Keynote Address at the Investment Company Institute, 2009 Mutual Funds and Investment Management Conference blog
Thank you, Kit [Addleman], for the kind introduction. It is an honor to be speaking here today at the 2009 Southeastern Securities Conference. Before I begin, I must say the standard disclaimer: The views that I express here today are my own and do not necessarily reflect those of the U.S. Securities and Exchange Commission or of my fellow Commissioners.
Remarks at News Teleconference Announcing Enforcement Action Against Former N.Y. State Official and Top Political Advisor blog
Good afternoon. And thank you Attorney General [Andrew] Cuomo. This has been an excellent coordinated effort by our two agencies. We look forward to continuing to work closely together on this and other investigations.
"Principles to Help Guide Financial Regulatory Reform" — Remarks Before the Institute of International Bankers blog
"Compliance in Today's Environment: Step Up to the Challenge" — Remarks Before the IA Compliance Best Practices Summit 2009 blog
It is a pleasure to be speaking to you today. Before I begin, I must give the standard disclaimer that my own compliance team prescribes — that is, that the views I express here today are my own and do not necessarily reflect those of the U.S. Securities and Exchange Commission or my fellow Commissioners.
"Restoring Investor Trust through Corporate Governance" — Remarks Before the Practicing Law Institute blog
Good morning and welcome to your Master Class on Corporate Governance. Thank you, David, for your overly kind introduction.