Operational Risk

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SEC Adopts New Short Form Criteria to Replace Credit Ratings (July 2011) resource Agency Guidances OCEG Reviewed
Submitted by ocegstaff on Oct, 26 2011

The Securities and Exchange Commission today voted unanimously to adopt new rules in light of the Dodd-Frank Wall Street Reform and Consumer Protection Act to remove credit ratings as eligibility criteria for companies seeking to use “short form” registration when registering securities for public sale.

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Operational Risk Management – Key Shifts Required to Rise to the Challenge blog
Submitted by bbarnier on Jul, 31 2011

By Brian Barnier, OCEG Fellow

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Operational Risk & Regulation Magazine resource Books / Publications OCEG Reviewed
Submitted by ocegstaff on Jul, 26 2011

A monthly magazine published by Incisive Financial Publishing Limited and posted at Risk.net.

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Sustaining Operational Resiliency: A Process Improvement Approach to Security Management (2006) resource White Papers OCEG Reviewed
Carnegie Mellon University, Software Engineering Institute   Abstract: Organizations face an ever-changing risk environment. The risk that emanates from the day-to-day activities of the organization, operational risk, is the subject of increasing attention, particularly in the banking and finance industry, because of the potential to significantly dis-rupt an organization’s pursuit of its mission. Security, business continuity, and IT operations management are activities that traditionally support operational risk management.
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UK, Association of Insurance and Risk Managers (AIRMIC) resource Organizations & Associations OCEG Reviewed
AIRMIC has a membership of nearly 850 and represents the insurance buyers for about 75% of the FTSE 100, as well as very substantial representation in the mid 250 and other smaller companies. AIRMIC members control about £5 billion annually of insurance premium spend. A further £2billion of premium spend is allocated to captive insurance companies within member organisations. Additionally, members are responsible for the payment of insurance claims from their company finances to the value of at least £2 billion per year.
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OpRisk & Compliance Magazine resource Books / Publications OCEG Reviewed
OpRisk & Compliance magazine helps key decision-makers within financial services firms—including risk management and compliance executives—get to grips with the myriad of regulatory and business issues they face.
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BIS, Sound Practices for the Management and Supervision of Operational Risk (Basel Committee on Banking Supervision, 2003) resource Guides  OCEG Reviewed
Abstract: The purpose of this paper, prepared by the Risk Management Group of the Basel Committee on Banking Supervision, is to outline a set of principles that provide a framework for the effective management and supervision of operational risk, for use by banks and supervisory authorities when evaluating operational risk management policies and practices.
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Challenges Facing Contemporary Corporate Defense (2006) resource White Papers OCEG Reviewed
The core objective of contemporary corporate defence is to defend an organisation from a multitude of threats and vulnerabilities. To this end each organisation has already implemented a variety of what could be best described as corporate defence related activities.
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Why Corporate Defence Management is a Strategic Imperative (2006) resource White Papers OCEG Reviewed

In the extraordinary times we now find ourselves in, financial institutions are facing extra-ordinary challenges, and the requirement for robust corporate defence capabilities has never been more evident.While in former times the challenges facing the financial world were continually changing, it is the accelerated rate at which this change is currently occurring which may yet prove to be the g

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CSR And Sustainability: Local Impacts Of Global Supply Chains (2007) resource Articles OCEG Reviewed

To address supply chain problems, companies have implemented supply-chain Corporate Social Responsibility and Sustainability ("CSR") programs. Programs vary, but most incorporate legal, human rights, and environmental principles, describe compliance expectations and supplier compliance obligations, feature inspections to assess compliance, and some explain these efforts to stakeholders.

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