Governance | by OCEG the Open Compliance and Ethics Group

OCEG Contributed

GRC 360: Where are Your Weakest Links?

OCEG GRC Maturity Survey

Board Matters Quarterly, July 2007 Issue

OTS, Corporate Governance and Oversight by the Boards of Director Program (Examination Handbook, January 2009)

Board Evaluations - Deloitte's Center for Corporate Governance

Corporate Governance for Emerging Markets (2008)

Australia, Building Better Governance (2008)

Treasury/OTS, Directors' Responsibilities Guide (2008)

Basel Institute on Governance

EU, Company law and corporate governance: Commission takes action to ensure that 12 Member States implement EU laws (2008)

OCEG Critical Conversations: CRO at the Center

Corporate Governance Failures: What Went Wrong (OCEG Research)

COSO, Guidance Documents

Compliance v. Culture: Employees Judge Ethical Conduct in the Workplace (2007)

CIPE Guide to Governance Reform: Strategic Planning for Emerging Markets (CIPE Partner Edition)

Federal Reserve, OCC, OTS, FDIC Issue Final Guidance on Incentive Compensation (June 21, 2010)

Executive Compensation Outlook (2010)

Final Guidance on Sound Incentive Compensation Policies (June 25, 2010)

USSC, Amendments to the Sentencing Guidelines - Reader Friendly Version of Amendments (Aprill 28, 2011)

EU, Consultation on Modernisation of the Directive 2004/109/EC (Transparency Requirements for Listed Companies) (May 2010)

EU, European Commission Prospectus Directive (Rev. 2009)

Corporate Governance and Executive Compensation Provisions of the Dodd-Frank Act (July 2010)

Brief Summary of the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010

Governance Reform Central, Deloitte

Corporate Governance in Chile (Central Bank of Chile, 2003)

OECD, Latin American Corporate Governance Roundtable and Companies Circle

Board Structure and Price Informativeness (April 2010)

CEO Compensation and Board Structure (2008, Rev. 2010)

Monetary Authority Of Singapore: Code of Corporate Governance (2005)

Monetary Authority Of Singapore (MAS): Reports and Consultation Papers

Consultation Paper on Corporate Governance Regulations and Guidelines, Monetary Authority of Singapore, March 2010

Asian Corporate Governance Association (ACGA) - Singapore Codes and Rules

ORSE, Observatoire sur la Responsibitie Societale des Entreprises (Study Center for Corporate Social Responsibility, English Version)

German Corporate Governance Code (as amended on May 26, 2010)

Government Commission of the German Corporate Governance Code

German Corporate Governance Code, Declarations of Conformity

Germany, Qualification of Supervisory Boards (2010)

Centre for Corporate Governance: Germany (Deloitte)

Monitoring Commissie Corporate Governance Code (English Version)

Dutch Corporate Governance Code (2009 ed.)

Netherlands - The Monitoring Committee's Evaluation Report and Consultation Document (2008)

CSR Europe: Netherlands Community & Business (Samenleving & Bedrijf)

Japan: The Corporate Governance Study Group Report (METI, 2009)

White Paper on Corporate Governance in Japan (ACGA, 2008)

ACGA Statement on Corporate Governance Reform in Japan (December 2009)

Japan: Principles of Corporate Governance (eStandards Forum, Financial Standards Foundation)

Corporate Governance and Stock Price Performance During the Financial Crisis: Evidence from Japan (2009)

Japan's Gradual Transformation in Corporate Governance (April 2008)

Japan, Outline of Proposal of Disclosure Items concerning Corporate Governance (2010)

Japan, Financial Instruments and Exchange Act, FSA Web Site (English Version)

Implementation of the Wall Street and Consumer Protection Act: Deadlines Created by the Statute for Select Regulatory Milestones

NAIC/AICPA Working Group

Dodd-Frank Wall Street Reform and Consumer Protection Act, Public Law 111-203, H.R. 4173 (111th Congress, 2010)

The Group of Governors and Heads of Supervision reach broad agreement on Basel Committee capital and liquidity reform package (July 2010)

Treasury & Risk's 2010 Enterprise Risk Management Survey

Next Steps to Sustainability (Treasury & Risk Magazine, August 2010)

Objectives Of The Dodd-Frank Act (November 2010)

Voluntary Non-Financial Disclosure and the Cost of Equity Capital (October 2010)

New Perspectives on Corporate Social Responsibility in the Caribbean (2009)

Corporate Social Responsibility in Latin America (2006)

CSR in Latin America: The Moral Case, The Business Case (2010)

Corporate Social Responsibility and Latin American Multinationals (2009)

Corporate Governance in Latin America (2007)

Organization of American States (OAS)

CEO Compensation (April 2010, Rev. Nov. 2010)

NYSE Listed Company Manual Section 303A Corporate Governance Standards Frequently Asked Questions (Rev. January 2010)

Green paper on the EU corporate governance framework (2011)

Tokyo Stock Exchange (TSE) Principles of Corporate Governance for Listed Companies (Rev. Edition 2009)

EU, Corporate governance reform - consultation (2011)

PwC Insight: Corporate Governance

Singapore, Consultation Paper on Proposed Revisions to the Code of Corporate Governance (June 2011)

SEC, Reports to Congress: Risk Management Supervision of Designated Clearing Entities (2011)

Operational Risk & Regulation Magazine

SEC, Implementing the Dodd-Frank Wall Street Reform and Consumer Protection Act

USSC Federal Sentencing Guidelines Manual, 2011 Ed.

Member Contributed

Nasdaq, Corporate Governance (2004)

NASD and NYSE Rulemaking: Relating to Corporate Governance (November 4, 2003)

NASDAQ, Corporate Governance Resources

New York Stock Exchange (NYSE), Corporate Governance

SEC, Final Rule on Investment Corporate Governance, Commission response to remand by Court of Appeals (2005)

European Corporate Governance Institute (ECGI)

OECD Principles of Corporate Governance, as Revised (2004)

Organisation for Economic Co-operation and Development (OECD)

World Bank, Reports on the Observance and Standards of Codes (ROSC), Corporate Governance Topic Page

GAO Report: Highlights of GAO's Corporate Governance, Transparency, and Accountability Forum (2002)

Comptrollers Handbook, Office of the Comptroller of the Currency (OCC)

Government in Financial Services: Options and Dilemmas (Ernst & Young, 2009)

Directive on Information Relating to Corporate Governance, SWX Swiss Exchange, Switzerland (2002)

International Trade Administration (ITA), Good Governance Site

Does the Company Get It? 20 Questions To Ask (And Have Answered) Regarding Compliance, Ethics, and Risk Management

A Model of Maturity: The OCEG Corporate Governance Maturity Model (2007)

Who Blows the Whistle on Corporate Fraud? (2007, Rev. 2011)

Asian Corporate Governance Association (ACGA)

Tokyo Stock Exchange (TSE)

Society of Corporate Secretaries and Governance Professionals

International Corporate Governance (CorpGov.net) Links & Resorces

Regulatory Intelligence by Michael Rasmussen: an Axentis Thought Leadership White Paper

The Marks GRC Survey - Results