An EU Framework for Cross-border Crisis Management in the Banking Sector, Commission Staff Working Document SEC (2009) 1407 resource Standards and Guidelines OCEG Reviewed
From the Commission of European Communities.
An EU Framework for Cross-Border Crisis Management in the Banking Sector, COM(2009) 561/4 resource Standards and Guidelines OCEG Reviewed
From the Commission of the European Communities.
SEC Proposes Consolidated Audit Trail (July 2010) resource Articles
The Harvard Law School Forum on Corporate Governance and Financial Regulation, July 4, 2010. Annette L. Nazareth.
SEC: Consolidated Audit Trail, Proposed Rule (June 2010) resource National Regulations OCEG Reviewed
75 Federal Register 32556 (June 8, 2010); 17 CFR Part 242
Exception Management Explained: Mastering the ‘Last Mile’ of Compliance and Risk Monitoring resource Featured Articles Member contribution
Hours, days or weeks? Those are the options that confronted senior internal auditors, compliance executives and their operational colleagues as they evaluated how long it should take for business process owners to respond to potential internal controls violations.
United Kingdom, HM Treasury - Financial Services: Reform and Regulation resource Agency Web Sites OCEG Reviewed
June 20, 2010: The Chancellor the Exchequer announced that the current tripartite system (consisting of the Treasury, the Bank of England, and the Financial Services Authority) governing financial services regulation will end.
Final Guidance on Sound Incentive Compensation Policies (June 25, 2010) resource Agency Guidances OCEG Reviewed
75 Federal Register 36395 (June 25, 2010)
Agencies: Office of the Comptroller of the Currency, Treasury (OCC); Board of Governors of the Federal Reserve System, (Board or Federal Reserve); Federal Deposit Insurance Corporation (FDIC); Office of Thrift Supervision, Treasury (OTS).
CICA's IFRS Transition Resources resource Organizations & Associations
About CICA: The Canadian Institute of Chartered Accountants (CICA) conducts research into current business issues and supports the setting of accounting, auditing and assurance standards for business, not-for-profit organizations and government.
Point of View: New SEC rule prompts companies to disclose how their boards oversee risks (PwC, May 2010) resource Articles
Summary: What does the SEC's new rule intend to achieve, and how do the resultant proxy disclosures measure up?
Executive Compensation Outlook (2010) resource Articles OCEG Reviewed
Business Week, June 1, 2010
Introduction: The year 2010 may be remembered for its impact on the design and governance of chief executive and senior executive compensation programs, particularly if financial system reform becomes law. In light of all this, what issues are boards and compensation committees facing today, and what will they see in the near future?
