Compliance vs. Security: Which Should Lead Corporate Governance? (August 2010) resource Articles OCEG Reviewed
Introduction: Too often companies are so focused on following the letter of the law to pass the internal and external audits mandated by federal regulations that they lose sight of the original intents of the mandates themselves.
Consultation Paper on Corporate Governance Regulations and Guidelines, Monetary Authority of Singapore, March 2010 resource Standards and Guidelines OCEG Reviewed
Consultation Paper P006 - March 2010
Preface: This consultation paper sets out proposed changes to the Banking (Corporate Governance) Regulations 2005 (the “Banking Regulations”) and Insurance (Corporate Governance) Regulations 2005 (the “Insurance Regulations”), collectively termed as the “Regulations” in this paper, and Guidelines on Corporate Governance (the “Guidelines”).
Funding Liquidity Risk in a Quantitative Model of Systemic Stability (Central Bank of Chile, 2009) resource White Papers OCEG Reviewed
Abstract: We demonstrate how the introduction of liability-side feedbacks affects the properties of a quantitative model of systemic risk. The preliminary version of the model, which is still in its development phase, is based on detailed balance sheets for UK banks and encompasses macro-credit risk, interest and non-interest income risk, network interactions, and feedback effects.
Brief Summary of the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 resource National Laws OCEG Reviewed
Summary in Brief of the Act by the Senate Banking Committee.
Corporate Governance and Executive Compensation Provisions of the Dodd-Frank Act (July 2010) resource Articles OCEG Reviewed
Harvard Law School Forum on Corporate Governance and Financial Regulation (July 8, 2010)
Final Guidance on Sound Incentive Compensation Policies (June 25, 2010) resource Agency Guidances OCEG Reviewed
75 Federal Register 36395 (June 25, 2010)
Agencies: Office of the Comptroller of the Currency, Treasury (OCC); Board of Governors of the Federal Reserve System, (Board or Federal Reserve); Federal Deposit Insurance Corporation (FDIC); Office of Thrift Supervision, Treasury (OTS).
Treasury Board of Canada Secretariat: Policy on Internal Audit (2009) resource Agency Guidances OCEG Reviewed
This policy takes effect on July 1, 2009. It replaces the Treasury Board Policy on Internal Audit, dated April 1, 2006.
New ISO standard for effective management of risk (November 2009) resource Standards and Guidelines
Introduction: A new International Standard, ISO 31000:2009, Risk management – Principles and guidelines, will help organizations of all types and sizes to manage risk effectively.
ISO 31000 provides principles, framework and a process for managing any form of risk in a transparent, systematic and credible manner within any scope or context.
Point of View: New SEC rule prompts companies to disclose how their boards oversee risks (PwC, May 2010) resource Articles
Summary: What does the SEC's new rule intend to achieve, and how do the resultant proxy disclosures measure up?