Executive Compensation

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Employment/Labor (U.S.) group

Welcome to the U.S. Employment & Labor community group.  This group addresses all GRC issues that arise for companies that must address employment and labor requirements and risks in the United States. In addition, there are several community groups that address specific aspects of employment as they arise both in the U.S. and globally.

This group addresses compliance and risk issues related to all aspects of U. S. employment and labor law.
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Executive Compensation group

Welcome to the Executive Compensation community group. We welcome active participation in this group by any premium or enterprise OCEG member. Group members may add resources to share, download resources provided by other members, access the related resource collections, and comment on group blogs.

This group addresses issues in establishing and overseeing Executive Compensation
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U.S. Employment/Labor: Executive Compensation Domain Supplement resource Standards and Guidelines OCEG Reviewed

This Supplement addresses the governance, risk managment and compliance issues associated with executive compensation decisions and policies.

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Objectives Of The Dodd-Frank Act (November 2010) resource Articles OCEG Reviewed

Introduction: President Barack Obama signed the Dodd-Frank Act into law on 21 July 2010. The main objective of the Act is to avert a repeat of the 2008 financial crisis by making financial institutions more accountable for their actions and by enhancing oversight of the industry to detect and prevent systemic risk before it reaches crisis level.

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Final Guidance on Sound Incentive Compensation Policies (June 25, 2010) resource Agency Guidances OCEG Reviewed

75 Federal Register 36395 (June 25, 2010)

Agencies: Office of the Comptroller of the Currency, Treasury (OCC); Board of Governors of the Federal Reserve System, (Board or Federal Reserve); Federal Deposit Insurance Corporation (FDIC); Office of Thrift Supervision, Treasury (OTS).

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Item 402 of Regulation S-K - Executive Compensation (February 12, 2007) resource Agency Guidances Member contributionOCEG Reviewed
The interim final rules, which amended the Summary Compensation Table, Grants of Plan-Based Awards Table and Director Compensation Table requirements in Item 402 of Regulation S-K, were effective on December 29, 2006. Compliance with these amendments is required for proxy statements, information statements and registration statements filed on or after December 15, 2006, that are required to include Item 402 disclosure for fiscal years ending on or after December 15, 2006, and for Forms 10-K and 10-KSB for fiscal years ending on or after December 15, 2006.
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CEO Compensation and Board Structure (2008, Rev. 2010) resource White Papers OCEG Reviewed

Abstract: In response to the corporate scandals in 2001-2002, the major U.S. exchanges came up with new director and committee independence requirements which are intended to enhance board oversight. We use this regulation event to shed light on the effect of board structure on CEO compensation.

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Separation Pay Arrangements Under Section 409A (July 2010) resource Articles OCEG Reviewed

Section 409A of the American Jobs Creation Act of 2004 mandates specific requirements for nonqualified deferred compensation plans in order for recipients of the deferred compensation to avoid the immediate inclusion in income of vested benefits, the imposition of a 20 percent penalty, and an interest charge.

The Metropolitan Corporate Counsel; Minich, Dennis A.; July 5, 2010

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Federal Reserve, OCC, OTS, FDIC Issue Final Guidance on Incentive Compensation (June 21, 2010) resource Agency Guidances OCEG Reviewed

Press Release from the Federal Reserve.

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SEC, Regulation S-X, Title 17 CFR Part 210 resource National Regulations Member contributionOCEG Reviewed
The form and content of and requirements for financial statements included in filings with the SEC are set forth in Regulation S-X (17 CFR 210). Regulation S-X rules, in general, are consistent with generally accepted accounting principles (GAAP) but contain certain additional disclosure items not provided for by GAAP. Regulation S-X is organized into thirteen articles that are further divided into Rules.
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