C4. Objectives | by OCEG the Open Compliance and Ethics Group

Anti-Corruption, Employment, Governance

Title 18 U.S. Code § 1514A - Civil action to protect against retaliation in fraud cases

Anti-Corruption, Governance

International Trade Administration (ITA), Good Governance Site

Anti-Corruption

Staying Out of Trouble: The Role of a Global Anti-Corruption Program

Employment

SEC, Final Rule - Disclosure Required by Sections 406 and 407 of the Sarbanes-Oxley Act of 2002

Environmental, Product Quality/Safety

International Organization for Standardization (ISO) Understand the basics

Financial Assurance, Governance

General Rules and Regulations Promulgated under the Securities Exchange Act of 1934

Nasdaq Code of Conduct for the Board of Directors

Future of Finance: Driving Business Value Through Performance of the Finance Function (Ernst & Young, 2010)

Financial Assurance

SEC, Enforcement Manual (2008)

Governance

FAQs for COSO's Enterprise Risk Management Integrated Framework

COSO, Enterprise Risk Management Integrated Framework: Executive Summary

Enterprise Governance: Getting the Balance Right (2003)

New York Stock Exchange (NYSE) Listed Company Manual

Corporate Compliance Programs in the Aftermath of Sarbanes-Oxley (ABA)

Business Ethics and Compliance in the Sarbanes-Oxley Era (2003)

GAO Forum on Governance and Accountability: Challenges to Restore Public Confidence in U.S. Corporate Governance and Accountability Systems (2003)

Swiss Code of Best Practice for Corporate Governance (2002)

FDIC, Strategies for Enhancing Corporate Governance, Audit Report No. 04-032 (2004)

OCEG Corporate Governance Maturity Model

GRC Journal

COSO, Internal Control - Integrated Framework, Guidance on Monitoring Internal Control Systems: Volume II - Guidance (Exposure Draft, 2008)

COSO, Internal Control - Integrated Framework Guidance on Monitoring, Internal Control Systems, Volume III - Application Techniques (Exposure Draft, June 2008)

Sustaining Operational Resiliency: A Process Improvement Approach to Security Management (2006)

A Unified Approach to GRC

A Pathway to Principled Performance®: The OCEG Framework Approach to Integrated GRC

Nasdaq, Summary of Corporate Governance Proposals

NASDAQ Stock Market, Inc. Corporate Governance Guidelines for the Board of Directors

NASDAQ Legal and Compliance Page

Sarbanes-Oxley Sections 302 & 404: A White Paper Proposing Practical, Cost Effective Compliance Strategies (April 2003)

Top Ten Compliance Challenges for the Health Care Industry (2005)

Governance, Risk and Compliance Strategy Still a Priority (2008)

DHS, Risk Management Approaches to Protection (October 2005)

COSO, Order page for the full text of the Enterprise Risk Management Integrated Framework (2004)

International Institute for Public Ethics (IIPE): The Open Corporation: Evaluation of Corporate Self-Regulation of Responsibility

Business Ethics: A Manual for Managing a Responsible Business Enterprise in Emerging Market Economies (ITA)

Federal Sentencing Guideline Manual, 2006 (Complete Text with Links to Appendices)

Federal Sentencing Guidelines Manual §8B2.1. Effective Compliance and Ethics Program (2010)

Corporate Ethics and Sarbanes-Oxley (2003)

ISO, 14000 Family of International Standards

ISO 14001:2004 - Environmental management systems -- Requirements with guidance for use (Purchase Site)

ISO Management Standards - Specific applications

SEC, Code of Ethics

International Organization for Standardization (ISO)

How to Survive (and Win) with Sarbanes-Oxley (2008)

New York Stock Exchange (NYSE), Corporate Governance

Nasdaq, Corporate Governance (2004)

NASDAQ, Corporate Governance Resources

SEC, Final Rule on Investment Corporate Governance, Commission response to remand by Court of Appeals (2005)

The Maturity of GRC in the Public Sector: Where Are We Today? Where Are We Going? (2010)

NASDAQ OMX Group, Inc. Corporate Governance Guidelines (April 2010)

Treasury Board of Canada Secretariat Internal Audit Web Site

The Business Case for Corporate Social Responsibility (June 2011)

ISO 26000 – Social responsibility

Governance, Information Management

IT Governance Standard, ISO/IEC 38500:2008 Order Page (2008)

ISO/IEC 27006:2007 Order Page: Information technology -- Security techniques -- Requirements for bodies providing audit and certification of information security management systems (2007)

AS8015-2005 - Australian Standard for Corporate Governance of Information and Communication Technology (ICT)

Information Management

How to create an e-discovery employee awareness program (2008)