C4. Objectives | by OCEG the Open Compliance and Ethics Group

Canada

Treasury Board of Canada Secretariat Internal Audit Web Site

Multinational, United States

Business Ethics: A Manual for Managing a Responsible Business Enterprise in Emerging Market Economies (ITA)

International Trade Administration (ITA), Good Governance Site

Multinational

ISO 14001:2004 - Environmental management systems -- Requirements with guidance for use (Purchase Site)

ISO Management Standards - Specific applications

International Organization for Standardization (ISO)

NASDAQ OMX Group, Inc. Corporate Governance Guidelines (April 2010)

ISO 26000 – Social responsibility

United States

SEC, Public Company Accounting Oversight Board: Releases Issued by the SEC on PCAOB Rule Proposals

SEC, Field Offices Integrity Program (2005)

Nasdaq, Summary of Corporate Governance Proposals

NASDAQ Stock Market, Inc. Corporate Governance Guidelines for the Board of Directors

NASDAQ Legal and Compliance Page

Defense Ethics Program: Opportunities Exist to Strengthen Safeguards for Procurement Integrity (GAO Report, April 2005)

Sarbanes-Oxley Sections 302 & 404: A White Paper Proposing Practical, Cost Effective Compliance Strategies (April 2003)

Building a Partnership for Effective Compliance: The Third Government-Industry Roundtable

Top Ten Compliance Challenges for the Health Care Industry (2005)

Governance, Risk and Compliance Strategy Still a Priority (2008)

Metropolitan Corporate Counsel - Compliance Readiness - Part I (March 2007)

ISO 9000 essentials (9001:2008)

DHS, Risk Management Approaches to Protection (October 2005)

DHS, Risk Management Approaches to Protection: Final Report and Recommendations by The National Infrastructure Advisory Council (NIAC) October 11, 2005

Leadership Through Progressive Enterprise Risk Assessment (2004)

Articles Page, The Committee of Sponsoring Organizations (COSO)

COSO, Order page for the full text of the Enterprise Risk Management Integrated Framework (2004)

Managing Risk: An Assessment of CEO Preparedness - Executive Summary (PriceWaterhouseCoopers, 2004)

Risk Intelligent Enterprise: ERM Done Right (2006)

Enterprise risk management: Aligning design principles to corporate goals (An IBM Executive Brief)

DOJ, Thompson Memo Federal Prosecution of Business Organizations

Fraud Prevention: An Investment No One Can Afford to Forego (2006)

Compliance Assessments: A First Step Toward Ensuring an Effective Compliance Program (2005)

SEC, Final Rule - Disclosure Required by Sections 406 and 407 of the Sarbanes-Oxley Act of 2002

Compliance Journey: Balancing Risk and Controls with Performance Improvement (KPMG)

International Institute for Public Ethics (IIPE): The Open Corporation: Evaluation of Corporate Self-Regulation of Responsibility

Compliance Programs, Codes of Conduct, Whistleblowers and Hotlines (2004)

Federal Sentencing Guideline Manual, 2006 (Complete Text with Links to Appendices)

Federal Sentencing Guidelines Manual §8B2.1. Effective Compliance and Ethics Program (2010)

USSC, Organizational Guidelines Page

Sarbanes-Oxley and ISO 9000 (2005)

Seven Elements of an Effective Compliance and Ethics Program, The (2006)

Corporate Ethics and Sarbanes-Oxley (2003)

Ethics Newsline, published weekly by the Institute for Global Ethics

ISO, 14000 Family of International Standards

Nasdaq Code of Conduct for the Board of Directors

Corporate Codes of Ethics - BellSouth Office of Ethics and Compliance

Corporate Codes of Ethics - Boeing Ethics Site

Corporate Codes of Ethics - Raytheon Business Ethics and Compliance Home Page

ISO, Quality management principles

SEC, Code of Ethics

Center for the Study of Ethics in the Professions (IIT) - Resources for Writing a Code of Ethics

Advisories: ANSI-ASQ National Accreditation Board (ANAB)

Legal Compliance and Ethics Center, LRN

ISO 9001 Auditing Practices Group

ISO 9001 Accreditation Auditing Practices Group

New Federal Sentencing Guidelines for Organizations: Great for Prosecutors, Tough on Organizations, Deadly for the Privilege; The (March 2005)

Audit Your Ethics

How to Survive (and Win) with Sarbanes-Oxley (2008)

Sprint Nextel Corporation: Audit Committee Charter (2005)

Title 18 U.S. Code § 1514A - Civil action to protect against retaliation in fraud cases

New York Stock Exchange (NYSE), Corporate Governance

Nasdaq, Corporate Governance (2004)

NASDAQ, Corporate Governance Resources

Staying Out of Trouble: The Role of a Global Anti-Corruption Program

The Maturity of GRC in the Public Sector: Where Are We Today? Where Are We Going? (2010)

The Business Case for Corporate Social Responsibility (June 2011)