Financial Assurance

Order by:Group by:

Multinational, Australia, New Zealand, Brazil, North America, European Union, Chile, India, California, Ecuador, Indonesia, Peru, Singapore, Massachusetts, United Kingdom, South Africa, Africa, Asia-Pacific, Europe, South America

Cura Software Solutions

Chile

Funding Liquidity Risk in a Quantitative Model of Systemic Stability (Central Bank of Chile, 2009)

China

China Accounting Standards: A New Beginning (2007)
China's New Accounting Standards: A comparison with current PRC GAAP and IFRS (Deloitte, 2006)

European Union

EU, International Accounting Standards (IASs)
EU Directive 2006/46/EC of the European Parliament and of the Council of 14 June 2006 amending Council Directives 78/660/EEC on the annual accounts of certain types of companies, 83/349/EEC on consolidated accounts ... (2006)
EU, European Commission, Modernisation of Company Law and Enhancement of Corporate Governance
EU Internal Audit Manager Guideline for Internal Financial Control Assessment Part I - Principles (2007)
EU, Commission Regulation (EC) No 1725/2003 of 29 September 2003 adopting certain international accounting standards in accordance with Regulation (EC) No 1606/2002 of the European Parliament and of the Council
EU, Company law and corporate governance: Commission takes action to ensure that 12 Member States implement EU laws (2008)
EU, Transparency obligations of publicly traded companies
An EU Framework for Cross-Border Crisis Management in the Banking Sector, COM(2009) 561/4
An EU Framework for Cross-border Crisis Management in the Banking Sector, Commission Staff Working Document SEC (2009) 1407
Committee of European Banking Supervisors (CEBS)
EU, Consultation on Modernisation of the Directive 2004/109/EC (Transparency Requirements for Listed Companies) (May 2010)
EU, European Commission Prospectus Directive (Rev. 2009)
OECD, Economic Survey of the European Union 2009
European Commission: Solvency II

Multinational, European Union

European Union - Reform of the audit market: Proposal for a regulation on the quality of audits of public-interest entities and proposal for a directive to enhance the single market for statutory audits (November 2011)

Germany

Germany, DAX 30 (Deutscher Aktien IndeX), English site

Japan

Tokyo Stock Exchange (TSE)
GRC-XML Work Group: December 16, 2008 Meeting
Publication of the Revision on the Designation of the International Financial Reporting Standards for their Voluntary Application in Japan (2010)
Japan, FSA Newsletter (English Version, Published Monthly)
Japan, Financial Services Agency (FSA) (English Version)
Japan, Financial Instruments and Exchange Act, FSA Web Site (English Version)

Latin America

Inter-American Development Bank (IDB)
Corporate Governance in Latin America (2007)

Multinational

Government in Financial Services: Options and Dilemmas (Ernst & Young, 2009)
BWise
Risk Magazine
Observations on Risk Management Practices during the Recent Market Turbulence (March 2008)
BIS, Group of Governors and Heads of Supervision announces higher global minimum capital standards (September 2010)
The Group of Governors and Heads of Supervision reach broad agreement on Basel Committee capital and liquidity reform package (July 2010)
FDIC, U.S. Banking Agencies Express Support for Basel Agreement (September 2010)
Caribbean Development Bank (CDB)
Government in Financial Services: Exits and Strategies (2010)
IMF, Making Banks Safer: Can Volcker and Vickers Do It? (2011)
Regulatory Intelligence by Michael Rasmussen: an Axentis Thought Leadership White Paper

North America, United Kingdom

Mitratech

Singapore

Monetary Authority Of Singapore (MAS): Reports and Consultation Papers

United Kingdom

UK, Association of Insurance and Risk Managers (AIRMIC)
UK, Accounting Standards Board
UK, Financial Services Authority (FSA), Implementation of the 8th Company Law Directive: Feedback on CP07/24 and final rules (June 2008)
Promoting Audit Quality (FRC, 2006)
UK, Large and Medium-sized Companies and Groups (Accounts and Reports) Regulations 2008, SI, 2008 No. 410
UK, Small Companies and Groups (Accounts and Directors' Report) Regulations 2008, SI, 2008 No. 409
UK, Combined Code on Corporate Governance, The (FRC, 2006)
UK, Companies Act of 2006, C.46
UK, Company Law Reform Bill - White Paper 2005 (BERR)
UK, Department for Business Innovation & Skills (BIS) Companies Act of 2006 Page
UK, Companies House, Companies Act Web Site
UK, Companies Act 2006 (Amendment) (Accounts and Reports) Regulations 2008, SI, 2008 No. 393
UK, The FSA Register
UK, Financial Services Authority Handbook Online
UK, Financial Services Authority (FSA) - Reporting Requirements
UK, Rules and Regulations of the London Stock Exchange
UK, London Stock Exchange
UK, Financial Services and Markets Act 2000, 2000 CHAPTER 8
Finance Act 2007
United Kingdom, HM Treasury - Financial Services: Reform and Regulation
United Kingdom, Financial Service Act 2010

United States

Form 10-Q - Quarterly Report Pursuant to Sections 13 or15(d) of the Securities and Exchange Act of 1934 (Exchange Act), General Instructions
SEC, Final Rule - Exemption from Registration Under Section 12(g) of the Securities Exchange Act of 1934 for Foreign Private Issuers (2008)
SEC Votes to Modernize Disclosure Requirements to Help U.S. Investors in Foreign Companies (2008)
FASB/IASB - Completing the February 2006 Memorandum of Understanding: A progress report and timetable for completion (2008)
FDIC Financial Institution Letter - Corporate Codes of Conduct: Guidance On Implementing An Effective Ethics Program (2005)
Emergency Economic Stabilization Act of 2008
PCAOB, Rule 3526, Communication with Audit Committees Concerning Independence (2008)
SEC, Investment Advisor Codes of Ethics, Final Rule (2004)
OCC, Regulatory Review Amendments, Final Rule (2008)
IRS Notice 2008-94: Section 162(m) - Excessive Compensation and Section 280G - Golden Parachute Payments (2008)
Section-by-Section Analysis of the Emergency Economic Stabilization Act of 2008 (EESA)
FASB Summary of Statement No. 157, Fair Value Measurements
SEC, Final Rule, Smaller Reporting Company Regulatory Relief and Simplification (2008)
SEC, Final Rule - Acceptance From Foreign Private Issuers of Financial Statements Prepared in Accordance With International Financial Reporting Standards Without Reconciliation to U.S. GAAP (2008)
SEC, Proposed Rule - Roadmap for the Potential Use of Financial Statements Prepared in Accordance with International Financial Reporting Standards by U.S. Issuers (2008)
Treasury, Final Rule - Regulations Pertaining to Mergers, Acquisitions, and Takeovers by Foreign Persons (2008)
FinancialStability.gov
American Recovery and Reinvestment Act of 2009, Public Law 111-5
Item 402 of Regulation S-K - Executive Compensation (February 12, 2007)
IRS Notice 2007-49, Covered Employees Under Section 162(m)(3) (June 18, 2007)
SEC, Executive Pay Finder
SEC, Regulation S-X, Title 17 CFR Part 210
SEC - Final Rule: Amendment to Rule 4-01(a) of Regulation S-X Regarding the Compliance Date for Statement of Financial Accounting Standards No. 123 (Revised 2004), Share-Based Payment
Speech by SEC Chairman: Chairman's Opening Statement; Proposed Revisions to the Executive Compensation and Related Party Disclosure Rules (January 17, 2006)
SEC, International Reporting and Disclosure Issues in the Division of Corporation Finance
Securities Law 360 Newsletter for Litigators and Compliance Professionals
NCUA, Risk Assessment Reporting in Corporate Credit Unions
Protecting Your Capital Against Risk (2007)
IFAC, Managing Risk to Enhance Stakeholder Value (2002)
RiskCenter
Journal of Forensic Accounting
Nasdaq Code of Conduct for the Board of Directors
Federal Financial Institutions Examination Council (FFIEC) IT Handbook Infobase
FASB, FAS 162, The Hierarchy of Generally Accepted Accounting Principles (2008)
FASB, Exposure Documents
SEC, Spotlight On: International Financial Reporting Standards "Roadmap"
FASB, Generally Accepted Accounting Principles
SEC, Division of Corporation Finance: Frequently Requested Materials