Finance/Banking

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European Union

An EU Framework for Cross-Border Crisis Management in the Banking Sector, COM(2009) 561/4
An EU Framework for Cross-border Crisis Management in the Banking Sector, Commission Staff Working Document SEC (2009) 1407
Committee of European Banking Supervisors (CEBS)

Multinational

Government in Financial Services: Options and Dilemmas (Ernst & Young, 2009)
BWise
SAS Institute, Inc.
FDIC, U.S. Banking Agencies Express Support for Basel Agreement (September 2010)
Government in Financial Services: Exits and Strategies (2010)

North America, United Kingdom

Mitratech

United Kingdom

UK, Companies Act of 2006, C.46
UK, Companies Act 2006 (Amendment) (Accounts and Reports) Regulations 2008, SI, 2008 No. 393
United Kingdom, HM Treasury - Financial Services: Reform and Regulation
United Kingdom, Financial Service Act 2010

United States

FDIC Financial Institution Letter - Corporate Codes of Conduct: Guidance On Implementing An Effective Ethics Program (2005)
OCC, Regulatory Review Amendments, Final Rule (2008)
Notice 2008-94
FinancialStability.gov
31 CFR Part 30 Interim Final Rule
Notice 2008 TAAP
Notice 2008 PSSFI
FFIEC, Retail Payment Systems (2004)
Is the Retail Payments Industry Headed for Disruption? (Deloitte, 2007)
NCUA, Risk Assessment Reporting in Corporate Credit Unions
Risk Management in the Enterprise (2007)
Why Corporate Defence Management is a Strategic Imperative (2006)
FDIC, Proposed Rule - Annual Independent Audits and Reporting Requirements (2007)
FFIEC, Business Continuity Planning (2008)
Treasury/OTS, Directors' Responsibilities Guide (2008)
Comptrollers Handbook, Office of the Comptroller of the Currency (OCC)
Federal Reserve, OCC, OTS, FDIC Issue Final Guidance on Incentive Compensation (June 21, 2010)
Final Guidance on Sound Incentive Compensation Policies (June 25, 2010)
FDIC, Implementation of the New Basel Capital Accord in the U.S.
Objectives Of The Dodd-Frank Act (November 2010)
Incentive-Based Compensation Arrangements, Proposed Rule (April 14, 2011)
FASB Accounting Standards Updates
NCUA, Corporate Credit Unions (2011, Final Rule)
Credit Risk Retention, Notice of Proposed Rulemaking (2011)
SEC Jointly Proposes Prohibitions and Restrictions on Proprietary Trading (2011)
Guidance on Due Diligence Requirements in Determining Whether Investment Securities Are Eligible for Investment, Proposed guidance with request for comment (November 2011)