P3. Policies | by OCEG the Open Compliance and Ethics Group

Anti-Corruption & Fraud, GRC Capability and Processes

Fraud Prevention: An Investment No One Can Afford to Forego (2006)

New Federal Sentencing Guidelines for Organizations: Great for Prosecutors, Tough on Organizations, Deadly for the Privilege; The (March 2005)

Anti-Corruption & Fraud, Whistleblowing and Retaliation, GRC Capability and Processes

Key Elements of Antifraud Programs and Controls (2003)

Crisis Management & Response

Business Continuity Maturity Model® (BCMM®)

Finance & Accounting, Governance, Executive Compensation

Corporate Governance and Executive Compensation Provisions of the Dodd-Frank Act (July 2010)

Finance & Accounting, GRC Planning and Organization

Future of Finance: Driving Business Value Through Performance of the Finance Function (Ernst & Young, 2010)

Ethical Culture

Business Ethics: A Manual for Managing a Responsible Business Enterprise in Emerging Market Economies (ITA)

EU, European Commission's Site on Corporate Social Responsibility

Financial Services and Banking, Governance, Executive Compensation

Final Guidance on Sound Incentive Compensation Policies (June 25, 2010)

Governance, Executive Compensation

Brief Summary of the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010

Governance

Asian Corporate Governance Association (ACGA) - Singapore Codes and Rules

One Minute Polls

OCEG One Minute Poll: How do You Manage Policies?

OCEG One Minute Poll: Policy Management - How do You Measure Up?

OCEG One Minute Poll: Policy Management March 2011

Investigations

SEC, Public Company Accounting Oversight Board: Releases Issued by the SEC on PCAOB Rule Proposals

Public Company Accounting Oversight Board: Standards Setting, Text of Auditing Standards and Standards Related Rules

Audit & Evaluation

SEC, Spotlight On: Internal Control Reporting Provisions

SEC, Briefing Paper: Roundtable on Implementation of Internal Control Reporting Provisions (2005)

Audit & Evaluation, GRC Capability and Processes

Sarbanes-Oxley Sections 302 & 404: A White Paper Proposing Practical, Cost Effective Compliance Strategies (April 2003)

SEC Final Rule: Management's Report on Internal Control over Financial Reporting Implementing SOX Section 404 (2003)

ISO, 14000 Family of International Standards

International Organization for Standardization (ISO)

Audit & Evaluation, Risk Assessment

Federal Sentencing Guidelines: Enterprise Risk Management (2004)

Audit & Evaluation, GRC Planning and Organization, GRC Capability and Processes

ISO Management Standards - Specific applications

ISO, Quality management principles

ISO 9001 Auditing Practices Group

ISO 9001 Accreditation Auditing Practices Group

GRC Planning and Organization

Building a Partnership for Effective Compliance: The Third Government-Industry Roundtable

Top Ten Compliance Challenges for the Health Care Industry (2005)

International Institute for Public Ethics (IIPE): The Open Corporation: Evaluation of Corporate Self-Regulation of Responsibility

Sprint Nextel Corporation: Audit Committee Charter (2005)

The Maturity of GRC in the Public Sector: Where Are We Today? Where Are We Going? (2010)

GRC Planning and Organization, GRC Capability and Processes

Federal Sentencing Guidelines Manual §8B2.1. Effective Compliance and Ethics Program (2010)

USSC, Organizational Guidelines Page

Risk Assessment

United Kingdom, The Orange Book Management of Risk - Principles and Concepts (2004)

OTS, Proposed Rulemaking, Risk-Based Capital Guidelines; Implementation of New Basel Capital Accord (August 4, 2003)

Enterprise Risk Management Specialty Guide May 2006 (Society of Actuaries)

Enterprise risk management: Aligning design principles to corporate goals (An IBM Executive Brief)

Disarming the Value Killers: A Risk Management Study (2005)

Training & Education

Legal Compliance and Ethics Center, LRN

Education & Training

Operational Controls

Effective Policy Management and Communication

Managing Legal & Regulatory Policies and Procedures - How do You Measure Up?

GRC Capability and Processes

New York Stock Exchange (NYSE) Listed Company Manual

Case for Compliance, The: An article from the American Bar Association (ABA, 2003)

Corporate Compliance Programs in the Aftermath of Sarbanes-Oxley (ABA)

Business Ethics and Compliance in the Sarbanes-Oxley Era (2003)

GAO Forum on Governance and Accountability: Challenges to Restore Public Confidence in U.S. Corporate Governance and Accountability Systems (2003)

FDIC, Strategies for Enhancing Corporate Governance, Audit Report No. 04-032 (2004)

Proposed Amendments to U.S. Sentencing Guidelines Portend Significant Changes to Corporate Compliance Programs (July 2004)

Seven Habits Of Highly Effective Compliance Programs, Executive Summary (July 12, 2005)

Sarbanes-Oxley's Effects on Small Firms: What is the Evidence? (June 2007)

Sarbanes-Oxley and ISO 9000 (2005)

ISO Code of Ethics

ISO Annual Reports

Advisories: ANSI-ASQ National Accreditation Board (ANAB)

ANSI-ASQ National Accreditation Board (ANAB)