United States | by OCEG the Open Compliance and Ethics Group

OCEG Contributed

GRC 360: Where are Your Weakest Links?

OCEG Internal Audit Guide (OIAG)

Ask the Commissioner: Global Migration and Immigration

OCEG Measurement & Metrics Guide

GRC 360: Getting Connected: The Partnership Of Technology and GRC

Helpline & Hotline Handbook (HHH)

Measurement & Metrics Guide (MMG) Full Listing

Elephant in the Room: Program Evaluation and Performance Measurement

OCEG Practice Aid: Religious Accommodations

OCEG Practice Aid: Avoiding Discrimination

OCEG Practice Aid: Investigating Discrimination Complaints

OCEG Practice Aid: Sample Discrimination Policy

OCEG Practice Aid: Creating Affirmative Action Plans

OCEG Practice Aid: Discrimination State Survey of Protected Classifications

GAO Releases Report on Pre-Trial Agreements (Deferred Prosecution Agreements and Non-Prosecution Agreements)

FLSA Review Methodology Template

OCEG Practice Aid:Compensation - FLSA Administrative Exemption Questionnaire

OCEG Practice Aid: Compensation - FLSA Computer Professional Exemption Questionnaire

OCEG Practice Aid: Compensation - FLSA Executive Exemption Questionnaire

OCEG Practice Aid: Compensation - FLSA Outside Sales Exemption Questionnaire

OCEG Practice Aid: Compensation - FLSA Professional Exemption Questionnaire

OCEG Benchmarking Series Report 2009 - Managing Privacy Practices

EEOC Enforcement Guidance: Workers' Compensation/ADA

DOL, Worker Adjustment and Retraining Notification (WARN) Act Compliance Assistance Materials

OCEG Practice Aid: Labor - Union Organizing Do's and Don'ts Checklist

DOL/VETS - Your Rights Under USERRA Poster, Federal (Rev 2008)

OCEG Practice Aid: Workplace Violence - Policy (short version)

OCEG Practice Aid - Sample FMLA Policy

Houston, Texas

U.S. Federal Government Agencies

How to Effectively Manage Internal Incidents

Ethics and Compliance Risk Management (LRN, 2007)

LRN approach to ethics and compliance education, The

Impact of Codes of Conduct on Corporate Culture, The

Enlisting Resources to Accelerate Corporate Culture Change

Global Companies, Global Integrity

Internal Helplines vs. Third-Party Systems

Governance, Ethics and The Sentencing Guidelines: A Call for Self-Governing Cultures

Ethical Ecosystem

LRN 2007 ethics and compliance risk management practices report

LRN Ethics Study: Ethics impact on workplace productivity

LRN Ethics Study: Ethics impact on employee engagement

LRN Ethics Study: Ethics impact on purchase and investment decisions

How to educate your workforce on the new federal rules regulating electronic discovery

An Integrated Approach to Managing Governance, Risk, and Compliance (SAP, 2006)

Information Lifecycle Management for Business Data (2007, Oracle)

CSR And Sustainability: Local Impacts Of Global Supply Chains (2007)

Data quality -- the forgotten privacy principle (2007)

Collecting Personal Data for E-Discovery (October 2007)

DOL/EBSA, Final Rule - Default Investment Alternatives Under Participant Directed Individual Account Plans (2007)

Insider Threat (2007)

Federal Sentencing Guidelines: Key Points and Profound Changes (ERC, 2004)

FSGO Series (ERC)

EthicsWorld: Surveys and Trends

Keep your IM-using employees on a need-to-know basis (2007)

New Rules of Engagement for Crisis Management (2007)

Corporate Ethics: Taking The Balanced Approach (2007)

United Nations Global Compact Web Site

The ChoicePoint Dilemma: How Data Brokers Should Handle the Privacy of Personal Information (IEEE, 2007)

FAQ: Changes to the Federal Rules of Civil Procedure Affect Storage Plans (2007)

Survey: Majority of b-to-b marketers lack crisis plan (2007)

States Launching E-Discovery Rules (2007)

Protect your company from reputation crises (2007)

GAIT Methodology, The (IIA, 2007)

EDD Update

Anti-Money Laundering and Counter-Terrorism Financing Act 2006 Series Page, Australia

Managing the Business Risk of Fraud: A Practical Guide - Exposure Draft (IIA, 2007)

State of IT Auditing in 2007, The

Electronic Files Are Fair Game in Discovery Phase (2007)

Compliance Provides Benefits Beyond The Obvious (2007)

PBM Transparency May Only Be Skin Deep (2007)

State Security Breach Notification Laws

Fraud Risk Management: Developing a Strategy for Prevention, Detection, and Response (2006)

Defense Procurement & Acquisition Policy (DPAP) Policy Vault

OTS, Corporate Governance and Oversight by the Boards of Director Program (Examination Handbook, January 2009)

Defense Federal Acquisition Regulation Supplement (DFARS) and Procedures, Guidance, and Information (PGI)

Final Regulations Governing Nonqualified Deferred Compensation Under Code Section 409A (May 2007)

Executive Compensation Reform and the Limits of Tax Policy (2004)

Court finalises e-discovery rules (2007)

Annual Survey of Electronic Discovery - Symposium Issue (2006-2007)

Sample e-Mail Policy (2007)

IRS, 401(k) Plan Potential Mistakes (2007)

Electronic Discovery Case Database

Corporate Defence: Are Stakeholders Interests Adequately Defended? (2006)

Why Corporate Defence Management is a Strategic Imperative (2006)

Challenges Facing Contemporary Corporate Defense (2006)

An Executive Guide to Corporate Defence Management (CDM) (2006)

Corporate Defence Continuum, Governance, Risk and Compliance, The (Part 1) (2007)

Updated tax treaty to ease cross-border business (2007)

New E-Discovery Burden, The (2007)

PCAOB, An Audit of Internal Control that is Integrated with an Audit of Financial Statements: Guidance for Auditors of Smaller Public Companies (2007)

CRO's 10 Best Corporate Citizens by Industry (2007)

Achieving World-Class Supply Chain Collaboration: Managing the Transformation (2007)

Association of Chartered Certified Accountants (ACCA) - Training & Careers

Institute of Management Accountants (IMA) Certification

FDIC, Proposed Rule - Annual Independent Audits and Reporting Requirements (2007)

OCC, FRS, FDIC, OTS - Final Rule: Fair Credit Reporting Affiliate Marketing Regulations (2007)

Post-Sarbox, Are Restatements Relevant? (2007)

Compliance Without Tears: Preparation can ease IT's compliance concerns (2007)

Portable security: Full-disk encryption can take a lot of risk out of mobile computing (2007)

Member Contributed

Ask the Commissioner: Intellectual Property

The Latest Trends In Equal Employment Opportunity (EEO) Law: How Are They Creating Risk For Your Workplace?

Information Systems Audit and Control Association (ISACA)

Federal Financial Institutions Examination Council (FFIEC) IT Handbook Infobase

American Society for Quality

Auditing System Conversions (IIA)

Conduct an Ethics Audit (The Physician's Resource)

Ethics Audit Essential for Every Business (2004)

Audit Your Ethics

Technology - The Institute of Internal Auditors (IIA)

Information Technology Process Institute (ITPI) Reading Room

Tripwire Documents: White Papers Collection

GAO/NSAA, Management Planning Guide for Information Systems Security Auditing (2001)

IT Security, IIA Resources Page

SANS, What Works in Internet Security

International Systems Security Engineering Association (ISSEA)

CCCure.org - An Open Study Guides Web Site

Professional Security Testers Web Site

Forrester Research

GAO Special Publications: Computer and Information Technology

Office of Government Commerce (OGC) IT Infrastructure Library (ITIL)

Chief Information Officers Council (CIO)

COSO, The Committee of Sponsoring Organizations of the Treadway Commission

SEC, Code of Ethics

DHS, Risk Management Approaches to Protection (October 2005)

COSO, Order page for the full text of the Enterprise Risk Management Integrated Framework (2004)

Sarbanes-Oxley Sections 302 & 404: A White Paper Proposing Practical, Cost Effective Compliance Strategies (April 2003)

Corporate Ethics and Sarbanes-Oxley (2003)

Federal Sentencing Guideline Manual, 2006 (Complete Text with Links to Appendices)

Federal Sentencing Guideline Manual: §8A1.2. Application Instructions - Organizations (2009 ed.)

DOJ, Thompson Memo Federal Prosecution of Business Organizations

ISO, 14000 Family of International Standards

ISO 9000 essentials (9001:2008)

ISO, Quality management principles

ISO 9001 Auditing Practices Group

ISO 9001 Accreditation Auditing Practices Group

ISO Code of Ethics

ISO Annual Reports

Nasdaq Code of Conduct for the Board of Directors

Nasdaq, Summary of Corporate Governance Proposals

Nasdaq, Corporate Governance (2004)

NASD and NYSE Rulemaking: Relating to Corporate Governance (November 4, 2003)

NASDAQ Stock Market, Inc. Corporate Governance Guidelines for the Board of Directors

NASDAQ Legal and Compliance Page

NASDAQ, Corporate Governance Resources

New York Stock Exchange (NYSE), Corporate Governance

Implementation of the Sarbanes-Oxley Act and Restoring Investor Confidence

USSC, Report of the Ad Hoc Advisory Group on the Organizations Sentencing Guidelines (2003)

Comptrollers Handbook, Office of the Comptroller of the Currency (OCC)

Sarbanes-Oxley "Hotline" Procedures: Who Should Be Doing the Listening? (2003)

Sarbanes Oxley Ethical Hotlines: Options for Compliance with EU Laws

Anonymous Sarbanes-Oxley Hotlines in the E.U.: Practical Compliance Guidance for Global Companies

Fraud Prevention: An Investment No One Can Afford to Forego (2006)

Business Roundtable Issue Site: Business Ethics

Corporate Codes of Ethics - BellSouth Office of Ethics and Compliance

Corporate Codes of Ethics - Boeing Ethics Site

Corporate Codes of Ethics - Raytheon Business Ethics and Compliance Home Page

Ethics & Compliance Officer Association (ECOA)

Center for Business Ethics at Bentley College (CBE)

Center for the Study of Ethics in the Professions (IIT) - Codes of Ethics Online

Center for the Study of Ethics in the Professions (IIT) - Resources for Writing a Code of Ethics

Ethics Newsline, published weekly by the Institute for Global Ethics

Zicklin Center for Business Ethics Research, the Wharton School, University of Pennsylvania

Ethics Resources Center

Center for Ethics and Social Justice at Loyola University, Chicago: Corporate Ethics

Legal Compliance and Ethics Center, LRN

Leadership Through Progressive Enterprise Risk Assessment (2004)

Global Association of Risk Professionals (GARP)

Managing Risk: An Assessment of CEO Preparedness - Executive Summary (PriceWaterhouseCoopers, 2004)

Nonprofit Risk Management Center: Articles, Topical Index

Form 10-Q - Quarterly Report Pursuant to Sections 13 or15(d) of the Securities and Exchange Act of 1934 (Exchange Act), General Instructions

IRS Form 1099-R (2007)

Selection and Use of the ISO 9000:2000 family of standards (ISO 9001:2000.)

Sarbanes-Oxley (SOX), Section 105: Investigations and Disciplinary Proceedings

IRS, Corporate Fraud - Criminal Investigation (CI)

DOJ, Prosecuting Corporate Crimes

SEC, Division of Enforcement

FRB, Effective Corporate Governance and the Role of Counsel, Federal Reserve Board

SEC, Office of the Chief Accountant (OCA)

SEC, International Reporting and Disclosure Issues in the Division of Corporation Finance

Investigating Tips from the Hotline: An Examination of the Unique Oversight Done by Corporate Directors

Turning a Deft Ear to Signs of Corporate Foul Play (NACD)

Sarbanes-Oxley 'Ax', The (2005)

Public Company Accounting Oversight Board

Public Company Accounting Oversight Board: Standards Setting, Text of Auditing Standards and Standards Related Rules

SEC, Public Company Accounting Oversight Board: Releases Issued by the SEC on PCAOB Rule Proposals

Association of Certified Fraud Examiners (AFCE)

Business Ethics: A Manual for Managing a Responsible Business Enterprise in Emerging Market Economies (ITA)

DOJ, Fraud Section

Corporate and Criminal Fraud Accountability Act: Sectional Analysis

Sarbanes-Oxley and ISO 9000 (2005)

ANSI-ASQ National Accreditation Board (ANAB)

Advisories: ANSI-ASQ National Accreditation Board (ANAB)

Center for Business Ethics

Harvard University Center for Ethics and the Professions

Ethics Institutions by Location

Business Ethics Primer

Complete Guide to Ethics Management: An Ethics Toolkit for Managers

Ethics Education Resource Center

Ethics Handbook: Building Ethical Leaders