Risk Management

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Anti-Corruption & Fraud, Risk Assessment

Insider Risk Management Guide (2006)

Anti-Corruption & Fraud

Managing the Business Risk of Fraud: A Practical Guide - Exposure Draft (IIA, 2007)
Fraud Risk Management: Developing a Strategy for Prevention, Detection, and Response (2006)

Anti-Money Laundering

FFIEC, Bank Secrecy Act / Anti-Money Laundering Examination Manual 2007

Audit & Evaluation, Risk Assessment

Federal Sentencing Guidelines: Enterprise Risk Management (2004)
IFAC, Global Survey on Risk Management and Internal Control (PAIB Committee, 2011)

Audit & Evaluation

Treasury Board of Canada Secretariat: Policy on Internal Audit (2009)
Treasury Board of Canada Secretariat Internal Audit Web Site

Finance & Accounting, Financial Services and Banking, Audit & Evaluation, Risk Assessment

NCUA, Corporate Credit Unions (2011, Final Rule)

Finance & Accounting, Audit & Evaluation, Risk Assessment

SEC, Registration of Security-Based Swap Dealers and Major Security-Based Swap Participants (2011)

Crisis Management & Response, Financial Assurance

FFIEC, Business Continuity Planning (2008)

Crisis Management & Response

DHS, Best Practices, Knowledge and Tools: A Collection of Articles

Governance, Critical Conversations Whitepapers, Risk Assessment

OCEG Critical Conversations: CRO at the Center

Education & Training

Strategic Risk Management: A Case Study of Constellation Energy

Financial Services and Banking, Governance, Executive Compensation

Final Guidance on Sound Incentive Compensation Policies (June 25, 2010)

Finance & Accounting, Governance, Executive Compensation

Corporate Governance and Executive Compensation Provisions of the Dodd-Frank Act (July 2010)

Governance, Executive Compensation

Brief Summary of the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010

Finance & Accounting, Financial Services and Banking, Executive Compensation

Incentive-Based Compensation Arrangements, Proposed Rule (April 14, 2011)

Finance & Accounting, Risk Assessment

Risk Magazine
Credit Risk Retention, Notice of Proposed Rulemaking (2011)
Guidance on Due Diligence Requirements in Determining Whether Investment Securities Are Eligible for Investment, Proposed guidance with request for comment (November 2011)

Finance & Accounting, Financial Services and Banking

BIS, Group of Governors and Heads of Supervision announces higher global minimum capital standards (September 2010)
FDIC, Implementation of the New Basel Capital Accord in the U.S.
FDIC, U.S. Banking Agencies Express Support for Basel Agreement (September 2010)

Finance & Accounting, Financial Services and Banking, Governance

The Group of Governors and Heads of Supervision reach broad agreement on Basel Committee capital and liquidity reform package (July 2010)

Finance & Accounting

FDIC, Guidance for Managing Third-Party Risk (2008)
IMF, Making Banks Safer: Can Volcker and Vickers Do It? (2011)

Finance & Accounting, Insurance, Risk Assessment

European Commission: Solvency II

Finance & Accounting, Governance, Risk Assessment

Consultation Paper on Corporate Governance Regulations and Guidelines, Monetary Authority of Singapore, March 2010

Finance & Accounting, GRC Planning and Organization

Authority to Require Supervision and Regulation of Certain Nonbank Financial Companies (2011)

Risk Assessment, Financial Assurance

RiskCenter

Financial Assurance

SEC, Risk Management Controls for Brokers or Dealers With Market Access (Final Rule, 2010)

Financial Services and Banking

Funding Liquidity Risk in a Quantitative Model of Systemic Stability (Central Bank of Chile, 2009)

Governance, Risk Assessment

SEC, Reports to Congress: Risk Management Supervision of Designated Clearing Entities (2011)
Treasury & Risk's 2010 Enterprise Risk Management Survey
Operational Risk & Regulation Magazine

Risk Assessment, GRC Capability and Processes

DHS, Risk Management Approaches to Protection (October 2005)
GRC Issues, Professional Blogs

GRC Planning and Organization, Risk Assessment, GRC Capability and Processes

Articles Page, The Committee of Sponsoring Organizations (COSO)
COSO Internal Control Framework Resources

GRC Planning and Organization, Risk Assessment

SAPinsider Magazine: Governance, Risk Management, and Compliance

Information Security, Record Retention & Data Management, GRC Planning and Organization

Compliance vs. Security: Which Should Lead Corporate Governance? (August 2010)

GRC Planning and Organization

Corporate Governance - King III report - Introduction and overview (PwC)

Information Management, Operations

Umbrellas for Clouds: Applying Outsourcing Risk Mitigation Strategies to SaaS Transactions

Information Security, Risk Assessment

NIST: Risk Management Guide for Information Technology Systems (2002)
NIST, Risk Management Framework
Five Steps to Building Information Risk Management Frameworks (August 2007)
Convergence of Physical and Information Security in the Context of Enterprise Risk Management, The (2007)
Managing risk in the information age (2007)
NIST: Guide for Applying the Risk Management Framework to Federal Information Systems: A Security Life Cycle Approach (2010)

Information Security

UK, Information security: business assurance guidelines (BERR / DTI)
High Performers and Foundational Controls: Building a Strategy for Security and Risk Management (January 2011)

OCEG Illustrated Series

OCEG Illustrated Series: #3 IT Roadmap For GRC
OCEG Illustrated Series: #1 How Do We Align Our GRC Initiatives?
OCEG Illustrated Series: #7 What Are The Elements Of Privacy Risk Management And Compliance?

OCEG Illustrated Series, Risk Assessment

OCEG Illustrated Series: #4 How Do I Assess Risk?
OCEG Illustrated Series: How Can Automated Controls Help Identify And Manage Risk?

One Minute Polls

OCEG One Minute Poll: How do You Manage Risk?

Pharmaceutical

FDA, Guidelines for Industry, Quality Systems Approach to Pharmaceutical CGMP Regulations (2006)
Fraud Risk Management in Life Sciences Companies (Deloitte, Rev. 2009)

Risk Assessment

LRN 2008 Risk Management Practices Report
DHS, Risk Management Approaches to Protection: Final Report and Recommendations by The National Infrastructure Advisory Council (NIAC) October 11, 2005
United Kingdom, The Orange Book Management of Risk - Principles and Concepts (2004)
FFIEC, IT Risk Management Process
Leadership Through Progressive Enterprise Risk Assessment (2004)
Nonprofit Risk Management Center: Articles, Topical Index
Internal Controls and Managing Enterprise-Wide Risks (2004)
Index of Risk Assessment Articles, Information Systems Audit and Control Association (ISACA)
Strategic Risk Management: Creating and Protecting Value (2007)
IT Audit Checklist: Risk Management (2006)
Here's Your ERM Sign (July 2007)
Architectural Risk Analysis (2005)
Enterprise-wide risk management and the role of the chief risk officer (March 2000)
Enterprise Risk Management for CIOs (2007)
New ASX Rules Rein In Risky Business (2007)
Risk Management in the Enterprise (2007)
Driving Principled Performance: Key Findings from the 2007 OCEG Governance, Risk Management, and Compliance (GRC) Strategy Survey (August 2007)
Risk in the Strategic Planning Process (May 2007)
Planning For Risk; Analysis Of Risk Management (2007)
Aligning People, Processes, and Technology for Effective Risk Management (IIA, 2008)
Assessing, Managing Enterprise Risk: What it takes to manage virtual servers (2007)
ERM making inroads but still not mainstream: Study (2007)
Measure Twice: Cut Once - Risk-Based Governance Pays Off
Risk & Regulation Magazine (CARR)
Risk Management Magazine (Australia)
IFAC, Managing Risk to Enhance Stakeholder Value (2002)
Enterprise Risk Management Specialty Guide May 2006 (Society of Actuaries)
Basel Committee on Banking Supervision, Sound Practices for the Management and Supervision of Operational Risk (2003)
Australia, Better Practice Guides, Appendix 6 - Risk Management
OECD Guidance Note, Compliance Risk Management: Managing and Improving Tax Compliance (2004)
Global Association of Risk Professionals (GARP)
Centre for Analysis of Risk and Regulation (CARR)
Federation of European Risk Management Associations (FERMA)
Risk and Insurance Management Society (RIMS)
Professional Risk Managers International Association (PRMIA)
Society for Risk Analysis (SRA)
Enterprise Risk Management Resources: The Many Faces of Risk
Risk Management Toolkit
Managing Risk: An Assessment of CEO Preparedness - Executive Summary (PriceWaterhouseCoopers, 2004)
GAO, Risk Management: Further Refinements Needed to Assess Risks and Prioritize Protective Measures at Ports and Other Critical Infrastructure (2005)