M2. Performance Monitoring | by OCEG the Open Compliance and Ethics Group

Canada

Treasury Board of Canada Secretariat Internal Audit Web Site

Multinational

ISO 14001:2004 - Environmental management systems -- Requirements with guidance for use (Purchase Site)

ISO Management Standards - Specific applications

International Organization for Standardization (ISO)

Singapore

Asian Corporate Governance Association (ACGA) - Singapore Codes and Rules

Consultation Paper on Corporate Governance Regulations and Guidelines, Monetary Authority of Singapore, March 2010

United Kingdom

United Kingdom, The Orange Book Management of Risk - Principles and Concepts (2004)

United States

SEC, Public Company Accounting Oversight Board: Releases Issued by the SEC on PCAOB Rule Proposals

SEC, Field Offices Integrity Program (2005)

SEC, Spotlight On: Internal Control Reporting Provisions

Time Is Ticking On QAS Compliance

Time to Consider Revising Compliance and Ethics Programs in Light of New Federal Sentencing Guidelines (2004)

Nasdaq, Summary of Corporate Governance Proposals

NASDAQ Stock Market, Inc. Corporate Governance Guidelines for the Board of Directors

Defense Ethics Program: Opportunities Exist to Strengthen Safeguards for Procurement Integrity (GAO Report, April 2005)

Sarbanes-Oxley Sections 302 & 404: A White Paper Proposing Practical, Cost Effective Compliance Strategies (April 2003)

Measuring the Effectiveness and Performance of Your Program (July 2007)

Building a Partnership for Effective Compliance: The Third Government-Industry Roundtable

ISO 9000 essentials (9001:2008)

DHS, Risk Management Approaches to Protection (October 2005)

Federal Sentencing Guidelines: Enterprise Risk Management (2004)

Key Elements of Antifraud Programs and Controls (2003)

Internal Control Guide for Managers, The State of Massachusetts, Office of the Comptroller

Public Company Accounting Oversight Board: Standards Setting, Text of Auditing Standards and Standards Related Rules

Compliance Assessments: A First Step Toward Ensuring an Effective Compliance Program (2005)

Measurement & Metrics Guide (MMG) Full Listing

ISO Code of Ethics

ISO Annual Reports

ISO, 14000 Family of International Standards

Nasdaq Code of Conduct for the Board of Directors

ISO, Quality management principles

Selection and Use of the ISO 9000:2000 family of standards (ISO 9001:2000.)

OCEG Measurement & Metrics Guide

ISO 9001 Auditing Practices Group

ISO 9001 Accreditation Auditing Practices Group

2007 National Business Ethics Survey (ERC)

PCOAB, Standards - Staff Questions and Answers

SEC, Commission Statement on Implementation of Internal Control Reporting Requirements

Federal Financial Institutions Examination Council (FFIEC) IT Handbook Infobase

GAO/NSAA, Management Planning Guide for Information Systems Security Auditing (2001)

SEC, Briefing Paper: Roundtable on Implementation of Internal Control Reporting Provisions (2005)

U.S. Office of Government Ethics (OGE) Web site

Chief Information Officers Council (CIO)

Auditing System Conversions (IIA)

Conduct an Ethics Audit (The Physician's Resource)

Ethics Audit Essential for Every Business (2004)

Audit Your Ethics

Information Technology Process Institute (ITPI) Reading Room

Looking for Risk in all the Right Places (2006)

Auditing a Compliance and Ethics Program (2007)

COSO, Internal Control - Integrated Framework Executive Summary

TheCRO: The Magazine of Corporate Responsibility

J-SOX Newsletter, Issue No.1

Elephant in the Room: Program Evaluation and Performance Measurement

AICPA, Audit and Attest Standards

Guide 6: Managing and Auditing IT Vulnerabilities (IIA, 2007)

OCEG Internal Audit Guide (OIAG)

Institute of Internal Auditors (IIA)

Board of Environmental, Health & Safety Auditor Certifications (BEAC)

Frequently Asked Questions (FAQs) About the Internal Audit Profession, IIA

National Association of Corporate Directors (NACD)

AICPA, Audit Committee Effectiveness Center

Ethics Resource Center (ERC)

Information Systems Audit and Control Association (ISACA)

American Society for Quality

Technology - The Institute of Internal Auditors (IIA)

IT Security, IIA Resources Page

International Systems Security Engineering Association (ISSEA)

CCCure.org - An Open Study Guides Web Site

Ethics & Compliance Officer Association (ECOA)

Ethics in Computing

Expressing an Opinion on Internal Control Resources, IIA

Sustainable Development, IIA

AICPA Antifraud & Corporate Responsibility Resource Center

Business Ethics

Professional Security Testers Web Site

Forrester Research

Office of Government Commerce (OGC) IT Infrastructure Library (ITIL)

Guidance: Popular Internal Audit Guidance Downloads, IIA

SEC, Final Report of the Advisory Committee on Smaller Public Companies (2006)

Role of Internal Audit in Sensitive Communications, IIA

Sarbanes-Oxley Section 404 Work: Looking at the Benefits, IIA

GAO Special Publications: Computer and Information Technology

Approva 2007 Compliance Survey Results

Tools and Resources for Ethics, IIA

Responsible Care ToolKit

SANS, What Works in Internet Security

OCEG Metrics Qualification Tool

Complete Guide to Ethics Management: An Ethics Toolkit for Managers

Taking Control: A Guide to Compliance with Section 404 of the Sarbanes-Oxley Act of 2002

Sarbanes-Oxley Section 404: 10 Threats to Compliance (2006)

Compliance Journey: Making Compliance Sustainable (KPMG, 2005)

How to move your company to sustainable Sarbanes-Oxley compliance - from project to process (2002)

Guide to the Sarbanes-Oxley Act: Internal Control Reporting Requirements - Frequently Asked Questions Regarding Section 404 (2003)

Tripwire Documents: White Papers Collection

Internal Control from a Risk-Based Perspective (IFAC, 2007)

Sustaining SOX Compliance: Moving from chaos to consistency (2005)

New York Stock Exchange (NYSE), Corporate Governance

Nasdaq, Corporate Governance (2004)

USSC, Amendments to the Sentencing Guidelines - Reader Friendly Version of Amendments (Aprill 28, 2011)