North America

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Anti-Corruption & Fraud, Investigations

DOJ, Fraud Section
DOJ, Fraud Section
Corporate and Criminal Fraud Accountability Act: Sectional Analysis
SEC, Report Pursuant to Section 704 of the Sarbanes-Oxley Act of 2002

Anti-Corruption & Fraud, GRC Capability and Processes

DOJ, McNulty Memorandum, Principles of Federal Prosecution of Business Organizations (Dec. 12, 2006)
Fraud Prevention: An Investment No One Can Afford to Forego (2006)
New Federal Sentencing Guidelines for Organizations: Great for Prosecutors, Tough on Organizations, Deadly for the Privilege; The (March 2005)

Anti-Corruption & Fraud

DOJ, Lay-Person's Guide to the FCPA Statute (June 2001)
Fighting Global Corruption: Business Risk Management (Dept. of State)
FDIC, Risk Management Manual of Examination Policies - Section 9.1 - Bank Fraud and Insider Abuse
IRS, FY2007 Annual Business Plan Criminal Investigation
SEC, Guide to Identifying and Avoiding Securities Fraud: Online Publications at the SEC
Financial Crimes Enforcement Network (FINCEN) Regulatory and Guidance
Financial Crimes Enforcement Network (FinCEN) Advisories, Bulletins, Rulings, Fact Sheets
USSC, 2006 Federal Sentencing Guideline Manual
USAM, Title 9 - Foreign Corrupt Practices Act (FCPA)
DOJ; Foreign Corrupt Practices Act Page
IRS Criminal Investigation (CI)
United States Sentencing Commission (USSC)
SEC Regulatory Actions Home Page
IRS, Abusive Tax Shelters and Transactions
State Department, Bribery and Corruption
Office of Foreign Assets Control ("OFAC")
DOJ, Corporate Fraud Issues II (2003)
DOJ, Corporate Fraud Issues (2003)
Foreign Corrupt Practices Act Revisited: Attempting to Regulate "Ethical Bribes" in Global Business
FCPA Awareness and Adherence (2005)
Measuring Corruption: Myths and Realities (World Bank, June 2007)
Promoting Global Corporate Transparency (eJournalUSA, Dec. 2006)
Battling Fraud & Corruption in China Business (2007)
Foreign Corrupt Practices Act: Compliance Issues for Corporate Donors, The (2006)
OCEG Foundation Views, Tools & Techniques: The PROCESS Component - A (Hypothetical) FCPA Case Study
Transparency International
FraudInfo Newsletter
GuideLines - Commission Newsletters (USSC)
DOJ, United States Attorneys' Bulletin
e-Journal USA: Transforming the Culture of Corruption (Dec. 2006)
Export.gov, Trade Compliance Center Yearly Antibribery Reports 1999-2004
Journal of Forensic Accounting
Anti-Corruption Measures
International Anti-Bribery and Fair Competition Act of 1998
DOJ, Foreign Corrupt Practices Act of 1977 - Legislative History
SEC, Proposed Rule: Prohibition of Fraud by Advisers to Certain Pooled Investment Vehicles; Accredited Investors in Certain Private Investment Vehicles
USSC, Federal Register Notices (1996 to present)
USSC, Notice of submission to Congress of amendments to the sentencing guidelines effective November 1, 2007 (May 21, 2007)
SEC Regulations: Organization; Conduct and Ethics; and Information and Requests
UK, Money Laundering Regulations 2007
Extortion and Bribery in International Business Transactions, International Chamber of Commerce (ICC)
African Union Convention on Preventing and Combating Corruption
Criminal Law Convention on Corruption - Explanatory Report
OAS Inter-American Convention Against Corruption
United Nations Convention Against Corruption
Practice Direction of the Council on Prevention of Money Laundering and the Funding of Terrorist Activities (2007)
AICPA Antifraud & Corporate Responsibility Center
IIA Fraud Resources / Repository
Association of Certified Fraud Examiners
Institute for Fraud Prevention (IFP)
World Bank Institute (WBI), Governance & Anti-Corruption
C2: Combating Corruption (C2principles.org)
TRACE
ADB/OECD Anti-Corruption Initiative for Asia-Pacific
APEC Anti-Corruption and Transparency Task Force
International Chamber of Commerce - Anti-Corruption
White Collar Crime Prof: FCPA Index
World Bank Institute, Governance & Anti-Corruption - Corruption Library of Working Papers & Articles
Fraud Review, Final Report (2006)
2006 Report to the Nation on Occupational Fraud and Abuse, from the Association of Certified Fraud Examiners (ACFE)
FBI, Financial Crimes Report to the Public (2005)
What Can Nonfinancial Measures Tell Us About the Likelihood of Fraud? (2006)
An Analysis of Small Company Frauds and Implications for Auditors in Detecting Frauds (2006)
SEC, Report Pursuant to Section 308(c) of the Sarbanes Oxley Act of 2002
Corporate Accountability: Sarbanes-Oxley Act of 2002: (P.L. 107-204)
A Survey into Fraud Risk Mitigation in 13 European Countries (Ernst & Young)
Control Overrides in Financial Statement Fraud (2007)
Report on Misuse of Corporate Vehicles, FATF (2006)
Strengthening World Bank Group Engagement on Governance and Anticorruption (2007)
Compliance with the Foreign Corrupt Practices Act of 1977 in the Post-Sarbanes-Oxley World (2004)
Management Antifraud Programs and Controls: Guidance to Help Prevent and Deter Fraud (AICPA, 2002)
AntiFraud White Paper: The Emerging Role of Internal Audit in Mitigating Fraud and Reputation Risks (2004)
Accounting and the global fight against corruption (2006)
Managing the Business Risk of Fraud: A Practical Guide - Exposure Draft (IIA, 2007)
Fraud Risk Management: Developing a Strategy for Prevention, Detection, and Response (2006)
EthicsWorld
EthicsWorld
GAO, FraudNet/Reporting Fraud

Anti-Corruption & Fraud, GRC Capability and Processes, Investigations

DOJ, Thompson Memo Federal Prosecution of Business Organizations

Anti-Corruption & Fraud, Anti-Money Laundering

Financial Crimes Enforcement Network (FINCEN)
FinCEN, Suspicious Activity Report Supporting Documentation (June 13, 2007)
FinCEN Reports: SAR Activity Review, Trends, Tips and Issues
Bank Secrecy Act, as codified
31 C.F.R. Part 103, Bank Secrecy Act Regulations, Financial Recordkeeping and Reporting of Currency and Foreign Transactions.

Anti-Corruption & Fraud, Risk Assessment

Insider Risk Management Guide (2006)

Anti-Corruption & Fraud, US Government Contracts

Anti-Bribery and Books & Records Provisions of The Foreign Corrupt Practices Act

Anti-Corruption & Fraud, Governance, Whistleblowing and Retaliation

Who Blows the Whistle on Corporate Fraud? (2007, Rev. 2011)

Anti-Corruption & Fraud, GRC Capability and Processes, Whistleblowing and Retaliation

Key Elements of Antifraud Programs and Controls (2003)

Anti-Corruption & Fraud, Privacy Laws & Regulation

EU, Opinion 1/2006 on the application of EU data protection rules to internal whistleblowing schemes in the fields of accounting, internal accounting controls, auditing matters, fight against bribery, banking and financial crime

Anti-Corruption & Fraud, GRC Capability and Processes, Executive Compensation, Whistleblowing and Retaliation

Sarbanes-Oxley Act of 2002, Public Law 107-204

Anti-Corruption & Fraud, GRC Capability and Processes, Helplines/Hotlines, Executive Compensation, Whistleblowing and Retaliation

Sarbanes-Oxley Act of 2002, Public Law 107-204

Anti-Corruption & Fraud, Governance

International Trade Administration (ITA), Good Governance Site

Anti-Corruption & Fraud, Anti-Money Laundering, Information Security, Fraud & Corruption, Information Management

Agreement between the European Union and the United States of America on the processing and transfer of Financial Messaging Data from the European Union to the United States for purposes of the Terrorist Finance Tracking Program (2009)

All Access Pass

OCEG All Access Pass

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