2011 Aon Global Risk Management Survey resource Research / Studies OCEG Reviewed
Summary: Conducted in 10 languages in Q4 2010, this biennial report represents 960 organizations from 58 countries in all regions of the world. The third of its kind, the report aims to help risk managers stay abreast of emerging issues and learn how their industry and regional peers are managing risks and capturing opportunities.
Free registration required.
Standard & Poor's Ratings: Enterprise Risk Management resource White Papers OCEG Reviewed
"Standard & Poor’s Ratings Services has expanded its review of the financial service industry’s enterprise risk management (ERM) practices. This enterprise risk management initiative is an effort to provide more in-depth analysis and incisive commentary on the many critical dimensions of risk that determine overall creditworthiness.
Chief Risk Officers - Roles and Responsibilities (2011) resource Articles OCEG Reviewed
Articles on CROs and Risk Management issues, hosted by the Enterprise Risk Management Initiative, Poole College of Management, NC State University.
NIST: Guide for Applying the Risk Management Framework to Federal Information Systems: A Security Life Cycle Approach (2010) resource Agency Guidances OCEG Reviewed
NIST Special Publication 800-37, Revision 1 (February 2010)
Corporate Governance - King III report - Introduction and overview (PwC) resource Standards and Guidelines OCEG Reviewed
The release of King III (King Report on Corporate Governance for South Africa) report on 1 September 2009 represents a significant milestone in the evolution of corporate governance in South Africa and brings with it significant opportunities for organisations that embrace its principles. Documents on the site include:
Asia Risk Magazine resource Books / Publications OCEG Reviewed
Published by Incisive Financial Publishing Limited (UK.) Posted at Risk.net.
Operational Risk & Regulation Magazine resource Books / Publications OCEG Reviewed
A monthly magazine published by Incisive Financial Publishing Limited and posted at Risk.net.
NCUA, Corporate Credit Unions (2011, Final Rule) resource National Regulations OCEG Reviewed
Summary: NCUA is issuing final amendments to its rule governing corporate credit unions (corporates). The amendments include internal control and reporting requirements for corporates similar to those required for banks under the Federal Deposit Insurance Act and the Sarbanes-Oxley Act.
SEC, Office of the Whistleblower Website resource Agency Web Sites OCEG Reviewed
On July 21, 2010, the President signed into law the "Dodd-Frank Wall Street Reform and Consumer Protection Act" (the "Act"). Among other things, the Act establishes a whistleblower program that enables the SEC to pay an award, under regulations prescribed by the SEC and subject to certain limitations.
SEC, Memorandum: File on S7-33-10, Proposed Rules for Implementing the Whistleblower Provisions of Section 21F of the Securities Exchange Act of 1934 (2011) resource OCEG Reviewed
From: Christian L. Broadbent, Counsel to Commissioner Elisse B. Walter
Meeting with members and representatives of National Whistleblowers Center (“NWC”) The agenda and other materials submitted are attached to this Memorandum.
Date: March 16, 2011
