Risk Assessment

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Anti-Corruption & Fraud

Journal of Forensic Accounting
Management Antifraud Programs and Controls: Guidance to Help Prevent and Deter Fraud (AICPA, 2002)

Crisis Management & Response, Financial Assurance

FFIEC, Business Continuity Planning (2008)

Finance & Accounting, Insurance, Risk Assessment

European Commission: Solvency II

Finance & Accounting, Risk Assessment

Guidance on Due Diligence Requirements in Determining Whether Investment Securities Are Eligible for Investment, Proposed guidance with request for comment (November 2011)

Anti-Money Laundering

DOJ, 2005 Money Laundering Threat Assessment
UK, The risk-based approach to anti-money laundering (AML) (FSA)

Ethical Culture, Governance, GRC Planning and Organization, GRC Capability and Processes

USSC, Amendments to the Sentencing Guidelines - Reader Friendly Version of Amendments (Aprill 28, 2011)

Information Security, Risk Assessment

Five Steps to Building Information Risk Management Frameworks (August 2007)
GAO, Information Security Risk Assessment: Practices of Leading Organizations (1999)
Convergence of Physical and Information Security in the Context of Enterprise Risk Management, The (2007)

Information Security

Early Warning Signs of IT Project Failure: The Dominant Dozen (2006)
UK, 2008 information security breaches survey: technical report (BERR, 2008)

Supply Chain Management (SCM)

Supply Chain Risk: Deal With It (2003)

OCEG Illustrated Series

OCEG Illustrated Series: #3 IT Roadmap For GRC
OCEG Illustrated Series: #1 How Do We Align Our GRC Initiatives?

OCEG Illustrated Series, Risk Assessment

OCEG Illustrated Series: #4 How Do I Assess Risk?

Audit & Evaluation, GRC Capability and Processes

Sarbanes-Oxley Sections 302 & 404: A White Paper Proposing Practical, Cost Effective Compliance Strategies (April 2003)
Measuring the Effectiveness and Performance of Your Program (July 2007)

Audit & Evaluation, Risk Assessment

Federal Sentencing Guidelines: Enterprise Risk Management (2004)
SEC, Public Company Accounting Oversight Board; Notice of Filing of Proposed Rules on Auditing Standards Related to the Auditor’s Assessment of and Response to Risk and Related Amendments to PCAOB Standards (2010)
SEC: Public Company Accounting Oversight Board; Order Approving Proposed Rules on Auditing Standards Related to the Auditor’s Assessment of and Response to Risk and Related Amendments to PCAOB Standards (2010)

Audit & Evaluation

ARRA and Single Audits: Addressing the Risks and Challenges (2010)
OMB Circular A-133 Compliance Supplement March 2009

GRC Planning and Organization, Risk Assessment, GRC Capability and Processes

COSO Internal Control Framework Resources

LeanGRC Whitepapers

LeanGRC™ - Improving Your Risk Profile: LeanGRC Assessments

Pharmaceutical

Critical Examination of the FDA's Efforts to Preempt Failure-to-Warn Claims, A (2008)

Risk Assessment

LRN 2008 Risk Management Practices Report
DHS, Risk Management Approaches to Protection: Final Report and Recommendations by The National Infrastructure Advisory Council (NIAC) October 11, 2005
FFIEC, IT Risk Management Process
Leadership Through Progressive Enterprise Risk Assessment (2004)
Index of Risk Assessment Articles, Information Systems Audit and Control Association (ISACA)
IT Audit Checklist: Risk Management (2006)
Architectural Risk Analysis (2005)
Enterprise Risk Management for CIOs (2007)
New ASX Rules Rein In Risky Business (2007)
Risk Management in the Enterprise (2007)
Driving Principled Performance: Key Findings from the 2007 OCEG Governance, Risk Management, and Compliance (GRC) Strategy Survey (August 2007)
Risk in the Strategic Planning Process (May 2007)
Planning For Risk; Analysis Of Risk Management (2007)
Aligning People, Processes, and Technology for Effective Risk Management (IIA, 2008)
Assessing, Managing Enterprise Risk: What it takes to manage virtual servers (2007)
Protecting Your Capital Against Risk (2007)
Risk & Regulation Magazine (CARR)
IFAC, Managing Risk to Enhance Stakeholder Value (2002)
ITA, Model By-Law on Risk Management
OTS, Proposed Rulemaking, Risk-Based Capital Guidelines; Implementation of New Basel Capital Accord (August 4, 2003)
Enterprise Risk Management Specialty Guide May 2006 (Society of Actuaries)
Australia, Better Practice Guides, Appendix 6 - Risk Management
OECD Guidance Note, Compliance Risk Management: Managing and Improving Tax Compliance (2004)
Global Association of Risk Professionals (GARP)
Professional Risk Managers International Association (PRMIA)
Society for Risk Analysis (SRA)
Enterprise Risk Management Resources: The Many Faces of Risk
Risk Management Toolkit
Managing Risk: An Assessment of CEO Preparedness - Executive Summary (PriceWaterhouseCoopers, 2004)
GAO, Risk Management: Further Refinements Needed to Assess Risks and Prioritize Protective Measures at Ports and Other Critical Infrastructure (2005)
Global Risk Management Survey 2007 (AON)
Observations on Risk Management Practices during the Recent Market Turbulence (March 2008)
Risk Intelligent Enterprise: ERM Done Right (2006)
ERM: Frameworks, Elements, and Integration (2006)
End of Enterprise Risk Management, The (2007)
Identifying and Selecting the Right Risk Consultant (2007)
Overview of Enterprise Risk Management (2003)
Looking for Risk in all the Right Places (2006)
Is Risk Management Failing? Fundamentals of GRC: Mastering Risk Assessment
Asia Risk Magazine
Disarming the Value Killers: A Risk Management Study (2005)
Conducting a Risk Assessment for Governance, Risk & Compliance
Standard & Poor's Ratings: Enterprise Risk Management

Risk Assessment, GRC Capability and Processes

DHS, Risk Management Approaches to Protection (October 2005)

Risk Assessment, Financial Assurance

RiskCenter

Workplace Violence

NIOSH Safety and Health Topic: Occupational Violence