Governance | by OCEG the Open Compliance and Ethics Group

Anti-Corruption

Who Blows the Whistle on Corporate Fraud? (2007, Rev. 2011)

Anti-Corruption, Governance

International Trade Administration (ITA), Good Governance Site

USSC Federal Sentencing Guidelines Manual, 2011 Ed.

Anti-Corruption, Competitive Practices, Governance, International Transactions

Organization of American States (OAS)

Anti-Corruption, Employment, Environmental, Financial Assurance, Governance, Information Management, Intellectual Property, Workplace Health/Safety

Regulatory Intelligence by Michael Rasmussen: an Axentis Thought Leadership White Paper

Competitive Practices, Governance

Next Steps to Sustainability (Treasury & Risk Magazine, August 2010)

Competitive Practices, Financial Assurance, Governance

SEC, Implementing the Dodd-Frank Wall Street Reform and Consumer Protection Act

Employment, Financial Assurance, Governance

Implementation of the Wall Street and Consumer Protection Act: Deadlines Created by the Statute for Select Regulatory Milestones

Employment, Governance

CEO Compensation (April 2010, Rev. Nov. 2010)

Financial Assurance, Governance

Government in Financial Services: Options and Dilemmas (Ernst & Young, 2009)

Tokyo Stock Exchange (TSE)

Treasury/OTS, Directors' Responsibilities Guide (2008)

Comptrollers Handbook, Office of the Comptroller of the Currency (OCC)

EU, Company law and corporate governance: Commission takes action to ensure that 12 Member States implement EU laws (2008)

Federal Reserve, OCC, OTS, FDIC Issue Final Guidance on Incentive Compensation (June 21, 2010)

Executive Compensation Outlook (2010)

Final Guidance on Sound Incentive Compensation Policies (June 25, 2010)

EU, Consultation on Modernisation of the Directive 2004/109/EC (Transparency Requirements for Listed Companies) (May 2010)

EU, European Commission Prospectus Directive (Rev. 2009)

Corporate Governance and Executive Compensation Provisions of the Dodd-Frank Act (July 2010)

Monetary Authority Of Singapore (MAS): Reports and Consultation Papers

Japan, Financial Instruments and Exchange Act, FSA Web Site (English Version)

NAIC/AICPA Working Group

Dodd-Frank Wall Street Reform and Consumer Protection Act, Public Law 111-203, H.R. 4173 (111th Congress, 2010)

The Group of Governors and Heads of Supervision reach broad agreement on Basel Committee capital and liquidity reform package (July 2010)

Objectives Of The Dodd-Frank Act (November 2010)

Corporate Governance in Latin America (2007)

Governance

OECD Principles of Corporate Governance, as Revised (2004)

Board Evaluations - Deloitte's Center for Corporate Governance

New York Stock Exchange (NYSE), Corporate Governance

Nasdaq, Corporate Governance (2004)

NASDAQ, Corporate Governance Resources

Directive on Information Relating to Corporate Governance, SWX Swiss Exchange, Switzerland (2002)

Corporate Governance for Emerging Markets (2008)

SEC, Final Rule on Investment Corporate Governance, Commission response to remand by Court of Appeals (2005)

NASD and NYSE Rulemaking: Relating to Corporate Governance (November 4, 2003)

OTS, Corporate Governance and Oversight by the Boards of Director Program (Examination Handbook, January 2009)

Australia, Building Better Governance (2008)

International Corporate Governance (CorpGov.net) Links & Resorces

Society of Corporate Secretaries and Governance Professionals

European Corporate Governance Institute (ECGI)

Basel Institute on Governance

Asian Corporate Governance Association (ACGA)

Organisation for Economic Co-operation and Development (OECD)

OCEG Critical Conversations: CRO at the Center

A Model of Maturity: The OCEG Corporate Governance Maturity Model (2007)

Corporate Governance Failures: What Went Wrong (OCEG Research)

World Bank, Reports on the Observance and Standards of Codes (ROSC), Corporate Governance Topic Page

GAO Report: Highlights of GAO's Corporate Governance, Transparency, and Accountability Forum (2002)

Board Matters Quarterly, July 2007 Issue

USSC, Amendments to the Sentencing Guidelines - Reader Friendly Version of Amendments (Aprill 28, 2011)

Brief Summary of the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010

Governance Reform Central, Deloitte

Corporate Governance in Chile (Central Bank of Chile, 2003)

OECD, Latin American Corporate Governance Roundtable and Companies Circle

Board Structure and Price Informativeness (April 2010)

CEO Compensation and Board Structure (2008, Rev. 2010)

Monetary Authority Of Singapore: Code of Corporate Governance (2005)

Asian Corporate Governance Association (ACGA) - Singapore Codes and Rules

ORSE, Observatoire sur la Responsibitie Societale des Entreprises (Study Center for Corporate Social Responsibility, English Version)

Compliance v. Culture: Employees Judge Ethical Conduct in the Workplace (2007)

German Corporate Governance Code (as amended on May 26, 2010)

Government Commission of the German Corporate Governance Code

German Corporate Governance Code, Declarations of Conformity

Germany, Qualification of Supervisory Boards (2010)

Centre for Corporate Governance: Germany (Deloitte)

Monitoring Commissie Corporate Governance Code (English Version)

Dutch Corporate Governance Code (2009 ed.)

Netherlands - The Monitoring Committee's Evaluation Report and Consultation Document (2008)

CSR Europe: Netherlands Community & Business (Samenleving & Bedrijf)

Japan: The Corporate Governance Study Group Report (METI, 2009)

White Paper on Corporate Governance in Japan (ACGA, 2008)

ACGA Statement on Corporate Governance Reform in Japan (December 2009)

Japan: Principles of Corporate Governance (eStandards Forum, Financial Standards Foundation)

Corporate Governance and Stock Price Performance During the Financial Crisis: Evidence from Japan (2009)

Japan, Outline of Proposal of Disclosure Items concerning Corporate Governance (2010)

Voluntary Non-Financial Disclosure and the Cost of Equity Capital (October 2010)

New Perspectives on Corporate Social Responsibility in the Caribbean (2009)

Corporate Social Responsibility in Latin America (2006)

CSR in Latin America: The Moral Case, The Business Case (2010)

Corporate Social Responsibility and Latin American Multinationals (2009)

NYSE Listed Company Manual Section 303A Corporate Governance Standards Frequently Asked Questions (Rev. January 2010)

Green paper on the EU corporate governance framework (2011)

Tokyo Stock Exchange (TSE) Principles of Corporate Governance for Listed Companies (Rev. Edition 2009)

EU, Corporate governance reform - consultation (2011)

PwC Insight: Corporate Governance

Singapore, Consultation Paper on Proposed Revisions to the Code of Corporate Governance (June 2011)

COSO, Guidance Documents

Treasury & Risk's 2010 Enterprise Risk Management Survey

Consultation Paper on Corporate Governance Regulations and Guidelines, Monetary Authority of Singapore, March 2010

Operational Risk & Regulation Magazine

Government Dealings (USA)

SEC, Reports to Congress: Risk Management Supervision of Designated Clearing Entities (2011)