Risk Assessment | by OCEG the Open Compliance and Ethics Group

Anti-Corruption, Information Management

Insider Risk Management Guide (2006)

Anti-Corruption, Employment, Environmental, Financial Assurance, Governance, Information Management, Intellectual Property, Workplace Health/Safety

Regulatory Intelligence by Michael Rasmussen: an Axentis Thought Leadership White Paper

Competitive Practices, Financial Assurance

SEC, Registration of Security-Based Swap Dealers and Major Security-Based Swap Participants (2011)

Financial Assurance

NCUA, Risk Assessment Reporting in Corporate Credit Unions

Protecting Your Capital Against Risk (2007)

IFAC, Managing Risk to Enhance Stakeholder Value (2002)

RiskCenter

Credit Risk Retention, Notice of Proposed Rulemaking (2011)

European Commission: Solvency II

Guidance on Due Diligence Requirements in Determining Whether Investment Securities Are Eligible for Investment, Proposed guidance with request for comment (November 2011)

Financial Assurance, Governance

Risk Magazine

Observations on Risk Management Practices during the Recent Market Turbulence (March 2008)

NCUA, Corporate Credit Unions (2011, Final Rule)

Governance

LRN 2008 Risk Management Practices Report

DHS, Risk Management Approaches to Protection (October 2005)

United Kingdom, The Orange Book Management of Risk - Principles and Concepts (2004)

Index of Risk Assessment Articles, Information Systems Audit and Control Association (ISACA)

IT Audit Checklist: Risk Management (2006)

Enterprise Risk Management for CIOs (2007)

New ASX Rules Rein In Risky Business (2007)

Risk Management in the Enterprise (2007)

Driving Principled Performance: Key Findings from the 2007 OCEG Governance, Risk Management, and Compliance (GRC) Strategy Survey (August 2007)

Risk in the Strategic Planning Process (May 2007)

Planning For Risk; Analysis Of Risk Management (2007)

Federal Sentencing Guidelines: Enterprise Risk Management (2004)

GRC Issues, Professional Blogs

SAPinsider Magazine: Governance, Risk Management, and Compliance

Risk Management Magazine (Australia)

COSO, Order page for the full text of the Enterprise Risk Management Integrated Framework (2004)

Enterprise Risk Management Specialty Guide May 2006 (Society of Actuaries)

Australia, Better Practice Guides, Appendix 6 - Risk Management

Global Association of Risk Professionals (GARP)

Federation of European Risk Management Associations (FERMA)

ERM Institute International, Ltd (ERM-II)

Professional Risk Managers International Association (PRMIA)

Society for Risk Analysis (SRA)

Enterprise Risk Management Resources: The Many Faces of Risk

Enterprise Risk Management Initiative

COSO Internal Control Framework Resources

Risk Management Toolkit

GAO, Risk Management: Further Refinements Needed to Assess Risks and Prioritize Protective Measures at Ports and Other Critical Infrastructure (2005)

Global Risk Management Survey 2007 (AON)

Sarbanes-Oxley and Corporate Risk-Taking (2007)

ERM: Frameworks, Elements, and Integration (2006)

LRN 2007 ethics and compliance risk management practices report

Ethics and Compliance Risk Management (LRN, 2007)

Overview of Enterprise Risk Management (2003)

Why Corporate Defence Management is a Strategic Imperative (2006)

United Kingdom's Turnbull Report Financial Reporting Council Internal Control Revised Guidance for Directors on the Combined Code, October 2005

Looking for Risk in all the Right Places (2006)

OCEG Critical Conversations: CRO at the Center

SEC, Public Company Accounting Oversight Board; Notice of Filing of Proposed Rules on Auditing Standards Related to the Auditor’s Assessment of and Response to Risk and Related Amendments to PCAOB Standards (2010)

SEC: Public Company Accounting Oversight Board; Order Approving Proposed Rules on Auditing Standards Related to the Auditor’s Assessment of and Response to Risk and Related Amendments to PCAOB Standards (2010)

COSO, Guidance Documents

Treasury & Risk's 2010 Enterprise Risk Management Survey

Consultation Paper on Corporate Governance Regulations and Guidelines, Monetary Authority of Singapore, March 2010

Operational Risk & Regulation Magazine

Asia Risk Magazine

NIST: Guide for Applying the Risk Management Framework to Federal Information Systems: A Security Life Cycle Approach (2010)

Chief Risk Officers - Roles and Responsibilities (2011)

Standard & Poor's Ratings: Enterprise Risk Management

2011 Aon Global Risk Management Survey

IFAC, Global Survey on Risk Management and Internal Control (PAIB Committee, 2011)

Governance, Information Management

NIST: Risk Management Guide for Information Technology Systems (2002)

GAO, Information Security Risk Assessment: Practices of Leading Organizations (1999)

Government Dealings (USA)

SEC, Reports to Congress: Risk Management Supervision of Designated Clearing Entities (2011)

Information Management

NIST, Risk Management Framework

E-Discovery And Records Management: A Risk-Based Approach (July 2007)

Convergence of Physical and Information Security in the Context of Enterprise Risk Management, The (2007)

Managing risk in the information age (2007)

Taxation

OECD Guidance Note, Compliance Risk Management: Managing and Improving Tax Compliance (2004)