Guidance on Due Diligence Requirements in Determining Whether Investment Securities Are Eligible for Investment, Proposed guidance with request for comment (November 2011) resource Agency Guidances OCEG Reviewed
The Office of the Comptroller of the Currency (OCC) is proposing guidance to assist national banks and Federal savings associations in meeting due diligence requirements in assessing credit risk for portfolio investments.
IMF, Making Banks Safer: Can Volcker and Vickers Do It? (2011) resource White Papers OCEG Reviewed
Summary: This paper assesses proposals to redefine the scope of activities of systemically important financial institutions. Alongside reform of prudential regulation and oversight, these have been offered as solutions to the too-important-to-fail problem.
Operational Risk Management – Key Shifts Required to Rise to the Challenge blog
By Brian Barnier, OCEG Fellow
FDIC, U.S. Banking Agencies Express Support for Basel Agreement (September 2010) resource Articles OCEG Reviewed
September 12, 2010: Joint release from the Board of Governors of the Federal Reserve System, theOffice of the Comptroller of the Currency and the Federal Deposit Insurance Corporation.
Consultation Paper on Corporate Governance Regulations and Guidelines, Monetary Authority of Singapore, March 2010 resource Standards and Guidelines OCEG Reviewed
Consultation Paper P006 - March 2010
Preface: This consultation paper sets out proposed changes to the Banking (Corporate Governance) Regulations 2005 (the “Banking Regulations”) and Insurance (Corporate Governance) Regulations 2005 (the “Insurance Regulations”), collectively termed as the “Regulations” in this paper, and Guidelines on Corporate Governance (the “Guidelines”).
Funding Liquidity Risk in a Quantitative Model of Systemic Stability (Central Bank of Chile, 2009) resource White Papers OCEG Reviewed
Abstract: We demonstrate how the introduction of liability-side feedbacks affects the properties of a quantitative model of systemic risk. The preliminary version of the model, which is still in its development phase, is based on detailed balance sheets for UK banks and encompasses macro-credit risk, interest and non-interest income risk, network interactions, and feedback effects.
Committee of European Banking Supervisors (CEBS) resource Organizations & Associations OCEG Reviewed
Introduction: The Committee of European Banking Supervisors (CEBS) gives advice to the European Commission on policy and regulatory issues related to banking supervision.
Randolph-Brooks Federal Credit Union (RBFCU) implements AuditExchange 2 to close the loop on critical exceptions resource Case Studies Member contribution
Ranked in the top 25 of nearly 7,700 U.S. financial cooperatives, Randolph-Brooks Federal Credit Union has more than 320,000 members and total assets exceeding US$3.7 billion. The cooperative was originally chartered in 1952 to serve personnel at Randolph Air Force Base in Texas.
Final Guidance on Sound Incentive Compensation Policies (June 25, 2010) resource Agency Guidances OCEG Reviewed
75 Federal Register 36395 (June 25, 2010)
Agencies: Office of the Comptroller of the Currency, Treasury (OCC); Board of Governors of the Federal Reserve System, (Board or Federal Reserve); Federal Deposit Insurance Corporation (FDIC); Office of Thrift Supervision, Treasury (OTS).
Proposed Guidance on Sound Incentive Compensation Policies (Federal Reserve, 2009) resource Agency Guidances
74 Federal register 55227 (October 29, 2009)
