Financial Assurance | by OCEG the Open Compliance and Ethics Group

Latin America

Inter-American Development Bank (IDB)

Multinational

Government in Financial Services: Options and Dilemmas (Ernst & Young, 2009)

Risk Magazine

BIS, Group of Governors and Heads of Supervision announces higher global minimum capital standards (September 2010)

The Group of Governors and Heads of Supervision reach broad agreement on Basel Committee capital and liquidity reform package (July 2010)

FDIC, U.S. Banking Agencies Express Support for Basel Agreement (September 2010)

Caribbean Community Secretariat (CARICOM)

Eastern Caribbean Stock Exchange (ECSE)

Caribbean Development Bank (CDB)

IMF, Making Banks Safer: Can Volcker and Vickers Do It? (2011)

United States

Securities Law 360 Newsletter for Litigators and Compliance Professionals

NCUA, Risk Assessment Reporting in Corporate Credit Unions

RiskCenter

Public Company Accounting Oversight Board (PCAOB)

SEC, Concept Release on Allowing U.S. Issuers To Prepare Financial Statements in Accordance With International Financial Reporting Standards; Proposed Rule (August 14, 2007)

FFIEC, Business Continuity Planning (2008)

Comptrollers Handbook, Office of the Comptroller of the Currency (OCC)

Federal Reserve, OCC, OTS, FDIC Issue Final Guidance on Incentive Compensation (June 21, 2010)

Executive Compensation Outlook (2010)

SEC: Consolidated Audit Trail, Proposed Rule (June 2010)

Corporate Governance and Executive Compensation Provisions of the Dodd-Frank Act (July 2010)

Implementation of the Wall Street and Consumer Protection Act: Deadlines Created by the Statute for Select Regulatory Milestones

Dodd-Frank Wall Street Reform and Consumer Protection Act, Public Law 111-203, H.R. 4173 (111th Congress, 2010)

SEC, Mutual Fund Distribution Fees; Confirmations - Proposed Rule (August 2010)

FDIC, Implementation of the New Basel Capital Accord in the U.S.

Objectives Of The Dodd-Frank Act (November 2010)

FDIC, Guidance for Managing Third-Party Risk (2008)

SEC, Risk Management Controls for Brokers or Dealers With Market Access (Final Rule, 2010)

Incentive-Based Compensation Arrangements, Proposed Rule (April 14, 2011)

FASB Accounting Standards Updates

FASB, Fair Value Measurement (Topic 820): Amendments to Achieve Common Fair Value Measurement and Disclosure Requirements in U.S. GAAP and IFRSs (May 2011)

FASB, In Focus - Accounting Standards Update No. 2011-04: Fair Value Measurement (Topic 820): Amendments to Achieve Common Fair Value Measurement and Disclosure Requirements in U.S. GAAP and IFRSs (May 2011)

SEC, Work Plan for the Consideration of Incorporating International Financial Reporting Standards into the Financial Reporting System for U.S. Issuers: Exploring a Possible Method of Incorporation (May 2011)

SEC Proposes Ways to Strengthen Audits and Reporting of Broker-Dealers to Protect Customer Assets (June 2011)

NCUA, Corporate Credit Unions (2011, Final Rule)

Credit Risk Retention, Notice of Proposed Rulemaking (2011)

SEC, Registration of Security-Based Swap Dealers and Major Security-Based Swap Participants (2011)

Authority to Require Supervision and Regulation of Certain Nonbank Financial Companies (2011)

SEC, Prohibition Against Conflicts of Interest in Certain Securitizations (Proposed Rule, 2011)

SEC Jointly Proposes Prohibitions and Restrictions on Proprietary Trading (2011)

SEC, Implementing the Dodd-Frank Wall Street Reform and Consumer Protection Act

SEC Adopts New Short Form Criteria to Replace Credit Ratings (July 2011)

Guidance on Due Diligence Requirements in Determining Whether Investment Securities Are Eligible for Investment, Proposed guidance with request for comment (November 2011)

Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and Relationships With, Hedge Funds and Private Equity Funds, Proposed Rule (November 2011)

China

China's New Accounting Standards: A comparison with current PRC GAAP and IFRS (Deloitte, 2006)

European Union

An EU Framework for Cross-Border Crisis Management in the Banking Sector, COM(2009) 561/4

An EU Framework for Cross-border Crisis Management in the Banking Sector, Commission Staff Working Document SEC (2009) 1407

Committee of European Banking Supervisors (CEBS)

EU, European Commission Prospectus Directive (Rev. 2009)

OECD, Economic Survey of the European Union 2009

European Commission: Solvency II

Chile

Corporate Governance in Chile (Central Bank of Chile, 2003)

Japan

Tokyo Stock Exchange (TSE)

Publication of the Revision on the Designation of the International Financial Reporting Standards for their Voluntary Application in Japan (2010)

Japan, FSA Newsletter (English Version, Published Monthly)

Japan, Financial Services Agency (FSA) (English Version)

Japan, Financial Instruments and Exchange Act, FSA Web Site (English Version)

Singapore

Monetary Authority Of Singapore (MAS): Reports and Consultation Papers

Consultation Paper on Corporate Governance Regulations and Guidelines, Monetary Authority of Singapore, March 2010

United Kingdom

UK, Companies Act of 2006, C.46

UK, Company Law Reform Bill - White Paper 2005 (BERR)

UK, Department for Business Innovation & Skills (BIS) Companies Act of 2006 Page

UK, Companies House, Companies Act Web Site

UK, Companies Act 2006 (Amendment) (Accounts and Reports) Regulations 2008, SI, 2008 No. 393

UK, The FSA Register

UK, Financial Services Authority (FSA) - Transaction reporting library

UK, Financial Services Authority Handbook Online

UK, Financial Services Authority (FSA) - Reporting Requirements

UK, Rules and Regulations of the London Stock Exchange

UK, London Stock Exchange

UK, Financial Services and Markets Act 2000, 2000 CHAPTER 8

Finance Act 2007

United Kingdom, Financial Service Act 2010