AML

Order by:Group by:
FILTER BY:
Caribbean Financial Action Task Force (CFATF) resource Organizations & Associations OCEG Reviewed

The Caribbean Financial Action Task Force (CFATF) is an organisation of thirty states of the Caribbean Basin, which have agreed to implement common countermeasures to address the problem of criminal money laundering.

Read more
Steps taken by France to implement and enforce the OECD Bribery Convention (OECD 2008, Rev. 2009) resource Research / Studies OCEG Reviewed

Steps taken by France to implement and enforce the OECD Convention on Combating Bribery of Foreign Public Officials in International Business Transactions.

Read more
Agreement between the European Union and the United States of America on the processing and transfer of Financial Messaging Data from the European Union to the United States for purposes of the Terrorist Finance Tracking Program (2009) resource International Materials OCEG Reviewed

The aim of this Agreement is to ensure, with full respect for the privacy, protection of personal data, and other conditions set out in this Agreement, that relevant financial information is available to the competent law enforcement, public security or counter terrorims authorities of both US and EU and its Member States for the purpose of the prevention, investigation, detection, or prosecuti

Read more
FFIEC, Bank Secrecy Act (BSA)/Anti-Money Laundering (AML) Examination Manual (2010) resource Agency Guidances

Introduction: This Federal Financial Institutions Examination Council (FFIEC) Bank Secrecy Act (BSA)/Anti-Money Laundering (AML) Examination Manual provides guidance to examiners for carrying out BSA/AML and Office of Foreign Assets Control (OFAC) examinations.

Read more
Thomson Reuters GRC Technology Provider
Proceeds of Crime Bill (2001) resource International Materials OCEG Reviewed
A bill to establish the Assets Recovery Agency and make provision about the appointment of its Director and his functions (including Revenue functions), to provide for confiscation orders in relation to persons who benefit from criminal conduct and for restraint orders to prohibit dealing with property, to allow the recovery of property which is or represents property obtained through unlawful conduct or which is intended to be used in unlawful conduct, to make provision about money laundering,to make provision about investigations relating to benefit from criminal conduct or to property which
Read more
A targeted stand by the UK Anti Money Laundering Regime (AML) (2006) resource Articles OCEG Reviewed
If the FSA intends to be pro-active “in operating a truly risk based AML regime that can remove unnecessary burden from financial firms and their customers through more efficient and convenient AML procedures” it has to address some of the main challenges in operating AML regimes.
Read more
UK, The Anti-Terrorism, Crime and Security Bill: Parts I, II, VIII, IX & XIII , Property, Security & Crime, Bill 49 of 2001-02 (2001) resource Research / Studies OCEG Reviewed
This paper examines five Parts of the Anti-Terrorism, Crime and Security Bill, those which would bring in enlarged powers for the seizure and civil forfeiture of terrorist property (Part I), allow the Government to make freezing orders over the assets of overseas governments or residents (Part II), reinforce and update the regulatory regime for security in the nuclear industry (Part VIII), and imp
Read more
UK, How to register with HM Revenue & Customs (HMRC) – Money Laundering Regulations 2007 resource Agency Guidances OCEG Reviewed
The following information relates to businesses needing to register with HMRC under the Money Laundering Regulations 2007.
Read more
UK, The risk-based approach to anti-money laundering (AML) (FSA) resource Agency Web Sites OCEG Reviewed
Submitted by OCEG Staff on Oct, 09 2008
The risk-based approach is a management tool for developing and managing a firm's systems and controls. It is a tool that should be used by both the FSA and the firms that we regulate. The FSA therefore expects that firms will act in a risk-based manner over AML and it is important that their supervisor's expectations reflect this approach.
Read more
Syndicate content