SEC, Implementing the Dodd-Frank Wall Street Reform and Consumer Protection Act resource Agency Web Sites OCEG Reviewed
This SEC site references all the rules that the Commission has proposed or adopted in connection with the Dodd-Frank Act. That Act contains more than 90 provisions that require SEC rulemaking, and dozens of other provisions that give the SEC discretionary rulemaking authority. Of the mandatory rulemaking provisions, the SEC has proposed or adopted rules for about three-quarters of them.
SEC, Registration of Security-Based Swap Dealers and Major Security-Based Swap Participants (2011) resource National Regulations OCEG Reviewed
Title VII of the Dodd-Frank Act broadly categorizes covered products as ‘‘swaps,’’ regulated primarily by the CFTC, ‘‘security-based swaps,’’ regulated primarily by the Commission, or ‘‘mixed swaps,’’ jointly regulated by the Commission and the CFTC.
easy2comply Risk Management software
easy2comply Risk Management software solution enables efficient operational/ enterprise risk management in order to improve business processes and performance and simplify regulatory compliance. easy2comply allows you to identify, measure, control and manage operational/ enterprise risk by documenting your processes, risks and controls, accumulating and quantifying loss events, and providing management insight via reports, dashboards, heat-maps, what-if simulations and remediation plans. The software provides a full set of functionality, best practices, built-in work flow and a decision support system for ORM optimization. easy2comply’s unique architecture enables building a common framework and repository for multiple GRC processes, while allowing each individual project to be managed separately according to its own time frame, functionality, methodology and work flow. easy2comply’s singular software architecture provides the technological basis for enabling GRC convergence and a truly integrated GRC framework.
- IT.12 - Finance/Treasury Risk Management
- IT.26 - Risk Management
Umbrellas for Clouds: Applying Outsourcing Risk Mitigation Strategies to SaaS Transactions resource Articles OCEG Reviewed
Executive Summary: From a legal compliance and risk management perspective, outsourcing – the act of engaging a third party for a period of time to provide services that had previously been performed internally – shares many similarities with software as a service (SaaS) transactions – procuring access to software as a service hosted by a third party instead of through more traditional licensin
Which is Better: Outsourcing or Shared Services? (Deloitte, 2010) resource Articles OCEG Reviewed
Introduction: People have been arguing for years about the relative merits of outsourcing versus shared services. Yet the debate today is more relevant than ever. In some cases, organizations are unhappy with their previous decisions and are looking for a new approach.
Nuts and Bolts: Building Your Third-Party FCPA Due Diligence Program (2010) resource Articles OCEG Reviewed
Introduction: What does the Department of Justice want to see in a third-party due diligence program? How much investigation is enough?
Third Party / Outsourcing group
Welcome to the Third Party / Outsourcing group. This group provides resources and discussion around issues related to management, risk and compliance for third party and outsourcing issues. We welcome participation in this group by any premium or enterprise OCEG member.
Organization of American States (OAS) resource Organizations & Associations OCEG Reviewed
The Organization of American States (OAS) is the world’s oldest regional organization, dating back to the First International Conference of American States, which was held in Washington, D.C.
United Kingdom, DEFRA: Green Economy, Green Business resource Agency Web Sites OCEG Reviewed
The coalition government is committed to being the greenest government ever. It is taking action to cut carbon emissions, create the conditions for green growth, and improve resilience to climate change. All these elements contribute to the development of a sustainable green economy.
