Risk Management

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Anti-Corruption, Governance

Managing the Business Risk of Fraud: A Practical Guide (2008)

Anti-Corruption

Fraud Risk Management in Life Sciences Companies (Deloitte, Rev. 2009)
Managing the Business Risk of Fraud: A Practical Guide - Exposure Draft (IIA, 2007)
Fraud Risk Management: Developing a Strategy for Prevention, Detection, and Response (2006)
FFIEC, Bank Secrecy Act / Anti-Money Laundering Examination Manual 2007

Anti-Corruption, Information Management

Insider Risk Management Guide (2006)

Competitive Practices, Governance

Creating the "Wholly Sustainable Enterprise" A Practical Guide to Driving Shareholder Value Through Enterprise Sustainability (Deloitte, 2007)

Competitive Practices, Information Management, Supply Chain Management (SCM)

CSO Security and Risk Magazine Archive
Umbrellas for Clouds: Applying Outsourcing Risk Mitigation Strategies to SaaS Transactions

Competitive Practices, Financial Assurance

SEC, Registration of Security-Based Swap Dealers and Major Security-Based Swap Participants (2011)

Employment

NIOSH Safety and Health Topic: Occupational Violence

Financial Assurance

BIS, Sound Practices for the Management and Supervision of Operational Risk (Basel Committee on Banking Supervision, 2003)
New Basel Capital Accord, The (BIS, 2001, as issued for comment)
Basel Committee on Banking Supervision, Principles for Sound Liquidity Risk Management and Supervision (2008)
IFAC, Managing Risk to Enhance Stakeholder Value (2002)
RiskCenter
FFIEC, Business Continuity Planning (2008)
Funding Liquidity Risk in a Quantitative Model of Systemic Stability (Central Bank of Chile, 2009)
FDIC, Implementation of the New Basel Capital Accord in the U.S.
FDIC, U.S. Banking Agencies Express Support for Basel Agreement (September 2010)
FDIC, Guidance for Managing Third-Party Risk (2008)
SEC, Risk Management Controls for Brokers or Dealers With Market Access (Final Rule, 2010)
Incentive-Based Compensation Arrangements, Proposed Rule (April 14, 2011)
Credit Risk Retention, Notice of Proposed Rulemaking (2011)
European Commission: Solvency II
Authority to Require Supervision and Regulation of Certain Nonbank Financial Companies (2011)
IMF, Making Banks Safer: Can Volcker and Vickers Do It? (2011)
Guidance on Due Diligence Requirements in Determining Whether Investment Securities Are Eligible for Investment, Proposed guidance with request for comment (November 2011)

Financial Assurance, Governance

UK, Association of Insurance and Risk Managers (AIRMIC)
Risk Magazine
Observations on Risk Management Practices during the Recent Market Turbulence (March 2008)
Final Guidance on Sound Incentive Compensation Policies (June 25, 2010)
Corporate Governance and Executive Compensation Provisions of the Dodd-Frank Act (July 2010)
BIS, Group of Governors and Heads of Supervision announces higher global minimum capital standards (September 2010)
The Group of Governors and Heads of Supervision reach broad agreement on Basel Committee capital and liquidity reform package (July 2010)
NCUA, Corporate Credit Unions (2011, Final Rule)

Governance

FAQs for COSO's Enterprise Risk Management — Integrated Framework
COSO, Enterprise Risk Management — Integrated Framework: Executive Summary
RiskMetrics Group, Risk & Governance Blog
2008 Annual Report: IT Governance, Risk and Compliance - Improving Business Results and Mitigating Financial Risk Research Report (2008)
Risk Intelligent Approach to Corporate Responsibility & Sustainability, The (2008)
From internal control to enterprise risk management (2005)
INTOSAI Guidance for Good Governance (INTOSAI GOV)
Enterprise Risk Management: Tools and Techniques for Effective Implementation (IMA, 2007)
OpRisk & Compliance Magazine
BS31100:2008 Code of Practice for Risk Management Order Page (2008)
Sustaining Operational Resiliency: A Process Improvement Approach to Security Management (2006)
Australia, Better Practice Guide - Risk Management (2008)
Putting Risk in the Comfort Zone: Nine Principles for Building the Risk Intelligent Enterprise™ (Deloitte, 2008)
An opportunity for transformation: How internal audit helps contribute to shareholder value (2008)
The ERM Current™
Asset Management Firm: Leaving Behind Legacy Systems for GRC Infrastructure Support
LRN 2008 Risk Management Practices Report
DHS, Risk Management Approaches to Protection (October 2005)
United Kingdom, The Orange Book Management of Risk - Principles and Concepts (2004)
Index of Risk Assessment Articles, Information Systems Audit and Control Association (ISACA)
IT Audit Checklist: Risk Management (2006)
Enterprise Risk Management for CIOs (2007)
New ASX Rules Rein In Risky Business (2007)
Risk Management in the Enterprise (2007)
Driving Principled Performance: Key Findings from the 2007 OCEG Governance, Risk Management, and Compliance (GRC) Strategy Survey (August 2007)
Risk in the Strategic Planning Process (May 2007)
Planning For Risk; Analysis Of Risk Management (2007)
Federal Sentencing Guidelines: Enterprise Risk Management (2004)
GRC Issues, Professional Blogs
SAPinsider Magazine: Governance, Risk Management, and Compliance
Risk Management Magazine (Australia)
Enterprise Risk Management Specialty Guide May 2006 (Society of Actuaries)
Australia, Better Practice Guides, Appendix 6 - Risk Management
Global Association of Risk Professionals (GARP)
Federation of European Risk Management Associations (FERMA)
Professional Risk Managers International Association (PRMIA)
Society for Risk Analysis (SRA)
Enterprise Risk Management Resources: The Many Faces of Risk
COSO Internal Control Framework Resources
Risk Management Toolkit
GAO, Risk Management: Further Refinements Needed to Assess Risks and Prioritize Protective Measures at Ports and Other Critical Infrastructure (2005)
Global Risk Management Survey 2007 (AON)
Sarbanes-Oxley and Corporate Risk-Taking (2007)
LRN 2007 ethics and compliance risk management practices report
Ethics and Compliance Risk Management (LRN, 2007)
Overview of Enterprise Risk Management (2003)
United Kingdom's Turnbull Report Financial Reporting Council Internal Control Revised Guidance for Directors on the Combined Code, October 2005
Looking for Risk in all the Right Places (2006)
UK, The Audit Commission - Corporate governance inspection: Key lines of enquiry 2006 (KLOE)
OCEG Critical Conversations: CRO at the Center
Treasury Board of Canada Secretariat: Policy on Internal Audit (2009)
Brief Summary of the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010
Treasury Board of Canada Secretariat Internal Audit Web Site
Treasury & Risk's 2010 Enterprise Risk Management Survey
Consultation Paper on Corporate Governance Regulations and Guidelines, Monetary Authority of Singapore, March 2010
Operational Risk & Regulation Magazine
Asia Risk Magazine
Corporate Governance - King III report - Introduction and overview (PwC)
NIST: Guide for Applying the Risk Management Framework to Federal Information Systems: A Security Life Cycle Approach (2010)
Chief Risk Officers - Roles and Responsibilities (2011)
Standard & Poor's Ratings: Enterprise Risk Management

Governance, Information Management

OCEG Critical Conversations Series: CIO at the Center (2007)
NIST: Risk Management Guide for Information Technology Systems (2002)
Compliance vs. Security: Which Should Lead Corporate Governance? (August 2010)