Brief Summary of the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 resource National Laws OCEG Reviewed
Summary in Brief of the Act by the House Financial Services Committee.
USSC, Amendments to the Sentencing Guidelines - Reader Friendly Version of Amendments (May 3, 2010) resource Standards and Guidelines
The amendments make several changes to Chapter Eight of the Guidelines Manual regarding the sentencing of organizations, specifically §8B2.1 (Effective Compliance and Ethics Program) and §8C2.5 (Culpability Score).
USSC, Notice of submission to Congress of amendments to the sentencing guidelines effective November 1, 2010. (May 2010) resource Standards and Guidelines
75 Federal Register 27388 (May 14, 2010)
FFIEC, Bank Secrecy Act (BSA)/Anti-Money Laundering (AML) Examination Manual (2010) resource Agency Guidances
Introduction: This Federal Financial Institutions Examination Council (FFIEC) Bank Secrecy Act (BSA)/Anti-Money Laundering (AML) Examination Manual provides guidance to examiners for carrying out BSA/AML and Office of Foreign Assets Control (OFAC) examinations.
New ISO standard for effective management of risk (November 2009) resource Standards and Guidelines
Introduction: A new International Standard, ISO 31000:2009, Risk management – Principles and guidelines, will help organizations of all types and sizes to manage risk effectively.
ISO 31000 provides principles, framework and a process for managing any form of risk in a transparent, systematic and credible manner within any scope or context.
Bribery Act of 2010, United Kingdom resource National Laws
The Bribery Act became law in April of 2010. The Act applies to both public and private corporations, and to individuals.
Why is GRC important? blog
I have been blogging about what GRC is, advocating the definition developed by the Open Compliance and Ethics Group, OCEG (see this and subsequent posts). But, I haven’t really talked about why the concept of GRC has value.
SEC Publishes Its Guidance for Management on Evaluating Internal Controls (FSA, IIA, 2007) resource Articles OCEG Reviewed
Business Continuity Maturity Model® (BCMM®) resource OCEG Reviewed
