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Conducting a Risk Assessment for Governance, Risk & Compliance
Chief Risk Officers - Roles and Responsibilities (2011)
Standard & Poor's Ratings: Enterprise Risk Management
Supply Chain Resource Cooperative (SCRC)
Dodd-Frank Act’s Whistleblower Bounty Provision – A Primer (2011)
HSRA, Women's Preventive Services: Required Health Plan Coverage Guidelines
Five 'Say-on-Pay' Lessons (July 2011)
SEC, Registration of Security-Based Swap Dealers and Major Security-Based Swap Participants (2011)
Authority to Require Supervision and Regulation of Certain Nonbank Financial Companies (2011)
SEC, Prohibition Against Conflicts of Interest in Certain Securitizations (Proposed Rule, 2011)
SEC Jointly Proposes Prohibitions and Restrictions on Proprietary Trading (2011)
SEC, Implementing the Dodd-Frank Wall Street Reform and Consumer Protection Act
Strategic Initiatives for the World at Work, Littler Mendelson PC (2005 - 2006)
DHS, Best Practices, Knowledge and Tools: A Collection of Articles
SEC Adopts New Short Form Criteria to Replace Credit Ratings (July 2011)
A Closer Look: The Dodd-Frank Wall Street Reform and Consumer Protection Act (PwC)
VIEWPOINT - The role of the board in creating a sustainable strategy (November 2011)
Guidance on Due Diligence Requirements in Determining Whether Investment Securities Are Eligible for Investment, Proposed guidance with request for comment (November 2011)
Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and Relationships With, Hedge Funds and Private Equity Funds, Proposed Rule (November 2011)
USSC Federal Sentencing Guidelines Manual, 2011 Ed.
GRC Auditor - Twin Cities - October 2013
GRC Auditor - Washington DC - August 2013
GRC Auditor - San Antonio - June 2013
GRC Professional - Twin Cities, MN - October 2013
GRC Professional - Washington DC - August 2013
GRC Professional - Atlanta - July 2013
GRC Professional - San Antonio - June 2013
GRC Professional - New York City - May 2013

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