SEC, Office of the Whistleblower Website resource Agency Web Sites OCEG Reviewed
On July 21, 2010, the President signed into law the "Dodd-Frank Wall Street Reform and Consumer Protection Act" (the "Act"). Among other things, the Act establishes a whistleblower program that enables the SEC to pay an award, under regulations prescribed by the SEC and subject to certain limitations.
SEC, Reports to Congress: Risk Management Supervision of Designated Clearing Entities (2011) resource Research / Studies OCEG Reviewed
Preface: The Commodity Futures Trading Commission (CFTC), the Securities and Exchange Commission (SEC), and the Board of Governors of the Federal Reserve System (the Board) are submitting this report to the Senate Committees on Banking, Housing, and Urban Affairs and Agriculture, Nutrition, and Forestry and the House Committees on Financial Services and Agriculture in fulfillment of Section 813
Office of Goverment Ethics (OGE) Advisories resource Agency Guidances
Beginning in January 2011, OGE replaced DAEOgrams with "OGE Advisories." Through separate Legal Advisories, Program Management Advisories, and Education Advisories, OGE issues legal guidance, information about ethics program management, and ethics education opportunities.
DCAA Contract Audit Manual (CAM) resource Agency Guidances OCEG Reviewed
The DCAA Contract Audit Manual (DCAA Manual 7640.1) is an official publication of the Defense Contract Audit Agency (DCAA). It prescribes auditing policies and procedures and furnishes guidance in auditing techniques for personnel engaged in the performance of the DCAA mission.
The Maturity of GRC in the Public Sector: Where Are We Today? Where Are We Going? (2010) resource Research / Studies OCEG Reviewed
Author: Anna. D. Gowans Miller, MBA, CPA; AGA CPAG Research Series: Report No. 26 (September 2010)
FDIC, Implementation of the New Basel Capital Accord in the U.S. resource Agency Web Sites OCEG Reviewed
The Board of Directors of the Federal Deposit Insurance Corporation has approved publication of the final rules regarding Risk-Based Capital Guidelines; Implementation of New Basel Capital Accord. The final rules are being issued on an interagency basis by the federal banking and thrift regulatory agencies.
FFIEC, Bank Secrecy Act (BSA)/Anti-Money Laundering (AML) Examination Manual (2010) resource Agency Guidances
Introduction: This Federal Financial Institutions Examination Council (FFIEC) Bank Secrecy Act (BSA)/Anti-Money Laundering (AML) Examination Manual provides guidance to examiners for carrying out BSA/AML and Office of Foreign Assets Control (OFAC) examinations.