Building the Foundation for a Comprehensive GRC Program resource White Papers Member contribution
This white paper looks at the business benefits to be gained from taking an integrated approach to corporate GRC management, describes the characteristics of such an approach, and suggests the tech requirements to support a comprehensive and integrated GRC program.
Sink or Swim: Recognizing the Critical Role of Legal for an Effective GRC Program resource White Papers Member contribution
This white paper explains why establishing a collaborative relationship between GRC and Legal should be integral to a company’s GRC strategy.
Building (and Maintaining) a Modern-Day Compliance & Ethics Program event Workshop
Datacert's second stop of the Building (and Maintaining) a Modern-Day Compliance & Ethics Program multi-city roadshow!
Date: Tuesday, February 12, 2013
Time: 9:30 am - 1:00 pm
Where: Conrad New York
102 North End Avenue
New York, NY 10282
Agenda
9:30 am - Welcome and Introductions
10:00 am - Building (and Maintaining) a Modern-Day Compliance & Ethics Program
Building (and Maintaining) a Modern-Day Compliance & Ethics Program event Workshop
Date: Wednesday, January 23, 2013
Time: 9:30 am - 1:00 pm
Where: Hosted at the NetApp corporate headquarters
495 East Java Drive
Sunnyvale, CA 94089
Agenda
9:30 am - Welcome and Introductions
10:00 am - Building (and Maintaining) a Modern-Day Compliance & Ethics Program
The Evolving Role of Internal Audit in a Connected GRC Environment resource White Papers Member contribution
European Union - Reform of the audit market: Proposal for a regulation on the quality of audits of public-interest entities and proposal for a directive to enhance the single market for statutory audits (November 2011) resource Agency Guidances OCEG Reviewed
Brussels, 30 November 2011 - The 2008 financial crisis highlighted considerable shortcomings in the European audit system. Audits of some large financial institutions just before, during and since the crisis resulted in 'clean' audit reports despite the serious intrinsic weaknesses in the financial health of the institutions concerned.
SEC, Registration of Security-Based Swap Dealers and Major Security-Based Swap Participants (2011) resource National Regulations OCEG Reviewed
Title VII of the Dodd-Frank Act broadly categorizes covered products as ‘‘swaps,’’ regulated primarily by the CFTC, ‘‘security-based swaps,’’ regulated primarily by the Commission, or ‘‘mixed swaps,’’ jointly regulated by the Commission and the CFTC.
IFAC, Global Survey on Risk Management and Internal Control (PAIB Committee, 2011) resource Research / Studies OCEG Reviewed
The PAIB Committee's survey on risk management and internal control received over 600 responses from around the globe. This information paper provides an analysis of the survey results and summarizes respondents' recommendations for the next steps in this area.
NCUA, Corporate Credit Unions (2011, Final Rule) resource National Regulations OCEG Reviewed
Summary: NCUA is issuing final amendments to its rule governing corporate credit unions (corporates). The amendments include internal control and reporting requirements for corporates similar to those required for banks under the Federal Deposit Insurance Act and the Sarbanes-Oxley Act.
Government Auditing Standards: 2010 Exposure Draft (GAO) resource Agency Guidances OCEG Reviewed
Summary: This letter describes the process used by GAO for revising GAGAS, summarizes the proposed major changes, discusses proposed effective dates, and provides instructions for submitting comments on the proposed standards.
