(C) Context | by OCEG the Open Compliance and Ethics Group

Anti-Corruption, Governance

China Moves to Enhance Corporate Social Responsibility in Multinational Companies (2006)

Managing the Business Risk of Fraud: A Practical Guide (2008)

International Trade Administration (ITA), Good Governance Site

Anti-Corruption

Strategy & Management: Special report: Anti-corruption Ethical codes (September 2007)

Corruption or Compliance: Weighing the Costs - 10th Annual Global Fraud Survey (2008)

Key Elements of Antifraud Programs and Controls (2003)

Report to the Nation on Occupational Fraud and Abuse

USSC, Federal Sentencing Guidelines Manuals

EthicsWorld

EthicsWorld

Staying Out of Trouble: The Role of a Global Anti-Corruption Program

Anti-Corruption, Employment

Strategy & Management: Special report: Anti-corruption Whistleblowing Save corporate reputation by taking employees seriously (UK, 2007)

Anti-Corruption, Employment, Governance

Title 18 U.S. Code § 1514A - Civil action to protect against retaliation in fraud cases

Anti-Corruption, Employment, Environmental, Financial Assurance, Governance, Information Management, Intellectual Property, Workplace Health/Safety

Regulatory Intelligence by Michael Rasmussen: an Axentis Thought Leadership White Paper

Competitive Practices

Can Australian retailers ensure ethical trade standards from Chinese manufacturers? (2007)

Employment

SEC Federal Regulations: Form and Content of and Requirements for Financial Statements

Sample e-Mail Policy (2007)

SEC, Final Rule - Disclosure Required by Sections 406 and 407 of the Sarbanes-Oxley Act of 2002

Creating a Non-Retaliatory Workplace Survey Results (2005)

Employment, Governance

Talking Governance: Board Shareowner Communications on Executive Compensation (Deloitte, Millstein Center, 2008)

Employment, Financial Assurance

Speech by SEC Chairman: Chairman's Opening Statement; Proposed Revisions to the Executive Compensation and Related Party Disclosure Rules (January 17, 2006)

Environmental, Product Quality/Safety

International Organization for Standardization (ISO) Understand the basics

Financial Assurance, Governance, Information Management, Intellectual Property, International Transactions, Supply Chain Management (SCM)

OCEG for Technology

Financial Assurance, Governance

SEC, NYSE Rulemaking Page

General Rules and Regulations Promulgated under the Securities Exchange Act of 1934

Government in Financial Services: Options and Dilemmas (Ernst & Young, 2009)

SEC, Investment Advisor Codes of Ethics, Final Rule (2004)

Strategic GRC Yields Clear Payback (2008)

Risk Magazine

Nasdaq Code of Conduct for the Board of Directors

UK, Combined Code on Corporate Governance, The (FRC, 2006)

Treasury/OTS, Directors' Responsibilities Guide (2008)

Comptrollers Handbook, Office of the Comptroller of the Currency (OCC)

Future of Finance: Driving Business Value Through Performance of the Finance Function (Ernst & Young, 2010)

Financial Assurance, Information Management

Glossary of GRC Terms from Financial Services Provider Perspective

Financial Assurance

FDIC Financial Institution Letter - Corporate Codes of Conduct: Guidance On Implementing An Effective Ethics Program (2005)

Basel Committee on Banking Supervision, Principles for Sound Liquidity Risk Management and Supervision (2008)

SEC, Enforcement Manual (2008)

SEC, Regulation S-X, Title 17 CFR Part 210

SEC, International Reporting and Disclosure Issues in the Division of Corporation Finance

Governance

Good Corporate Governance: Firm and Market Performance - An Empirical Review (OCEG Research)

EthicsPoint: Tools and Insight to Achieve Corporate GRC Maturity

FAQs for COSO's Enterprise Risk Management Integrated Framework

COSO, Enterprise Risk Management Integrated Framework: Executive Summary

Enterprise Governance: Getting the Balance Right (2003)

New York Stock Exchange (NYSE) Listed Company Manual

World Bank: Principles of Best Practice and Codes

Corporate Governance: CorpGov.Net

Business Roundtable, Statement on Corporate Governance (1997)

Business Roundtable: Principles of Corporate Governance 2005

International Corporate Governance Network (ICGN)

OECD Principles of Corporate Governance, as Revised (2004)

Moody's Corporation, Corporate Governance Principles

U.S. State Department, Promoting Growth Through Corporate Governance (February 2005)

Sarbanes-Oxley 'Ax', The (2005)

Corporate Compliance Programs in the Aftermath of Sarbanes-Oxley (ABA)

Business Ethics and Compliance in the Sarbanes-Oxley Era (2003)

GAO Forum on Governance and Accountability: Challenges to Restore Public Confidence in U.S. Corporate Governance and Accountability Systems (2003)

Swiss Code of Best Practice for Corporate Governance (2002)

FDIC, Strategies for Enhancing Corporate Governance, Audit Report No. 04-032 (2004)

APQC Process Classification Framework

OCEG Corporate Governance Maturity Model

International Journal of Disclosure and Governance

NACD - Frequently Asked Questions in Corporate Governance (FAQs)

Corporate Governance Alliance Digest: Special Issue on Corporate Governance Reform (July 2006)

Inevitable Instability of American Corporate Governance, The (2004)

King Report on Corporate Governance for South Africa (2002)

GRC Journal

Working Knowledge for Business Leaders, Harvard Business School

RiskMetrics Group, Risk & Governance Blog

Accountability Central

Driving Principled Performance: A Framework for Establishing and Evaluating GRC Capability

Latest U.S. Governance Trends 2008 (2008)

2008 Annual Report: IT Governance, Risk and Compliance - Improving Business Results and Mitigating Financial Risk Research Report (2008)

UK Corporate Governance Codes and Reports, The Institute of Charted Accountants in England and Wales (ICAEW)

Compendium of Ethics Codes and Instruments of Corporate Responsibility (2007)

International Institute for Sustainable Development ISO 26000 CSR Guidance Web Page

ISO, Social Responsibility - ISO 26000

York University - CSR: List of Comprehensive Codes

From internal control to enterprise risk management (2005)

COSO, Internal Control - Integrated Framework, Guidance on Monitoring Internal Control Systems: Volume II - Guidance (Exposure Draft, 2008)

COSO, Internal Control - Integrated Framework Guidance on Monitoring, Internal Control Systems, Volume III - Application Techniques (Exposure Draft, June 2008)

Board Responsibilities and Creating Value: Demonstrating Leadership and Accountability (ICAEW, 2006)

Policy Statement on Corporate Governance (TIAA-CREF, 5th Ed, 2007)

INTOSAI Guidance for Good Governance (INTOSAI GOV)

Enterprise Risk Management: Tools and Techniques for Effective Implementation (IMA, 2007)

Using the OECD Principles of Corporate Governance: A Boardroom Perspective (2008)

Burger King: Code of Business Ethics and Conduct

Cisco Systems - Code of Business Conduct

Deloitte, Code of Ethics and Professional Conduct

Ernst & Young, Global Code of Conduct

SAP's Code of Business Conduct for Employees

AON, Code of Business Conduct

Dell, Code of Conduct

EthicsPoint's Ethics Policy

Microsoft Standards of Business Conduct

Governance, Information Management

OCEG Critical Conversations Series: CIO at the Center (2007)

IT Governance Standard, ISO/IEC 38500:2008 Order Page (2008)

ISO/IEC 27006:2007 Order Page: Information technology -- Security techniques -- Requirements for bodies providing audit and certification of information security management systems (2007)

AS8015-2005 - Australian Standard for Corporate Governance of Information and Communication Technology (ICT)