OCEG | Open Compliance and Ethics Group

Speech by SEC Staff: The Road Ahead: Short Sale Regulation for Today’s Markets by James A. Brigagliano Co-Acting Director, Division of Trading and Markets U.S. Securities and Exchange Commission STA’s 13th Annual Washington Conference, Regulatory Reset in 2009 Washington, D.C.

Speech by SEC Staff: Opening Remarks at the SEC Open Meeting by Lillian Brown Senior Special Counsel, Division of Corporation Finance U.S. Securities and Exchange Commission Washington, D.C.

Speech by SEC Commissioner: Statement at Open Meeting to Propose Amendments Regarding Facilitating Shareholder Director Nominations by Commissioner Troy A. Paredes U.S. Securities and Exchange Commission Washington, D.C. May 20, 2009

Thank you, Chairman Schapiro.

Speech by SEC Chairman: Statement at SEC Open Meeting on Facilitating Shareholder Director Nominations by Chairman Mary L. Schapiro U.S. Securities and Exchange Commission Washington, D.C.