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OCEG Contributed
OCEG Measurement & Metrics Guide
Helpline & Hotline Handbook (HHH)
OCEG Practice Aid:Compensation - FLSA Administrative Exemption Questionnaire
OCEG Practice Aid: Compensation - FLSA Computer Professional Exemption Questionnaire
OCEG Practice Aid: Compensation - FLSA Executive Exemption Questionnaire
OCEG Practice Aid: Compensation - FLSA Outside Sales Exemption Questionnaire
OCEG Practice Aid: Compensation - FLSA Professional Exemption Questionnaire
OCEG Practice Aid: Labor - Union Organizing Do's and Don'ts Checklist
OCEG Practice Aid: Workplace Violence - Policy (short version)
OCEG Practice Aid - Sample FMLA Policy
OCEG Internal Audit Guide
"Red Book" 2.0 Task Force March 19 Pre-Meeting Deck
Red Book/GRC Ecosystem Functional Category Alignment - V 1.1
OCEG GRC Glossary - Draft 03-27-08
ITGI's VAL IT Framework
ISM3 Model V 2.0
IFAC, Code of Ethics for Professional Accountants - Exposure Draft (2008)
GAO / PCIE, Final Financial Audit Manual (July, 2008)
Glossary of Risk Management (ENISA)
Board Evaluations - Deloitte's Center for Corporate Governance
AICPA, Trust Services Principles, Criteria and Illustrations for Security, Availability, Processing Integrity, Confidentiality, and Privacy (Including WebTrust® and SysTrust®) (2006)
BIS, Sound Practices for the Management and Supervision of Operational Risk (Basel Committee on Banking Supervision, 2003)
COSO, Internal Control - Integrated Framework, Guidance on Monitoring Internal Control Systems: Volume II - Guidance (Exposure Draft, 2008)
COSO, Internal Control - Integrated Framework Guidance on Monitoring, Internal Control Systems, Volume III - Application Techniques (Exposure Draft, June 2008)
AICPA, Risk Assessment Standards Nos. 104-111
INTOSAI Guidance for Good Governance (INTOSAI GOV)
Enterprise Risk Management: Tools and Techniques for Effective Implementation (IMA, 2007)
Australia, Building Better Governance (2008)
AICPA, Statement on Auditing Standards No. 115, Communicating Internal Control Related Matters Identified in an Audit, Executive Summary (2008)
ISACA IS Standards, Guidelines and Procedures for Auditing and Control Professionals
GRC-XML Work Group: December 16, 2008 Meeting
"Red Book" 2_0 Limited Download
OCEG GRC Blueprint Draft - V 0.4
GRC Technology Solutions Guide v. 2.1
GRC-XML Working Group Meeting #2 - February 13, 2008
2007 ITIL Glossary
Glossary of Terms from Compliance Spectrum
OCEG GRC Glossary - Draft 02-25-08
Money Laundering FAQ (FATF)
GRC Blueprint: February 2008 Working Group Meeting
Audit Quality Framework, The (UK, FRC, 2008)
OCEG Practice Aid: Privacy - Survey of State Laws Regulating Use of Information
OCEG Practice Aid: Privacy - Survey of State Laws on Use and Disclosure of Medical Records
OCEG Practice Aid: Privacy - State Law Regarding Marital Status
OCEG Practice Aid: Privacy - State Law Regarding Employee Privacy Rights
OCEG Practice Aid: Privacy - State Wiretap Laws
OCEG Practice Aid: Privacy - State Laws Regarding Notice of Breach of Data Security
OCEG Practice Aid: Privacy - State Laws Regarding the Disclosure of Information to Prospective Employers
OCEG Jurisdiction Survey: Privacy - State Laws Regarding Employee Access to Personnel Records
OCEG Practice Aid: Privacy - State Laws Regulating the Use and Disclosure of SSNs
OCEG Practice Aid - FMLA Definitions
OCEG Practice Aid - Harassment: Investigation Checklist
OCEG Practice Aid - RIFs Sample Selection Criteria
OCEG Practice Aid: Workplace Violence - Sample Incident Report
OCEG Practice Aid: Workplace Violence-Background Checks for Violence
OCEG Practice Aid: Workplace Violence - Sample Policy (longer version)
OCEG Practice Aid: Leave - Sample FMLA Policy
World Bank, Accounting and Auditing Reports on the Observance of Standards and Codes (A&A ROSC)
CIPE Guide to Governance Reform: Strategic Planning for Emerging Markets (CIPE Partner Edition)
Green paper on the EU corporate governance framework (2011)
Tokyo Stock Exchange (TSE) Principles of Corporate Governance for Listed Companies (Rev. Edition 2009)
Member Contributed
COSO, Enterprise Risk Management Integrated Framework: Executive Summary
Nasdaq, Corporate Governance (2004)
NASDAQ, Corporate Governance Resources
New York Stock Exchange (NYSE) Listed Company Manual
New York Stock Exchange (NYSE), Corporate Governance
Center for the Study of Ethics in the Professions (IIT) - Resources for Writing a Code of Ethics
Selection and Use of the ISO 9000:2000 family of standards (ISO 9001:2000.)
Advisories: ANSI-ASQ National Accreditation Board (ANAB)
Business Ethics Primer
Ethics Handbook: Building Ethical Leaders
Directive on Information Relating to Corporate Governance, SWX Swiss Exchange, Switzerland (2002)
Compliance Journey: Balancing Risk and Controls with Performance Improvement (KPMG)
Enterprise Risk Management Specialty Guide May 2006 (Society of Actuaries)
Employment Arbitration Rules and Mediation Procedures, Amended and Effective July 1, 2006
BSR, Issue Brief: Overview of Business and Corporate Governance
IIA, Global Technology Audit Guide (GTAG)
IIA, Current Position Papers
Standard & Poor's Enterprise Risk Management for Financial Institutions: Rating Criteria and Best Practices (2005)
Guide to the Lobbying Disclosure Act (House of Representatives)
AICPA, Communicating Internal Control Related Matters Identified in an Audit, SAS 112 (2008)
COSO, Guidance on Monitoring Internal Control Systems Discussion Document
Introducing OCEG Member-to-Member Pages: Forming a GRC Community
Governing for Enterprise Security Implementation Guide (GES)
Guide 6: Managing and Auditing IT Vulnerabilities (IIA, 2007)
AICPA, Audit and Attest Standards
IIA, Professional Practices Framework (2007)
IIA, International Standards for the Professional Practice of Internal Auditing (Standards) (as rev. 2007)
All Access Pass
Featured OCEG Programs
GRC Fundamentals on Demand