce (OGC) Successful Delivery Toolkit
FAQs for COSO's Enterprise Risk Management — Integrated Framework
COSO, Enterprise Risk Management — Integrated Framework: Executive Summary
Enterprise Governance: Getting the Balance Right (2003)
Corporate Compliance Programs in the Aftermath of Sarbanes-Oxley (ABA)
FDIC, Strategies for Enhancing Corporate Governance, Audit Report No. 04-032 (2004)
OCEG Corporate Governance Maturity Model™
AICPA, Auditing Standards
SEC Publishes Its Guidance for Management on Evaluating Internal Controls (FSA, IIA, 2007)
SEC, Spotlight On: Internal Control Reporting Provisions
Time Is Ticking On QAS Compliance
Time to Consider Revising Compliance and Ethics Programs in Light of New Federal Sentencing Guidelines (2004)
Nasdaq, Summary of Corporate Governance Proposals
NASDAQ Stock Market, Inc. Corporate Governance Guidelines for the Board of Directors
Sarbanes-Oxley Sections 302 & 404: A White Paper Proposing Practical, Cost Effective Compliance Strategies (April 2003)
Measuring the Effectiveness and Performance of Your Program (July 2007)
DHS, Risk Management Approaches to Protection (October 2005)
United Kingdom, The Orange Book Management of Risk - Principles and Concepts (2004)
Federal Sentencing Guidelines: Enterprise Risk Management (2004)
Public Company Accounting Oversight Board: Standards Setting, Text of Auditing Standards and Standards Related Rules
ISO, 14000 Family of International Standards
ISO 14001:2004 - Environmental management systems -- Requirements with guidance for use (Purchase Site)
ISO Management Standards - Specific applications
International Organization for Standardization (ISO)
Ethics Audit Essential for Every Business (2004)
Looking for Risk in all the Right Places (2006)
American Society for Quality
Sustaining SOX Compliance: Moving from chaos to consistency (2005)
New York Stock Exchange (NYSE), Corporate Governance
Nasdaq, Corporate Governance (2004)
USSC, Amendments to the Sentencing Guidelines - Reader Friendly Version of Amendments (Aprill 28, 2011)
Brief Summary of the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010
Asian Corporate Governance Association (ACGA) - Singapore Codes and Rules
ARRA and Single Audits: Addressing the Risks and Challenges (2010)
OMB Circular A-133 Compliance Supplement March 2009
AICPA, Technical Practice Aid 8700.03, “Auditor’s Responsibilities for Subsequent Events Relative to a Conduit Debt Obligor" (September 2010)
Treasury Board of Canada Secretariat Internal Audit Web Site
Consultation Paper on Corporate Governance Regulations and Guidelines, Monetary Authority of Singapore, March 2010

Government Dealings (USA)

U.S. Office of Government Ethics (OGE) Web site

Information Management

Chief Information Officers Council (CIO)
Auditing System Conversions (IIA)
Technology - The Institute of Internal Auditors (IIA)

All Access Pass

OCEG All Access Pass

Related terms
M2. Performance Monitoring
M1. Context Monitoring
M3. Systemic Improvement
M4. Assurance
Featured OCEG Programs
GRC Fundamentals on Demand