O2. Roles

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A Unified Approach to GRC resource Articles OCEG Reviewed
Submitted by OCEG Staff on Oct, 08 2008
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By Tom McHale
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Asian Corporate Governance Association (ACGA) - Singapore Codes and Rules resource Organizations & Associations OCEG Reviewed

Contents and links on this site:

  1. Laws
  2. Accounting Standards
  3. Regulations
  4. Listing Rules
  5. Official Codes and Guidelines
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Audit Committee Annual Self Evaluation Form resource Forms Member contribution
Submitted by David Tate Esq. on May, 30 2010

An Adobe form to assist with audit committee self evaluation and allow information input.

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Board Responsibilities and Creating Value: Demonstrating Leadership and Accountability (ICAEW, 2006) resource White Papers OCEG Reviewed
This discussion paper describes traditional business practice, cultural norms and differences in behaviour between US and UK market participants.   The Institute of Chartered Accountants England and Wales, June 2006
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Bribery Act of 2010, United Kingdom resource National Laws

The Bribery Act applies to both public and private corporations, and to individuals.

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Consultation Paper on Corporate Governance Regulations and Guidelines, Monetary Authority of Singapore, March 2010 resource Standards and Guidelines OCEG Reviewed

Consultation Paper P006 - March 2010

Preface: This consultation paper sets out proposed changes to the Banking (Corporate Governance) Regulations 2005 (the “Banking Regulations”) and Insurance (Corporate Governance) Regulations 2005 (the “Insurance Regulations”), collectively termed as the “Regulations” in this paper, and Guidelines on Corporate Governance (the “Guidelines”).

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Corporate Governance and Executive Compensation Provisions of the Dodd-Frank Act (July 2010) resource Articles OCEG Reviewed

Harvard Law School Forum on Corporate Governance and Financial Regulation (July 8, 2010)

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Corporate Governance for Emerging Markets (2008) resource Articles OCEG Reviewed
Corporate governance has become an essential tool for improving corporate performance and advancing the development of market-oriented democracies. Good governance practices maintain the integrity of business transactions and in so doing strengthen the rule of law and democratic governance.
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Federal Sentencing Guideline Manual, 2006 (Complete Text with Links to Appendices) resource Agency Guidances Member contributionOCEG Reviewed
The 2006 Federal Sentencing Guidelines Manual (effective November 1, 2006) is available in several different formats to accomodate the most requested methods of use. These are HTML and Adobe .PDF (large file and broken into chapters) which can be viewed, downloaded or printed via the website and a PDA. version that can be downloaded for use on Palm OS and Pocket PC handhelds.
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Federal Sentencing Guidelines Manual §8B2.1. Effective Compliance and Ethics Program (2010) resource Agency Guidances Member contributionOCEG Reviewed

To have an effective compliance and ethics program, for purposes of subsection (f) of §8C2.5 (Culpability Score) and subsection (c)(1) of §8D1.4 (Recommended Conditions of Probation - Organizations), an organization shall -

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Related terms
O1. Commitment
O2. Roles
O3. Accountability