Governance | by OCEG the Open Compliance and Ethics Group

Agency Guidances

Treasury/OTS, Directors' Responsibilities Guide (2008)

OTS, Corporate Governance and Oversight by the Boards of Director Program (Examination Handbook, January 2009)

Comptrollers Handbook, Office of the Comptroller of the Currency (OCC)

Federal Reserve, OCC, OTS, FDIC Issue Final Guidance on Incentive Compensation (June 21, 2010)

Final Guidance on Sound Incentive Compensation Policies (June 25, 2010)

Singapore, Consultation Paper on Proposed Revisions to the Code of Corporate Governance (June 2011)

USSC Federal Sentencing Guidelines Manual, 2011 Ed.

GRC 360

GRC 360: Where are Your Weakest Links?

OBS Report - APR

OCEG GRC Maturity Survey

Agency Web Sites

International Trade Administration (ITA), Good Governance Site

EU, European Commission Prospectus Directive (Rev. 2009)

Monetary Authority Of Singapore (MAS): Reports and Consultation Papers

Japan, Financial Instruments and Exchange Act, FSA Web Site (English Version)

Implementation of the Wall Street and Consumer Protection Act: Deadlines Created by the Statute for Select Regulatory Milestones

SEC, Implementing the Dodd-Frank Wall Street Reform and Consumer Protection Act

Articles

Corporate Governance for Emerging Markets (2008)

A Model of Maturity: The OCEG Corporate Governance Maturity Model (2007)

EU, Company law and corporate governance: Commission takes action to ensure that 12 Member States implement EU laws (2008)

Executive Compensation Outlook (2010)

Corporate Governance and Executive Compensation Provisions of the Dodd-Frank Act (July 2010)

Governance Reform Central, Deloitte

Compliance v. Culture: Employees Judge Ethical Conduct in the Workplace (2007)

Next Steps to Sustainability (Treasury & Risk Magazine, August 2010)

Objectives Of The Dodd-Frank Act (November 2010)

CSR in Latin America: The Moral Case, The Business Case (2010)

PwC Insight: Corporate Governance

Books / Publications

Board Matters Quarterly, July 2007 Issue

Operational Risk & Regulation Magazine

Guides

Board Evaluations - Deloitte's Center for Corporate Governance

New York Stock Exchange (NYSE), Corporate Governance

Nasdaq, Corporate Governance (2004)

NASDAQ, Corporate Governance Resources

Directive on Information Relating to Corporate Governance, SWX Swiss Exchange, Switzerland (2002)

Australia, Building Better Governance (2008)

Green paper on the EU corporate governance framework (2011)

Tokyo Stock Exchange (TSE) Principles of Corporate Governance for Listed Companies (Rev. Edition 2009)

CIPE Guide to Governance Reform: Strategic Planning for Emerging Markets (CIPE Partner Edition)

International Materials

OECD Principles of Corporate Governance, as Revised (2004)

Dutch Corporate Governance Code (2009 ed.)

National Laws

Brief Summary of the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010

Dodd-Frank Wall Street Reform and Consumer Protection Act, Public Law 111-203, H.R. 4173 (111th Congress, 2010)

EU, Corporate governance reform - consultation (2011)

National Regulations

SEC, Final Rule on Investment Corporate Governance, Commission response to remand by Court of Appeals (2005)

NASD and NYSE Rulemaking: Relating to Corporate Governance (November 4, 2003)

German Corporate Governance Code (as amended on May 26, 2010)

Japan, Outline of Proposal of Disclosure Items concerning Corporate Governance (2010)

Organizations & Associations

Tokyo Stock Exchange (TSE)

Society of Corporate Secretaries and Governance Professionals

European Corporate Governance Institute (ECGI)

Basel Institute on Governance

Asian Corporate Governance Association (ACGA)

Organisation for Economic Co-operation and Development (OECD)

OECD, Latin American Corporate Governance Roundtable and Companies Circle

Asian Corporate Governance Association (ACGA) - Singapore Codes and Rules

ORSE, Observatoire sur la Responsibitie Societale des Entreprises (Study Center for Corporate Social Responsibility, English Version)

Government Commission of the German Corporate Governance Code

Monitoring Commissie Corporate Governance Code (English Version)

CSR Europe: Netherlands Community & Business (Samenleving & Bedrijf)

Japan: Principles of Corporate Governance (eStandards Forum, Financial Standards Foundation)

NAIC/AICPA Working Group

Organization of American States (OAS)

COSO, Guidance Documents

Private Lists / Directories

International Corporate Governance (CorpGov.net) Links & Resorces

German Corporate Governance Code, Declarations of Conformity

Research / Studies

Who Blows the Whistle on Corporate Fraud? (2007, Rev. 2011)

Corporate Governance Failures: What Went Wrong (OCEG Research)

World Bank, Reports on the Observance and Standards of Codes (ROSC), Corporate Governance Topic Page

GAO Report: Highlights of GAO's Corporate Governance, Transparency, and Accountability Forum (2002)

Japan: The Corporate Governance Study Group Report (METI, 2009)

Japan's Gradual Transformation in Corporate Governance (April 2008)

The Marks GRC Survey - Results

SEC, Reports to Congress: Risk Management Supervision of Designated Clearing Entities (2011)

Treasury & Risk's 2010 Enterprise Risk Management Survey

Standards and Guidelines

USSC, Amendments to the Sentencing Guidelines - Reader Friendly Version of Amendments (Aprill 28, 2011)

EU, Consultation on Modernisation of the Directive 2004/109/EC (Transparency Requirements for Listed Companies) (May 2010)

Monetary Authority Of Singapore: Code of Corporate Governance (2005)

Germany, Qualification of Supervisory Boards (2010)

Centre for Corporate Governance: Germany (Deloitte)

The Group of Governors and Heads of Supervision reach broad agreement on Basel Committee capital and liquidity reform package (July 2010)

NYSE Listed Company Manual Section 303A Corporate Governance Standards Frequently Asked Questions (Rev. January 2010)

Consultation Paper on Corporate Governance Regulations and Guidelines, Monetary Authority of Singapore, March 2010

White Papers

Government in Financial Services: Options and Dilemmas (Ernst & Young, 2009)

OCEG Critical Conversations: CRO at the Center

Corporate Governance in Chile (Central Bank of Chile, 2003)

Board Structure and Price Informativeness (April 2010)

CEO Compensation and Board Structure (2008, Rev. 2010)

White Paper on Corporate Governance in Japan (ACGA, 2008)

ACGA Statement on Corporate Governance Reform in Japan (December 2009)

Corporate Governance and Stock Price Performance During the Financial Crisis: Evidence from Japan (2009)

Voluntary Non-Financial Disclosure and the Cost of Equity Capital (October 2010)

New Perspectives on Corporate Social Responsibility in the Caribbean (2009)

Corporate Social Responsibility in Latin America (2006)

Corporate Social Responsibility and Latin American Multinationals (2009)

Corporate Governance in Latin America (2007)

CEO Compensation (April 2010, Rev. Nov. 2010)

Regulatory Intelligence by Michael Rasmussen: an Axentis Thought Leadership White Paper