GRC Planning and Organization | by OCEG the Open Compliance and Ethics Group

Standards and Guidelines

USSC, Amendments to the Sentencing Guidelines - Reader Friendly Version of Amendments (Aprill 28, 2011)

EU, Consultation on Modernisation of the Directive 2004/109/EC (Transparency Requirements for Listed Companies) (May 2010)

Organizational Transformation: A Framework for Assessing and Improving Enterprise Architecture Management (Version 2.0) (GAO, 2010)

ISO, 9000:2005: Quality management systems -- Fundamentals and vocabulary (Catalog Page)

Corporate Governance - King III report - Introduction and overview (PwC)

OCEG Benchmarking and Maturity Surveys

OCEG 2008 Benchmarking Series Report: GRC Measurement and Metrics

Research / Studies

The Maturity of GRC in the Public Sector: Where Are We Today? Where Are We Going? (2010)

The Marks GRC Survey - Results

White Papers

An Integrated Approach to Managing Governance, Risk, and Compliance (SAP, 2006)

International Institute for Public Ethics (IIPE): The Open Corporation: Evaluation of Corporate Self-Regulation of Responsibility

Board Structure and Price Informativeness (April 2010)

Future of Finance: Driving Business Value Through Performance of the Finance Function (Ernst & Young, 2010)

Strategic Initiatives for the World at Work, Littler Mendelson PC (2005 - 2006)

Regulatory Intelligence by Michael Rasmussen: an Axentis Thought Leadership White Paper

Articles

Top Ten Compliance Challenges for the Health Care Industry (2005)

Governance, Risk and Compliance Strategy Still a Priority (2008)

Articles Page, The Committee of Sponsoring Organizations (COSO)

CSR And Sustainability: Local Impacts Of Global Supply Chains (2007)

A Model of Maturity: The OCEG Corporate Governance Maturity Model (2007)

Compliance v. Culture: Employees Judge Ethical Conduct in the Workplace (2007)

Compliance vs. Security: Which Should Lead Corporate Governance? (August 2010)

Six Steps to Better IT GRC (Treasury & Risk Magazine, June 2010)

Nuts and Bolts: Building Your Third-Party FCPA Due Diligence Program (2010)

Which is Better: Outsourcing or Shared Services? (Deloitte, 2010)

PwC Insight: Corporate Governance

A Closer Look: The Dodd-Frank Wall Street Reform and Consumer Protection Act (PwC)

Books / Publications

Metropolitan Corporate Counsel - Compliance Readiness Part II (April 2007)

Metropolitan Corporate Counsel - Compliance Readiness - Part I (March 2007)

Standard of Good Practice for Information Security, The (ISF)

ISO 9000 essentials (9001:2008)

SAPinsider Magazine: Governance, Risk Management, and Compliance

COSO, Order page for the full text of the Enterprise Risk Management Integrated Framework (2004)

IT Control Objectives for Sarbanes-Oxley 2nd Edition (September 2006)

Case Studies

OIG, Review of Jet Propulsion Laboratory Ethics and Self-Governance Processes

Critical Conversations Whitepapers

OCEG Critical Conversations: CAE at the Center

Examples

Praxair, Corporate Governance Guidelines

BellSouth, Corporate Governance; Principles

CocaCola Enterprises, Charter, Board of Director Guidelines on Significant Corporate Governance Issues

ISO Management Standards - Specific applications

ISO, Quality management principles

Sprint Nextel Corporation: Audit Committee Charter (2005)

BellSouth, Internal Audit Charter

Bristol-Myers Squibb: Structure and Governance

Bristol-Myers Squibb : Compliance & Ethics

NASDAQ OMX Group, Inc. Corporate Governance Guidelines (April 2010)

Guides

BSR, Issue Brief: Overview of Business and Corporate Governance

Governing for Enterprise Security Implementation Guide (GES)

Green paper on the EU corporate governance framework (2011)

National Laws

Dodd-Frank Wall Street Reform and Consumer Protection Act, Public Law 111-203, H.R. 4173 (111th Congress, 2010)

National Regulations

Authority to Require Supervision and Regulation of Certain Nonbank Financial Companies (2011)

Organizations & Associations

ISO 9001 Auditing Practices Group

ISO 9001 Accreditation Auditing Practices Group

COSO, Guidance Documents

Presentation Slides

VISA GRC ACHIEVEMENT AWARD 2010 PRESENTATION

Agency Guidances

Building a Partnership for Effective Compliance: The Third Government-Industry Roundtable

OGE, U.S. Office of Government Ethics, Strategic Plan Fiscal Years 2007 - 2011

Federal Sentencing Guideline Manual, 2006 (Complete Text with Links to Appendices)

Federal Sentencing Guidelines Manual §8B2.1. Effective Compliance and Ethics Program (2010)

USSC, Organizational Guidelines Page

Canada, Preparing and Using Results-based Management and Accountability Frameworks (2010)

Private Lists / Directories

COSO Internal Control Framework Resources

Other

ABA, Compliance & Ethics Committee