Guides | by OCEG the Open Compliance and Ethics Group

Anti-Corruption

Money Laundering FAQ (FATF)

Employment

OCEG Practice Aid: Leave - Sample FMLA Policy

OCEG Practice Aid - Harassment: Investigation Checklist

Employment Arbitration Rules and Mediation Procedures, Amended and Effective July 1, 2006

OCEG Practice Aid: Workplace Violence - Sample Policy (longer version)

OCEG Practice Aid: Workplace Violence - Sample Incident Report

OCEG Practice Aid: Workplace Violence-Background Checks for Violence

OCEG Practice Aid:Compensation - FLSA Administrative Exemption Questionnaire

OCEG Practice Aid: Compensation - FLSA Computer Professional Exemption Questionnaire

OCEG Practice Aid: Compensation - FLSA Executive Exemption Questionnaire

OCEG Practice Aid: Compensation - FLSA Outside Sales Exemption Questionnaire

OCEG Practice Aid: Compensation - FLSA Professional Exemption Questionnaire

Financial Assurance

GAO / PCIE, Final Financial Audit Manual (July, 2008)

BIS, Sound Practices for the Management and Supervision of Operational Risk (Basel Committee on Banking Supervision, 2003)

AICPA, Risk Assessment Standards Nos. 104-111

Audit Quality Framework, The (UK, FRC, 2008)

Financial Assurance, Governance, Information Management, International Transactions

GRC-XML Work Group: December 16, 2008 Meeting

Governance

COSO, Enterprise Risk Management Integrated Framework: Executive Summary

New York Stock Exchange (NYSE) Listed Company Manual

COSO, Internal Control - Integrated Framework, Guidance on Monitoring Internal Control Systems: Volume II - Guidance (Exposure Draft, 2008)

COSO, Internal Control - Integrated Framework Guidance on Monitoring, Internal Control Systems, Volume III - Application Techniques (Exposure Draft, June 2008)

INTOSAI Guidance for Good Governance (INTOSAI GOV)

Enterprise Risk Management: Tools and Techniques for Effective Implementation (IMA, 2007)

ISACA IS Standards, Guidelines and Procedures for Auditing and Control Professionals

Enterprise Risk Management Specialty Guide May 2006 (Society of Actuaries)

Board Evaluations - Deloitte's Center for Corporate Governance

New York Stock Exchange (NYSE), Corporate Governance

Nasdaq, Corporate Governance (2004)

NASDAQ, Corporate Governance Resources

Directive on Information Relating to Corporate Governance, SWX Swiss Exchange, Switzerland (2002)

Australia, Building Better Governance (2008)

World Bank, Accounting and Auditing Reports on the Observance of Standards and Codes (A&A ROSC)

Green paper on the EU corporate governance framework (2011)

Tokyo Stock Exchange (TSE) Principles of Corporate Governance for Listed Companies (Rev. Edition 2009)

Governance, Information Management

ITGI's VAL IT Framework

Government Dealings (USA)

Guide to the Lobbying Disclosure Act (House of Representatives)

Information Management

GRC-XML Working Group Meeting #2 - February 13, 2008

2007 ITIL Glossary

Glossary of Terms from Compliance Spectrum

GRC Blueprint: February 2008 Working Group Meeting

Red Book/GRC Ecosystem Functional Category Alignment - V 1.1

OCEG GRC Glossary - Draft 03-27-08

ISM3 Model V 2.0

AICPA, Trust Services Principles, Criteria and Illustrations for Security, Availability, Processing Integrity, Confidentiality, and Privacy (Including WebTrust® and SysTrust®) (2006)

Governing for Enterprise Security Implementation Guide (GES)

OCEG Jurisdiction Survey: Privacy - State Laws Regarding Employee Access to Personnel Records