(O) Organize | by OCEG the Open Compliance and Ethics Group

European Union

EU, European Commission Prospectus Directive (Rev. 2009)

France

Helpline/Hotline Operation in France: CNIL Requirements and the Single Authorization Process Explained

Multinational

Government in Financial Services: Options and Dilemmas (Ernst & Young, 2009)

ISO 14001:2004 - Environmental management systems -- Requirements with guidance for use (Purchase Site)

ISO Management Standards - Specific applications

International Organization for Standardization (ISO)

Corporate Governance for Emerging Markets (2008)

Regulatory Intelligence by Michael Rasmussen: an Axentis Thought Leadership White Paper

Multinational, United States

Business Ethics: A Manual for Managing a Responsible Business Enterprise in Emerging Market Economies (ITA)

Singapore

Asian Corporate Governance Association (ACGA) - Singapore Codes and Rules

Consultation Paper on Corporate Governance Regulations and Guidelines, Monetary Authority of Singapore, March 2010

Switzerland

Directive on Information Relating to Corporate Governance, SWX Swiss Exchange, Switzerland (2002)

United States, United Kingdom

Board Responsibilities and Creating Value: Demonstrating Leadership and Accountability (ICAEW, 2006)

United States

Nasdaq, Summary of Corporate Governance Proposals

NASDAQ Stock Market, Inc. Corporate Governance Guidelines for the Board of Directors

NASDAQ Legal and Compliance Page

Sarbanes-Oxley Sections 302 & 404: A White Paper Proposing Practical, Cost Effective Compliance Strategies (April 2003)

Building a Partnership for Effective Compliance: The Third Government-Industry Roundtable

Top Ten Compliance Challenges for the Health Care Industry (2005)

Governance, Risk and Compliance Strategy Still a Priority (2008)

Standard of Good Practice for Information Security, The (ISF)

ISO 9000 essentials (9001:2008)

An Integrated Approach to Managing Governance, Risk, and Compliance (SAP, 2006)

DHS, Risk Management Approaches to Protection (October 2005)

DHS, Risk Management Approaches to Protection: Final Report and Recommendations by The National Infrastructure Advisory Council (NIAC) October 11, 2005

Leadership Through Progressive Enterprise Risk Assessment (2004)

Internal Controls and Managing Enterprise-Wide Risks (2004)

Elephant at the Enterprise Risk Management Party, The (2006)

COSO, Order page for the full text of the Enterprise Risk Management Integrated Framework (2004)

COSO Internal Control Framework Resources

Managing Risk: An Assessment of CEO Preparedness - Executive Summary (PriceWaterhouseCoopers, 2004)

Enterprise risk management: Aligning design principles to corporate goals (An IBM Executive Brief)

DOJ, Thompson Memo Federal Prosecution of Business Organizations

Fraud Prevention: An Investment No One Can Afford to Forego (2006)

Sample e-Mail Policy (2007)

FAQ: Changes to the Federal Rules of Civil Procedure Affect Storage Plans (2007)

Compliance Journey: Balancing Risk and Controls with Performance Improvement (KPMG)

International Institute for Public Ethics (IIPE): The Open Corporation: Evaluation of Corporate Self-Regulation of Responsibility

Accommodating Would-be Whistleblowers (2005)

Compliance Programs, Codes of Conduct, Whistleblowers and Hotlines (2004)

Federal Sentencing Guideline Manual, 2006 (Complete Text with Links to Appendices)

Federal Sentencing Guidelines Manual §8B2.1. Effective Compliance and Ethics Program (2010)

Federal Sentencing Guidelines: Key Points and Profound Changes (ERC, 2004)

FSGO Series (ERC)

Seven Elements of an Effective Compliance and Ethics Program, The (2006)

Corporate Ethics and Sarbanes-Oxley (2003)

ISO Code of Ethics

ISO Annual Reports

ISO, 14000 Family of International Standards

Nasdaq Code of Conduct for the Board of Directors

Corporate Codes of Ethics - BellSouth Office of Ethics and Compliance

Corporate Codes of Ethics - Boeing Ethics Site

Corporate Codes of Ethics - Raytheon Business Ethics and Compliance Home Page

Center for the Study of Ethics in the Professions (IIT) - Codes of Ethics Online

Code of Ethics for Compliance and Ethics Professionals (SCCE, 2007)

ISO, Quality management principles

SEC, Code of Ethics

Center for the Study of Ethics in the Professions (IIT) - Resources for Writing a Code of Ethics

Selection and Use of the ISO 9000:2000 family of standards (ISO 9001:2000.)

Advisories: ANSI-ASQ National Accreditation Board (ANAB)

ISO 9001 Auditing Practices Group

ISO 9001 Accreditation Auditing Practices Group

New Federal Sentencing Guidelines for Organizations: Great for Prosecutors, Tough on Organizations, Deadly for the Privilege; The (March 2005)

Crisis Management 101 (2007)

Survey: Majority of b-to-b marketers lack crisis plan (2007)

Business Continuity Guideline: A Practical Approach for Emergency Preparedness, Crisis Management, and Disaster Recovery (2005)

How to Survive (and Win) with Sarbanes-Oxley (2008)

Sprint Nextel Corporation: Audit Committee Charter (2005)

FFIEC, Business Continuity Planning (2008)

Title 18 U.S. Code § 1514A - Civil action to protect against retaliation in fraud cases

New York Stock Exchange (NYSE), Corporate Governance

Nasdaq, Corporate Governance (2004)

NASDAQ, Corporate Governance Resources

Does the Company Get It? 20 Questions To Ask (And Have Answered) Regarding Compliance, Ethics, and Risk Management

OTS, Corporate Governance and Oversight by the Boards of Director Program (Examination Handbook, January 2009)

Staying Out of Trouble: The Role of a Global Anti-Corruption Program

Final Guidance on Sound Incentive Compensation Policies (June 25, 2010)

USSC, Amendments to the Sentencing Guidelines - Reader Friendly Version of Amendments (Aprill 28, 2011)

Corporate Governance and Executive Compensation Provisions of the Dodd-Frank Act (July 2010)

USSC, 2010 Federal Sentencing Guidelines Manual

Voluntary Non-Financial Disclosure and the Cost of Equity Capital (October 2010)

The Maturity of GRC in the Public Sector: Where Are We Today? Where Are We Going? (2010)

The Business Case for Corporate Social Responsibility (June 2011)

Disarming the Value Killers: A Risk Management Study (2005)