Financial Assurance

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Accounting/Audit, Automotive, Biotechnology, Chemical, Construction, Finance/Banking, Food/Agricultural, Health Care, Higher Education, Insurance, Legal, Manufacturing, Oil & Gas, Pharmaceutical, Real Estate, Retail, Telecommunications, Transportation/Shipping, Utility, Waste

OCEG for Technology

Accounting/Audit

EU, International Accounting Standards (IASs)
EU, Commission Regulation (EC) No 1725/2003 of 29 September 2003 adopting certain international accounting standards in accordance with Regulation (EC) No 1606/2002 of the European Parliament and of the Council
An Overview of International Financial Reporting Standards, Deloitte

Accounting/Audit, Automotive, Biotechnology, Chemical, Construction, Finance/Banking, Food/Agricultural, Government Agency or Entity, Government Contracting - U.S., Health Care, Insurance, Manufacturing, Oil & Gas, Pharmaceutical, Retail, Technology, Telecommunications, Transportation/Shipping, Utility, Waste, Other

BWise, a NASDAQ OMX company

Accounting/Audit, Finance/Banking

Objectives Of The Dodd-Frank Act (November 2010)

Accounting/Audit, Chemical, Construction, Finance/Banking, Government Agency or Entity, Health Care, Higher Education, Hospitality, Travel and Tourism, Insurance, Legal, Manufacturing, Oil & Gas, Pharmaceutical, Real Estate, Retail, Technology, Transportation/Shipping

ISM

Finance/Banking

Government in Financial Services: Options and Dilemmas (Ernst & Young, 2009)
Corporate & Securities Law Blog
SEC, Order Granting a Conditional Exemption to Broker-Dealers From Requirements in Rules 15c3–1 And 15c3–3 Under the Securities Exchange Act of 1934 ; Purchase of Deferred Variable Annuity Contracts (September 13, 2007)
SEC Votes for Final Rules Defining How Banks Can Be Securities Brokers - Eight Years After Passage of the Gramm-Leach-Bliley Act, Key Provisions Will Now Be Implemented (2007)
SEC, Final Rule, Definitions of Terms and Exemptions Relating to the ‘‘Broker'' Exceptions for Banks (October 3, 2007)
SEC, Fed Finalize Bank-Broker Rules (2007)
Glossary of GRC Terms from Financial Services Provider Perspective
Achieving Best Practices for Corporate Performance (2008)
BIS, Enhancing Corporate Governance for Banking Organisations (Basel Committee on Banking Supervision, 2006)
Bank for International Settlements (BIS)
American Bankers Association (ABA)
FDIC Financial Institution Letter - Corporate Codes of Conduct: Guidance On Implementing An Effective Ethics Program (2005)
Federal Deposit Insurance Corporation (FDIC)
OCC, Regulatory Review Amendments, Final Rule (2008)
Strategic GRC Yields Clear Payback (2008)
GAO, Troubled Asset Relief Program (TARP): Additional Actions Needed to Better Ensure Integrity, Accountability, and Transparency (2009)
FinancialStability.gov
NCUA, Risk Assessment Reporting in Corporate Credit Unions
FDIC, Proposed Rule - Annual Independent Audits and Reporting Requirements (2007)
UK, Companies Act of 2006, C.46
UK, Companies Act 2006 (Amendment) (Accounts and Reports) Regulations 2008, SI, 2008 No. 393
FFIEC, Business Continuity Planning (2008)
Treasury/OTS, Directors' Responsibilities Guide (2008)
Comptrollers Handbook, Office of the Comptroller of the Currency (OCC)
Federal Reserve, OCC, OTS, FDIC Issue Final Guidance on Incentive Compensation (June 21, 2010)
Final Guidance on Sound Incentive Compensation Policies (June 25, 2010)
United Kingdom, HM Treasury - Financial Services: Reform and Regulation
An EU Framework for Cross-Border Crisis Management in the Banking Sector, COM(2009) 561/4
An EU Framework for Cross-border Crisis Management in the Banking Sector, Commission Staff Working Document SEC (2009) 1407
Committee of European Banking Supervisors (CEBS)
FDIC, Implementation of the New Basel Capital Accord in the U.S.
FDIC, U.S. Banking Agencies Express Support for Basel Agreement (September 2010)
Incentive-Based Compensation Arrangements, Proposed Rule (April 14, 2011)
Government in Financial Services: Exits and Strategies (2010)
United Kingdom, Financial Service Act 2010
FASB Accounting Standards Updates
NCUA, Corporate Credit Unions (2011, Final Rule)
Credit Risk Retention, Notice of Proposed Rulemaking (2011)
SEC Jointly Proposes Prohibitions and Restrictions on Proprietary Trading (2011)
FASB, Frequently Asked Questions: Financial Accounting Standards No. 123 (Revised 2004)
Guidance on Due Diligence Requirements in Determining Whether Investment Securities Are Eligible for Investment, Proposed guidance with request for comment (November 2011)

Higher Education

Louisiana State University System Internal Audit Charter

Insurance

Protecting Your Capital Against Risk (2007)
NAIC/AICPA Working Group
European Commission: Solvency II

Oil & Gas

SEC Staff Accounting Bulletin: Topic 12: Oil and Gas Producing Activities

Telecommunications

GRC-XML Work Group: December 16, 2008 Meeting

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