Implementation of the Wall Street and Consumer Protection Act: Deadlines Created by the Statute for Select Regulatory Milestones resource Agency Web Sites OCEG Reviewed
A breakdown of the regulatory implementation schedule as required by the Wall Street and Consumer Protection Act. Posted at Financial Stability.gov.
Dodd-Frank Act mandates new corporate governance and executive compensation requirements (July 2010) resource Articles OCEG Reviewed
Introduction: On July 21, 2010, President Obama signed into law the Dodd-Frank Wall Street Reform and Consumer Protection Act (the “Act”). In addition to changes affecting financial service companies, the Act includes a number of corporate governance and executive compensation provisions that apply to all publicly traded companies (subject to exemptions for smaller issuers).
Video, Buddy speaks about the Avon shareholder litigation, Dell's settlement with the SEC, and GRC resource Articles Member contribution
SEC Proposes Consolidated Audit Trail (July 2010) resource Articles
The Harvard Law School Forum on Corporate Governance and Financial Regulation, July 4, 2010. Annette L. Nazareth.
SEC: Consolidated Audit Trail, Proposed Rule (June 2010) resource National Regulations OCEG Reviewed
75 Federal Register 32556 (June 8, 2010); 17 CFR Part 242
Point of View: New SEC rule prompts companies to disclose how their boards oversee risks (PwC, May 2010) resource Articles
Summary: What does the SEC's new rule intend to achieve, and how do the resultant proxy disclosures measure up?
SEC, Shareholder Approval of Executive Compensation of TARP Recipients, Final Rule (2010) resource National Regulations
75 Federal Register 2789 (January 19, 2010)
SEC (finally) Articluates Corporate Cooperation Criteria blog
In a recent litigation release, the SEC explains the resolution of a Reg FD matter. For the first time ever (at least in my memory), the SEC chose to charge the individual vs. the company AND the individual.
OCEG One Minute Poll: Is the CECO a Company Official? resource OMP - One Minute Poll OCEG Reviewed
Quick research poll of the OCEG worldwide membership. October 2007
Hedge Fund Regulation on the Horizon — Don't Shoot the Messenger blog
