Guides | by OCEG the Open Compliance and Ethics Group

OCEG Contributed

OCEG Measurement & Metrics Guide

Helpline & Hotline Handbook (HHH)

OCEG Practice Aid:Compensation - FLSA Administrative Exemption Questionnaire

OCEG Practice Aid: Compensation - FLSA Computer Professional Exemption Questionnaire

OCEG Practice Aid: Compensation - FLSA Executive Exemption Questionnaire

OCEG Practice Aid: Compensation - FLSA Outside Sales Exemption Questionnaire

OCEG Practice Aid: Compensation - FLSA Professional Exemption Questionnaire

OCEG Practice Aid: Labor - Union Organizing Do's and Don'ts Checklist

OCEG Practice Aid: Workplace Violence - Policy (short version)

OCEG Practice Aid - Sample FMLA Policy

OCEG Internal Audit Guide

"Red Book" 2.0 Task Force March 19 Pre-Meeting Deck

Red Book/GRC Ecosystem Functional Category Alignment - V 1.1

OCEG GRC Glossary - Draft 03-27-08

ITGI's VAL IT Framework

ISM3 Model V 2.0

IFAC, Code of Ethics for Professional Accountants - Exposure Draft (2008)

GAO / PCIE, Final Financial Audit Manual (July, 2008)

Glossary of Risk Management (ENISA)

Board Evaluations - Deloitte's Center for Corporate Governance

AICPA, Trust Services Principles, Criteria and Illustrations for Security, Availability, Processing Integrity, Confidentiality, and Privacy (Including WebTrust® and SysTrust®) (2006)

BIS, Sound Practices for the Management and Supervision of Operational Risk (Basel Committee on Banking Supervision, 2003)

COSO, Internal Control - Integrated Framework, Guidance on Monitoring Internal Control Systems: Volume II - Guidance (Exposure Draft, 2008)

COSO, Internal Control - Integrated Framework Guidance on Monitoring, Internal Control Systems, Volume III - Application Techniques (Exposure Draft, June 2008)

AICPA, Risk Assessment Standards Nos. 104-111

INTOSAI Guidance for Good Governance (INTOSAI GOV)

Enterprise Risk Management: Tools and Techniques for Effective Implementation (IMA, 2007)

Australia, Building Better Governance (2008)

AICPA, Statement on Auditing Standards No. 115, Communicating Internal Control Related Matters Identified in an Audit, Executive Summary (2008)

ISACA IS Standards, Guidelines and Procedures for Auditing and Control Professionals

GRC-XML Work Group: December 16, 2008 Meeting

"Red Book" 2_0 Limited Download

OCEG GRC Blueprint Draft - V 0.4

GRC Technology Solutions Guide v. 2.1

GRC-XML Working Group Meeting #2 - February 13, 2008

2007 ITIL Glossary

Glossary of Terms from Compliance Spectrum

OCEG GRC Glossary - Draft 02-25-08

Money Laundering FAQ (FATF)

GRC Blueprint: February 2008 Working Group Meeting

Audit Quality Framework, The (UK, FRC, 2008)

OCEG Practice Aid: Privacy - Survey of State Laws Regulating Use of Information

OCEG Practice Aid: Privacy - Survey of State Laws on Use and Disclosure of Medical Records

OCEG Practice Aid: Privacy - State Law Regarding Marital Status

OCEG Practice Aid: Privacy - State Law Regarding Employee Privacy Rights

OCEG Practice Aid: Privacy - State Wiretap Laws

OCEG Practice Aid: Privacy - State Laws Regarding Notice of Breach of Data Security

OCEG Practice Aid: Privacy - State Laws Regarding the Disclosure of Information to Prospective Employers

OCEG Jurisdiction Survey: Privacy - State Laws Regarding Employee Access to Personnel Records

OCEG Practice Aid: Privacy - State Laws Regulating the Use and Disclosure of SSNs

OCEG Practice Aid - FMLA Definitions

OCEG Practice Aid - Harassment: Investigation Checklist

OCEG Practice Aid - RIFs Sample Selection Criteria

OCEG Practice Aid: Workplace Violence - Sample Incident Report

OCEG Practice Aid: Workplace Violence-Background Checks for Violence

OCEG Practice Aid: Workplace Violence - Sample Policy (longer version)

OCEG Practice Aid: Leave - Sample FMLA Policy

World Bank, Accounting and Auditing Reports on the Observance of Standards and Codes (A&A ROSC)

CIPE Guide to Governance Reform: Strategic Planning for Emerging Markets (CIPE Partner Edition)

Green paper on the EU corporate governance framework (2011)

Tokyo Stock Exchange (TSE) Principles of Corporate Governance for Listed Companies (Rev. Edition 2009)

Member Contributed

COSO, Enterprise Risk Management Integrated Framework: Executive Summary

Nasdaq, Corporate Governance (2004)

NASDAQ, Corporate Governance Resources

New York Stock Exchange (NYSE) Listed Company Manual

New York Stock Exchange (NYSE), Corporate Governance

Center for the Study of Ethics in the Professions (IIT) - Resources for Writing a Code of Ethics

Selection and Use of the ISO 9000:2000 family of standards (ISO 9001:2000.)

Advisories: ANSI-ASQ National Accreditation Board (ANAB)

Business Ethics Primer

Ethics Handbook: Building Ethical Leaders

Directive on Information Relating to Corporate Governance, SWX Swiss Exchange, Switzerland (2002)

Compliance Journey: Balancing Risk and Controls with Performance Improvement (KPMG)

Enterprise Risk Management Specialty Guide May 2006 (Society of Actuaries)

Employment Arbitration Rules and Mediation Procedures, Amended and Effective July 1, 2006

BSR, Issue Brief: Overview of Business and Corporate Governance

IIA, Global Technology Audit Guide (GTAG)

IIA, Current Position Papers

Standard & Poor's Enterprise Risk Management for Financial Institutions: Rating Criteria and Best Practices (2005)

Guide to the Lobbying Disclosure Act (House of Representatives)

AICPA, Communicating Internal Control Related Matters Identified in an Audit, SAS 112 (2008)

COSO, Guidance on Monitoring Internal Control Systems Discussion Document

Introducing OCEG Member-to-Member Pages: Forming a GRC Community

Governing for Enterprise Security Implementation Guide (GES)

Guide 6: Managing and Auditing IT Vulnerabilities (IIA, 2007)

AICPA, Audit and Attest Standards

IIA, Professional Practices Framework (2007)

IIA, International Standards for the Professional Practice of Internal Auditing (Standards) (as rev. 2007)