Articles about: Risk


May the Force be With You on the Path to Principled Performance

Two important and, for some, potentially life changing events took place this month – the release of the new Star Wars movie and New York Governor Cuomo’s announcement of a proposed anti-money laundering and anti-terrorism rule that would impose personal criminal penalties on chief compliance officers who falsely or incorrectly certify that their institution’s Transaction Monitoring and Filtering Program complies with all the requirements” of the rule. So what do they have in common? It just might be the need for “the Force.”

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Anti-Corruption in Third Party Management

Anti-Corruption in Third Party Relationships

Huge anti-corruption fines. A focus on corporate conduct. Globalization. Each of these trends has put a lot of pressure on third party management programs. In the OCEG Tech Talk, “Anti-Corruption and Technology,” Ken Kurtz, Dennis Haist, and Tony Charles from STEELE CIS share insight and advice on managing anti-corruption in third party relationships.

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