P1. Proactive Actions & Controls | by OCEG the Open Compliance and Ethics Group

Anti-Corruption, Governance

Managing the Business Risk of Fraud: A Practical Guide (2008)

Anti-Corruption

Key Elements of Antifraud Programs and Controls (2003)

Staying Out of Trouble: The Role of a Global Anti-Corruption Program

Financial Assurance, Governance, Information Management, Intellectual Property, International Transactions, Supply Chain Management (SCM)

OCEG for Technology

Financial Assurance

SEC, Enforcement Manual (2008)

Governance

New York Stock Exchange (NYSE) Listed Company Manual

Corporate Compliance Programs in the Aftermath of Sarbanes-Oxley (ABA)

Business Ethics and Compliance in the Sarbanes-Oxley Era (2003)

GAO Forum on Governance and Accountability: Challenges to Restore Public Confidence in U.S. Corporate Governance and Accountability Systems (2003)

FDIC, Strategies for Enhancing Corporate Governance, Audit Report No. 04-032 (2004)

From internal control to enterprise risk management (2005)

COSO, Internal Control - Integrated Framework, Guidance on Monitoring Internal Control Systems: Volume II - Guidance (Exposure Draft, 2008)

COSO, Internal Control - Integrated Framework Guidance on Monitoring, Internal Control Systems, Volume III - Application Techniques (Exposure Draft, June 2008)

SEC Publishes Its Guidance for Management on Evaluating Internal Controls (FSA, IIA, 2007)

SEC, Spotlight On: Internal Control Reporting Provisions

Sarbanes-Oxley Sections 302 & 404: A White Paper Proposing Practical, Cost Effective Compliance Strategies (April 2003)

Top Ten Compliance Challenges for the Health Care Industry (2005)

United Kingdom, The Orange Book Management of Risk - Principles and Concepts (2004)

Federal Sentencing Guidelines: Enterprise Risk Management (2004)

Enterprise Risk Management Specialty Guide May 2006 (Society of Actuaries)

Public Company Accounting Oversight Board: Standards Setting, Text of Auditing Standards and Standards Related Rules

SEC Final Rule: Management's Report on Internal Control over Financial Reporting Implementing SOX Section 404 (2003)

International Institute for Public Ethics (IIPE): The Open Corporation: Evaluation of Corporate Self-Regulation of Responsibility

Business Ethics: A Manual for Managing a Responsible Business Enterprise in Emerging Market Economies (ITA)

Federal Sentencing Guidelines Manual §8B2.1. Effective Compliance and Ethics Program (2010)

ISO, 14000 Family of International Standards

ISO Management Standards - Specific applications

International Organization for Standardization (ISO)

USSC, Amendments to the Sentencing Guidelines - Reader Friendly Version of Amendments (Aprill 28, 2011)

Brief Summary of the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010

Governance, Information Management

IT Governance Standard, ISO/IEC 38500:2008 Order Page (2008)

ISO/IEC 27006:2007 Order Page: Information technology -- Security techniques -- Requirements for bodies providing audit and certification of information security management systems (2007)

AS8015-2005 - Australian Standard for Corporate Governance of Information and Communication Technology (ICT)