(O) Organize | by OCEG the Open Compliance and Ethics Group

Anti-Corruption, Employment, Governance

Title 18 U.S. Code § 1514A - Civil action to protect against retaliation in fraud cases

Anti-Corruption

Staying Out of Trouble: The Role of a Global Anti-Corruption Program

Anti-Corruption, Employment, Environmental, Financial Assurance, Governance, Information Management, Intellectual Property, Workplace Health/Safety

Regulatory Intelligence by Michael Rasmussen: an Axentis Thought Leadership White Paper

Employment

Sample e-Mail Policy (2007)

Business Continuity Guideline: A Practical Approach for Emergency Preparedness, Crisis Management, and Disaster Recovery (2005)

Environmental, Product Quality/Safety

International Organization for Standardization (ISO) Understand the basics

Financial Assurance, Governance, Information Management, Intellectual Property, International Transactions, Supply Chain Management (SCM)

OCEG for Technology

Financial Assurance, Governance

Government in Financial Services: Options and Dilemmas (Ernst & Young, 2009)

Strategic GRC Yields Clear Payback (2008)

Nasdaq Code of Conduct for the Board of Directors

Final Guidance on Sound Incentive Compensation Policies (June 25, 2010)

EU, European Commission Prospectus Directive (Rev. 2009)

Corporate Governance and Executive Compensation Provisions of the Dodd-Frank Act (July 2010)

Future of Finance: Driving Business Value Through Performance of the Finance Function (Ernst & Young, 2010)

Financial Assurance, Information Management

Glossary of GRC Terms from Financial Services Provider Perspective

Financial Assurance

SEC, Enforcement Manual (2008)

FFIEC, Business Continuity Planning (2008)

Governance

FAQs for COSO's Enterprise Risk Management Integrated Framework

COSO, Enterprise Risk Management Integrated Framework: Executive Summary

Enterprise Governance: Getting the Balance Right (2003)

New York Stock Exchange (NYSE) Listed Company Manual

Corporate Compliance Programs in the Aftermath of Sarbanes-Oxley (ABA)

Business Ethics and Compliance in the Sarbanes-Oxley Era (2003)

Swiss Code of Best Practice for Corporate Governance (2002)

FDIC, Strategies for Enhancing Corporate Governance, Audit Report No. 04-032 (2004)

OCEG Corporate Governance Maturity Model

GRC Journal

Working Knowledge for Business Leaders, Harvard Business School

From internal control to enterprise risk management (2005)

COSO, Internal Control - Integrated Framework, Guidance on Monitoring Internal Control Systems: Volume II - Guidance (Exposure Draft, 2008)

Board Responsibilities and Creating Value: Demonstrating Leadership and Accountability (ICAEW, 2006)

Policy Statement on Corporate Governance (TIAA-CREF, 5th Ed, 2007)

Sustaining Operational Resiliency: A Process Improvement Approach to Security Management (2006)

A Unified Approach to GRC

Nasdaq, Summary of Corporate Governance Proposals

NASDAQ Stock Market, Inc. Corporate Governance Guidelines for the Board of Directors

NASDAQ Legal and Compliance Page

Sarbanes-Oxley Sections 302 & 404: A White Paper Proposing Practical, Cost Effective Compliance Strategies (April 2003)

Top Ten Compliance Challenges for the Health Care Industry (2005)

Governance, Risk and Compliance Strategy Still a Priority (2008)

An Integrated Approach to Managing Governance, Risk, and Compliance (SAP, 2006)

DHS, Risk Management Approaches to Protection (October 2005)

COSO, Order page for the full text of the Enterprise Risk Management Integrated Framework (2004)

COSO Internal Control Framework Resources

International Institute for Public Ethics (IIPE): The Open Corporation: Evaluation of Corporate Self-Regulation of Responsibility

Business Ethics: A Manual for Managing a Responsible Business Enterprise in Emerging Market Economies (ITA)

Federal Sentencing Guideline Manual, 2006 (Complete Text with Links to Appendices)

Federal Sentencing Guidelines Manual §8B2.1. Effective Compliance and Ethics Program (2010)

Federal Sentencing Guidelines: Key Points and Profound Changes (ERC, 2004)

FSGO Series (ERC)

Corporate Ethics and Sarbanes-Oxley (2003)

ISO, 14000 Family of International Standards

ISO 14001:2004 - Environmental management systems -- Requirements with guidance for use (Purchase Site)

Code of Ethics for Compliance and Ethics Professionals (SCCE, 2007)

ISO Management Standards - Specific applications

SEC, Code of Ethics

International Organization for Standardization (ISO)

Survey: Majority of b-to-b marketers lack crisis plan (2007)

How to Survive (and Win) with Sarbanes-Oxley (2008)

New York Stock Exchange (NYSE), Corporate Governance

Nasdaq, Corporate Governance (2004)

NASDAQ, Corporate Governance Resources

Directive on Information Relating to Corporate Governance, SWX Swiss Exchange, Switzerland (2002)

Corporate Governance for Emerging Markets (2008)

OTS, Corporate Governance and Oversight by the Boards of Director Program (Examination Handbook, January 2009)

OCEG Critical Conversations: CRO at the Center

A Model of Maturity: The OCEG Corporate Governance Maturity Model (2007)

Board Matters Quarterly, July 2007 Issue

USSC, Amendments to the Sentencing Guidelines - Reader Friendly Version of Amendments (Aprill 28, 2011)

Asian Corporate Governance Association (ACGA) - Singapore Codes and Rules

USSC, 2010 Federal Sentencing Guidelines Manual

Voluntary Non-Financial Disclosure and the Cost of Equity Capital (October 2010)

The Maturity of GRC in the Public Sector: Where Are We Today? Where Are We Going? (2010)

The Business Case for Corporate Social Responsibility (June 2011)

Consultation Paper on Corporate Governance Regulations and Guidelines, Monetary Authority of Singapore, March 2010

Governance, Information Management

OCEG Critical Conversations Series: CIO at the Center (2007)

IT Governance Standard, ISO/IEC 38500:2008 Order Page (2008)

ISO/IEC 27006:2007 Order Page: Information technology -- Security techniques -- Requirements for bodies providing audit and certification of information security management systems (2007)

AS8015-2005 - Australian Standard for Corporate Governance of Information and Communication Technology (ICT)

Information Management

Standard of Good Practice for Information Security, The (ISF)

FAQ: Changes to the Federal Rules of Civil Procedure Affect Storage Plans (2007)

OCEG Critical Conversations: CIO at the Center