Building (and Maintaining) a Modern-Day Compliance & Ethics Program event ConferenceWorkshop
Datacert's fourth stop in the roadshow!
What: Half-day presentation, discussion, and lunch
When: Tuesday, April 16, 2013 from 9:30 am - 1:30 pm
Where: Location to be announced soon!
Building (and Maintaining) a Modern-Day Compliance & Ethics Program event ConferenceWorkshop
Datacert's third stop in the roadshow!
What: Half-day presentation, discussion, and lunch
When: Tuesday, March 26, 2013 from 9:00 am - 1:30 pm
Where: Norris Conference Center at Houston CityCentre
816 Town & Country Lane
Houston, TX 77024
Building the Foundation for a Comprehensive GRC Program resource White Papers Member contribution
This white paper looks at the business benefits to be gained from taking an integrated approach to corporate GRC management, describes the characteristics of such an approach, and suggests the tech requirements to support a comprehensive and integrated GRC program.
Sink or Swim: Recognizing the Critical Role of Legal for an Effective GRC Program resource White Papers Member contribution
This white paper explains why establishing a collaborative relationship between GRC and Legal should be integral to a company’s GRC strategy.
Building (and Maintaining) a Modern-Day Compliance & Ethics Program event Workshop
Datacert's second stop of the Building (and Maintaining) a Modern-Day Compliance & Ethics Program multi-city roadshow!
Date: Tuesday, February 12, 2013
Time: 9:30 am - 1:00 pm
Where: Conrad New York
102 North End Avenue
New York, NY 10282
Agenda
9:30 am - Welcome and Introductions
10:00 am - Building (and Maintaining) a Modern-Day Compliance & Ethics Program
Building (and Maintaining) a Modern-Day Compliance & Ethics Program event Workshop
Date: Wednesday, January 23, 2013
Time: 9:30 am - 1:00 pm
Where: Hosted at the NetApp corporate headquarters
495 East Java Drive
Sunnyvale, CA 94089
Agenda
9:30 am - Welcome and Introductions
10:00 am - Building (and Maintaining) a Modern-Day Compliance & Ethics Program
ING Compliance and Risk Charter resource Examples
Another somewhat lengthy but good example of the roles and responsibilities of a compliance and risk group.
A Closer Look: The Dodd-Frank Wall Street Reform and Consumer Protection Act (PwC) resource Articles OCEG Reviewed
The Dodd-Frank Wall Street Reform and Consumer Protection Act is one of the most complex pieces of legislation ever written. Financial service firms and other impacted organizations are just beginning to understand the Act's many facets and its full impact.
Authority to Require Supervision and Regulation of Certain Nonbank Financial Companies (2011) resource National Regulations OCEG Reviewed
SUMMARY: Section 113 of the Dodd- Frank Wall Street Reform and Consumer Protection Act (the ‘‘Dodd-Frank Act’’) authorizes the Financial Stability Oversight Council (the ‘‘Council’’) to require a nonbank financial company to be supervised by the Board of Governors of the Federal Reserve System (the ‘‘Board of Governors’’) and be subject to prudential standards in accordance with Title I of the
