Governance | by OCEG the Open Compliance and Ethics Group

Anti-Corruption, Governance

DOJ, Holder Memorandum, Bringing Criminal Charges Against Corporations, Federal Prosecution of Corporations (June 16, 1999)

China Moves to Enhance Corporate Social Responsibility in Multinational Companies (2006)

Managing the Business Risk of Fraud: A Practical Guide (2008)

Have You Looked under the Hood of Your Fraud Program Lately? (2008)

DOJ, Remarks Prepared for Delivery by Deputy Attorney General Mark R. Filip at Press Conference Announcing Revisions to Corporate Charging Guidelines (2008)

IIA, Using Nonfinancial Measures to Assess Fraud Risk (2008)

International Trade Administration (ITA), Good Governance Site

GRC Illustrated Series: #17 How Do We Manage the Business Risk of Fraud?

SEC, Memorandum: File on S7-33-10, Proposed Rules for Implementing the Whistleblower Provisions of Section 21F of the Securities Exchange Act of 1934 (2011)

USSC Federal Sentencing Guidelines Manual, 2011 Ed.

Datacert

Anti-Corruption, Competitive Practices, Environmental, Financial Assurance, Governance, Government Dealings (USA), International Transactions, Workplace Health/Safety

BWise, a NASDAQ OMX company

Anti-Corruption, Employment, Governance

Title 18 U.S. Code § 1514A - Civil action to protect against retaliation in fraud cases

Anti-Corruption, Employment, Environmental, Governance, Government Dealings (USA), Information Management, Product Quality/Safety, Supply Chain Management (SCM)

SAS Institute, Inc.

Anti-Corruption, Competitive Practices, Governance, International Transactions

Organization of American States (OAS)

Anti-Corruption, Competitive Practices, Governance

Nuts and Bolts: Building Your Third-Party FCPA Due Diligence Program (2010)

Anti-Corruption, Employment, Environmental, Financial Assurance, Governance, Information Management, Intellectual Property, Workplace Health/Safety

Regulatory Intelligence by Michael Rasmussen: an Axentis Thought Leadership White Paper

Competitive Practices, Governance

Creating the "Wholly Sustainable Enterprise" A Practical Guide to Driving Shareholder Value Through Enterprise Sustainability (Deloitte, 2007)

Next Steps to Sustainability (Treasury & Risk Magazine, August 2010)

Competitive Practices, Financial Assurance, Governance, Information Management

GRC Technology Roadmap Teleconference: December 18, 2008

Competitive Practices, Employment, Governance, International Transactions, Supply Chain Management (SCM)

Third Party / Outsourcing

Competitive Practices, Financial Assurance, Governance

SEC, Implementing the Dodd-Frank Wall Street Reform and Consumer Protection Act

Employment, Governance

Deloitte's Center for Corporate Governance, Executive Compensation, Articles Collection

Talking Governance: Board Shareowner Communications on Executive Compensation (Deloitte, Millstein Center, 2008)

Whistleblower Support Blog

Executive Pay in Europe (2008)

U.S. Employment/Labor: Executive Compensation Domain Supplement

Increased motivation for whistle-blowing (2010)

CEO Compensation (April 2010, Rev. Nov. 2010)

BoardroomDirect -- Alert: SEC issues final whistleblower rules (PwC, 2011)

SEC, Office of the Whistleblower Website

Employment, Financial Assurance, Governance

Implementation of the Wall Street and Consumer Protection Act: Deadlines Created by the Statute for Select Regulatory Milestones

Financial Assurance, Governance, Information Management, Intellectual Property, International Transactions, Supply Chain Management (SCM)

OCEG for Technology

Financial Assurance, Governance

SEC, NYSE Rulemaking Page

General Rules and Regulations Promulgated under the Securities Exchange Act of 1934

Government in Financial Services: Options and Dilemmas (Ernst & Young, 2009)

Tokyo Stock Exchange (TSE)

CFO Project, The

Achieving Best Practices for Corporate Performance (2008)

EU Directive 2006/46/EC of the European Parliament and of the Council of 14 June 2006 amending Council Directives 78/660/EEC on the annual accounts of certain types of companies, 83/349/EEC on consolidated accounts ... (2006)

EU, European Commission, Modernisation of Company Law and Enhancement of Corporate Governance

FASB/IASB - Completing the February 2006 Memorandum of Understanding: A progress report and timetable for completion (2008)

Buckle Up (On the road to IFRS) (Deloitte, 2008)

PCAOB, Auditing Standard No. 6, Evaluating Consistency of Financial Statements (2008)

BIS, Enhancing Corporate Governance for Banking Organisations (Basel Committee on Banking Supervision, 2006)

SEC, Investment Advisor Codes of Ethics, Final Rule (2004)

Strategic GRC Yields Clear Payback (2008)

UK, Association of Insurance and Risk Managers (AIRMIC)

Risk Magazine

Observations on Risk Management Practices during the Recent Market Turbulence (March 2008)

Nasdaq Code of Conduct for the Board of Directors

Federal Financial Institutions Examination Council (FFIEC) IT Handbook Infobase

FASB, FAS 162, The Hierarchy of Generally Accepted Accounting Principles (2008)

Post-Sarbox, Are Restatements Relevant? (2007)

Promoting Audit Quality (FRC, 2006)

UK, Large and Medium-sized Companies and Groups (Accounts and Reports) Regulations 2008, SI, 2008 No. 410

UK, Small Companies and Groups (Accounts and Directors' Report) Regulations 2008, SI, 2008 No. 409

UK, Combined Code on Corporate Governance, The (FRC, 2006)

UK, Companies Act of 2006, C.46

UK, Company Law Reform Bill - White Paper 2005 (BERR)

UK, Department for Business Innovation & Skills (BIS) Companies Act of 2006 Page

UK, Companies House, Companies Act Web Site

Treasury/OTS, Directors' Responsibilities Guide (2008)

Comptrollers Handbook, Office of the Comptroller of the Currency (OCC)

EU, Company law and corporate governance: Commission takes action to ensure that 12 Member States implement EU laws (2008)

Federal Reserve, OCC, OTS, FDIC Issue Final Guidance on Incentive Compensation (June 21, 2010)

Executive Compensation Outlook (2010)

Final Guidance on Sound Incentive Compensation Policies (June 25, 2010)

EU, Consultation on Modernisation of the Directive 2004/109/EC (Transparency Requirements for Listed Companies) (May 2010)

EU, European Commission Prospectus Directive (Rev. 2009)

Corporate Governance and Executive Compensation Provisions of the Dodd-Frank Act (July 2010)

Monetary Authority Of Singapore (MAS): Reports and Consultation Papers

Future of Finance: Driving Business Value Through Performance of the Finance Function (Ernst & Young, 2010)

Germany, DAX 30 (Deutscher Aktien IndeX), English site

Japan, Financial Services Agency (FSA) (English Version)

Japan, Financial Instruments and Exchange Act, FSA Web Site (English Version)

NAIC/AICPA Working Group

Dodd-Frank Wall Street Reform and Consumer Protection Act, Public Law 111-203, H.R. 4173 (111th Congress, 2010)

PCAOB Drafts Bill to Make Disciplinary Proceedings Public (September 2010)

AICPA, Recently Issued Technical Questions and Answers

BIS, Group of Governors and Heads of Supervision announces higher global minimum capital standards (September 2010)

The Group of Governors and Heads of Supervision reach broad agreement on Basel Committee capital and liquidity reform package (July 2010)

Objectives Of The Dodd-Frank Act (November 2010)

Corporate Governance in Latin America (2007)

SEC Proposes Ways to Strengthen Audits and Reporting of Broker-Dealers to Protect Customer Assets (June 2011)

NCUA, Corporate Credit Unions (2011, Final Rule)

A Closer Look: The Dodd-Frank Wall Street Reform and Consumer Protection Act (PwC)

European Union - Reform of the audit market: Proposal for a regulation on the quality of audits of public-interest entities and proposal for a directive to enhance the single market for statutory audits (November 2011)

Financial Assurance, Governance, Taxation

Section-by-Section Analysis of the Emergency Economic Stabilization Act of 2008 (EESA)

Financial Assurance, Governance, Information Management, International Transactions

GRC-XML Work Group: December 16, 2008 Meeting

Financial Assurance, Governance, Information Management

ISM

Governance

Good Corporate Governance: Firm and Market Performance - An Empirical Review (OCEG Research)

EthicsPoint: Tools and Insight to Achieve Corporate GRC Maturity

UK, Office of Government Commerce (OGC) Successful Delivery Toolkit

FAQs for COSO's Enterprise Risk Management Integrated Framework

COSO, Enterprise Risk Management Integrated Framework: Executive Summary

Enterprise Governance: Getting the Balance Right (2003)

New York Stock Exchange (NYSE)

New York Stock Exchange (NYSE) Listed Company Manual

World Bank: Principles of Best Practice and Codes